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A. Review Crossover Refunding of Library Bonds CITY OF CHANHASSEN 7700 Market Boulevard PO Box 147 Chanhassen, MN 55317 Administration Phone: 952.227,1100 Fax: 952.227.1110 Building Inspections Phone: 952.227.1180 Fax: 952.227.1190 Engineering Phone: 952.227.1160 Fax: 952.227,1170 Finance Phone: 952.227.1140 Fax: 952,227.1110 Park & Recreation Phone: 952.227.1120 Fax: 952,227.1110 Recreation Center 2310 Coulter Boulevard Phone: 952.227,1400 Fax: 952,227.1404 Planning & Natural Resources Phone: 952,227.1130 Fax: 952.227.1110 Public Works 1591 Park Road Phone: 952.227.1300 Fax: 952.227.1310 Senior Center Phone: 952.227.1125 Fax: 952.227.1110 Web Site www.ci.chanhassen.mn.us A -""'" MEMORANDUM TO: Mayor & City Council Members FROM: &'1. ()~- Greg Sticha, Finance Director DATE: February 9, 2009 SUBJ: Crossover Refunding 2002A GO Library Bonds & Other Financing Discussion BACKGROUND On the consent agenda later this evening, staff will be requesting that the City Council call for the sale of $6,095,000 in Crossover Refunding Library Bonds, Series 2002A. An advanced refunding is a financing technique for municipal bonds that allows an issuer to obtain the benefit of lower interest rates when the outstanding bonds are not currently callable. The proceeds from the sale of the refunding bonds are used to pur.chase taxable government securities, which are deposited in an escrow account until the call date on the bonds. The escrow account is structured so that the principal and interest earned on the securities are sufficient to pay all principal and interest on the new bonds until the call date. At the call date, the old bonds are paid off and the source's repayