88-132
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CERTIFICATE OF ~CITY MANAGER
I, the undersigned, being the duly qualified City
Manager of the city of Chanhassen, Minnesota, hereby attest and
certify that:
1. As such officer, I have the legal custody of the
original record from which the attached resolution was
transcribed.
2. I have carefully compared the attached resolution
_ with the original record of the meeting at which the resolution
was acted upon.
3. I find the attached resolution to be a true,
correct and complete copy of the original:
RESOLUTION NO. 88-132
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RESOLUTION AUTHORIZING THE ISSUANCE AND SALE OF
$1,000,000 AGGREGATE PRINCIPAL AMOUNT OF
INDUSTRIAL DEVELOPMENT REVENUE BONDS (LYMAN
LUMBER COMPANY PROJECT), SERIES 1988, OF THE
CITY; AUTHORIZING THE EXECUTION OF A FIRST
SUPPLEMENTAL INDENTURE OF TRUST, A FIRST
AMENDMENT TO LOAN AGREEMENT AND A BOND PURCHASE
AGREEMENT, AND AUTHORIZING THE USE OF A PRIVATE
PLACEMENT MEMORANDUM, ALL RELATING TO THE
SERIES 1988 BONDS
4. Said resolution remains in full force and effect
in the form in which adopted and has not been amended or
repealed.
5. I further certify that the affirmative vote on
said resolution was 5 ayes, 0 nayes, and 0
absent/abstention.
6. Said resolution was adopted at a special meeting
which was duly held, pursuant to call and notice thereof, as
required by law on December 12, 1988, and a quorum was present
at such meeting.
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officially as such Manager and the
13th day of December , 1988.
;a~~"
o Ashworth
City Manager
WITNESS my hand
seal of said City, this
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RESOLUTION NO.
88-132
RESOLUTION AUTHORIZING THE ISSUANCE AND SALE OF
$1,000,000 AGGREGATE PRINCIPAL AMOUNT OF
INDUSTRIAL DEVELOPMENT REVENUE BONDS (LYMAN
LUMBER COMPANY PROJECT), SERIES 1988, OF THE
CITY; AUTHORIZING THE EXECUTION OF A FIRST
SUPPLEMENTAL INDENTURE OF TRUST, A FIRST
AMENDMENT TO LOAN AGREEMENT AND A BOND PURCHASE
AGREEMENT, AND AUTHORIZING THE USE OF A PRIVATE
PLACEMENT MEMORANDUM, ALL RELATING TO THE
SERIES 1988 BONDS
BE IT RESOLVED by the City Council (the Council) of
the City of Chanhassen, Minnesota (the City), as follows:
Section 1. Authorization and Recitals.
1.01. General Authority. This Council has received a
proposal that the City finance a portion or all of the cost of
a proposed project under Minnesota Statutes, Sections 469.152
through 469.165 (the Act), consisting of the construction of an
approximately 30,240 square foot addition by Lyman Lumber
Company (the Company) to its existing facility located at 18800
West 78th Street in the City, and the acquisition and
installation of items of equipment therein (the Project).
1.02. Series 1979 Bonds. The City has heretofore
issued its Industrial Development Revenue Bonds (Lyman Lumber
Company Project), Series 1979, dated as of September 1, 1979,
in the aggregate principal amount of $2,000,000 (the "Series
1979 Bonds"), for the purpose of financing the cost of a
project under the Act consisting of the acquisition of land
within the City (the "Land") and the construction of a storage
and distribution facility thereon (the "Building"), by the
Company, pursuant to an Indenture of Trust, dated as of
September 1, 1979 (the "Original Indenture"), between the City
and Northwestern National Bank of Minneapolis, as Trustee (the
"Trustee"). The proceeds of the Series 1979 Bonds were loaned
by the City to the Company, pursuant to a Loan Agreement, dated
as ~f September 1, 1979 (the "Original Agreement"), between the
City and the Company, and the 1979 Bonds are secured by a
Mortgage and Security Agreement, dated of September 1, 1979
(the "Original Mortgage"), under which the Company is
obligated to make payments sufficient to pay the principal of,
premium, if any, and interest on the Series 1979 Bonds.
1.03. Proposed Project and Bonds. Allison-Williams
Company, of Minneapolis, Minnesota (the "Underwriter") and
representatives of the Company have proposed that the City,
acting under and pursuant to the Act, issue and sell to the
Underwriter, an additional series of bonds, pursuant to Section
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3-5 of the Original Indenture, designated as its Industrial
Development Revenue Bonds (Lyman Lumber Company Project),
Series 1988, dated as of December 1, 1988, in the principal
amount of $1,000,000 (the "Series 1988 Bonds"), the proceeds of
which are to be. used for the purpose of paying the costs of the
Project. The Series 1988 Bonds will be issued pursuant to the
Original Indenture, as supplemented by a First Supplemental
Indenture of Trust, dated as of December 1, 1988 (the
"Supplemental Indenture"), between the City and the Trustee
(the Original Indenture, as s6 supplemented is hereinafter
referred to as the "Indenture"). The proceeds of the Series
1988 Bonds will be loaned by the City to the Company pursuant
to the Original Agreement, as amended by a First Amendment to
Loan Agreement, dated as of December 1, 1988 (the "Amendment to
Loan Agreement"), between the City and the Company (the
Original Agreement, as so amended is hereinafter referred to as
the "Agreement"). to secure payment on the Series 1988 Bonds
the Original Mortgage will be supplemented by a First Amendment
to Mortgage and Security Agreement, dated as of December 1,
1988 (the "Amendment to Mortgage"), from the Company to the
Trustee (the Original Mortgage, as so amended is hereinafter
referred to as the "Mortgage").
1.04. Prior Approval. This Council following a
public hearing on the Project, duly noticed and held on August
22, 1988, adopted a resolution giving preliminary approval to
the Project and authorizing the issuance of the Series 1988
Bonds and the execution of documents relating thereto.
1.05. Documentation. Forms of the following
documents relating to the Project and the Series 1988 Bonds
have been prepared and submitted to this Council and are hereby
directed to be filed in the office of the City Manager:
(~) the Amendment to Loan Agreement;
(b) the Supplemental Indenture;
(c) the Amendment to Mortgage;
(d) the Bond Purchase Agreement, by and among
the Company, the Underwriter and the City (the "Bond
Purchase Agreement"); and
(e) a Private Placement Memorandum (the
("Private Placement Memorandum"), dated November 30, 1988.
Section 2. Findings. This Council hereby finds,
determines and declares that:
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(a) The welfare of the State of Minnesota
requires active promotion, attraction, encouragement and
development of economically sound industry and commerce
through governmental acts to prevent, so far as possible,
emergence of blighted lands and areas of chronic
unemployment, and the State of Minnesota has encouraged
local government units to act to prevent such economic
deterioration.
(b) The Project would further the general
purposes contemplated and described in Section 469.152 of
the Act.
(c) The existence of the Project would add to
the tax base of the City, the County and the School
District in which the Project is located and would provide
increased opportunities for employment for residents of the
City and surrounding area.
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(d) This Council has been advised by
representatives of the Company, that conventional,
commercial financing to pay the cost of the Project is
available only on a limited basis and at such high costs of
borrowing that the economic feasibility of constructing and
operating the Project would be significantly reduced, but
that with the aid of municipal borrowing, and its resulting
lower borrowing cost, the Project is economically more
feasible.
(e) This Council has been advised by
representatives of the Company that the Project would not
be undertaken but for the availability of industrial
development bond financing.
(f) This Council has also been advised by
representatives of the Company that on the basis of their
discussions with potential buyers of tax-exempt bonds,
revenue bonds of the City (which may be in the form of a
revenue note or notes) could be issued and sold upon
favorable rates and terms to finance the Project.
(g) The City is authorized by the Act to issue
its revenue bonds to finance capital projects consisting of
properties used and useful in connection with a revenue
producing enterprise, such as that of the Company, and the
issuance of the bonds by the City would be a substantial
inducement to the Company to undertake the Project.
(h) This Council hereby finds that the issuance
and sale of $1,000,000 aggregate principal amount of the
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City's Industrial Development Revenue Bonds (Lyman Lumber
Company Project), Series 1988 pursuant to the Act is in the
best interest of the City and the City hereby determines to
issue and sell such Series 1988 Bonds. The proceeds of the
Series 1988 Bonds will be lent (the Loan) by the City to
the Company, in order to finance the Project.
(i) The financing of the Project, the
authorization of the Series 1988 Bonds in the principal
amount of $1,000,000, the execution and delivery of the
Amendment to Agreement and the Supplemental Indenture and
the performance of all covenants and agreements of the City
contained in the Agreement, the Bond Purchase Agreement and
the Indenture and of all other acts and things required
under the Constitution and laws of the State of Minnesota
to make the Loan Agreement, the Indenture and the Series
1988 Bonds valid and binding obligations in accordance with
their terms, are authori~ed by the Act.
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(j) The Series 1988 Bonds will be special
limited obligations of the City payable solely from
revenues derived from the Agreement, other than to the
extent payable from the proceeds of the Series 1988 Bonds,
amounts in the Reserve Fund held by the Trustee pursuant to
the Indenture, the proceeds of insurance or condemnation
awards or the proceeds resulting from the disposition of
the property encumbered by the Mortgage upon a default by
the Company under the Agreement. The Series 1988 Bonds
shall not be payable from or charged upon any funds other
than the revenue pledged to the payment thereof, nor shall
the City be subject to any liability thereon. No holder or
holders of any Series 1988 Bond shall ever have the right
to compel any exercise of the taxing power of the City to
pay any such Series 1988 Bond or the interest thereon, nor
to enforce payment thereof against any property of the City
except the Loan Agreement. The Series 1988 Bonds shall not
constitute a debt of the City within the meaning of any
constitutional or statutory provision.
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Section 3. Authorization of Issuance of Bonds. In
order to provide for the financing of the Project, the City
hereby authorizes the issuance of the Series 1988 Bonds as
revenue bonds under the Act, to be designated "City of
Chanhassen, Minnesota, Industrial Development Revenue Bonds
(Lyman Lumber Company Project), Series 1988" in the aggregate
principal amount of $1,000,000. The Series 1988 Series 1988
Bonds shall be dated as of December 1, 1988, and shall mature
in the years and amounts and contain the redemption and other
provisions as are set forth in the Supplemental Indenture. The
Series 1988 Bonds shall bear interest as provided in the
Supplemental Indenture.
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Section 4. Execution of Bonds. Each Series 1988 Bond
shall be executed on behalf of the city by the manual or
facsimile signatures of the Mayor and the city Manager, and its
corporate seal (which may be in facsimile) shall be thereunto
affixed, imprinted or engraved. The Trustee is hereby
designated as authenticating agent pursuant to Minnesota
Statutes, Section 475.55. If any of the officers who shall
have signed or sealed any of the Series 1988 Bonds shall cease
to be such officers of the City before the Series 1988 Bonds so
signed and sealed shall have been actually authenticated by the
Trustee or delivered by the City, such Series 1988 Bonds
nevertheless may be authenticated, issued and delivered with
the same force and effect as though the person or persons who
signed or sealed such Series 1988 Bonds had not ceased to be
such officer or officers of the City.
Section 5. Execution of Supplemental Indenture,
Amendment to Loan Agreement and Bond Purchase Agreement. The
Supplemental Indenture, the Amendment to Loan Agreement and the
Bond Purchase Agreement are hereby made a part of this
Resolution as fully as though set forth in full herein and are
hereby approved in the form submitted to this meeting, and the
Mayor and City Manager are hereby authorized and directed to
execute, acknowledge and deliver the Supplemental Indenture,
the Amendment to Loan Agreement and the Bond Purchase Agreement
on behalf of the City with such changes, insertions and
omissions therein as do not change the substance of the
Supplemental Indenture, Amendment to Loan Agreement or Bond
Purchase Agreement and as may be approved by the Mayor and City
Manager, such approval to be evidenced conclusively by their
execution of the Supplemental Indenture, the Amendment to Loan
Agreement and the Bond Purchase Agreement and the City Manager
is hereby authorized and directed to affix the corporate seal
of the City to the Supplemental Indenture, the Amendment to
Loan Agreement and the Bond Purchase Agreement.
Section 6. Offering Documents. The Private Placement
Memorandum is hereby made a part of this Resolution as fully as
though set forth in full herein and is hereby approved in the
form submitted to this meeting, said Private Placement
Memorandum and the information contained therein are hereby
authorized to be used by the Underwriter in connection with the
sale of the Series 1988 Bonds; provided, however, that the City
has made no independent investigation with respect to, and
assumes no responsibility for the accuracy or completeness of
the information contained in the Private Placement Memorandum.
Section 7. Other Actions. The Mayor, the City
Manager and all other officers of the City are hereby
authorized and directed to execute and deliver all other
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documents which may be required under the terms of the
Supplemental Indenture, the Amendment to Loan Agreement or the
Bond Purchase Agreement, and to take such other action as may
be required or appropriate for the performance of the duties
imposed thereby or to carry out the purposes thereof.
Section 8. Absence or Disability of Officers. In the
absence or disability of the Mayor, the City Manager or any
other officer of the City named in any instrument to be
executed on behalf of the City in connection with the issuance
of the Series 1988 Bonds, the acting Mayor, acting City Manager
or other officer may execute such instrument. The execution of
any instrument by an officer of the City shall be conclusive
evidence of its approval.
Section 9. Compliance With Act. The Mayor and City
Manager are directed, upon the issuance of the Series 1988
Bonds thereafter to comply with the provisions of Section
469.154, Subdivisions 5 and 7 of the Act.
Section 10. Statement of Election. The City hereby
elects that the provision of Section 144(a)(4) of the Internal
Revenue Code of 1986, as amended, apply to the Series 1988
Bonds.
Adopted by the City Council of
Minnesota, this 12th day of De~ 198
Attest:
QMO/6
(SEAL)
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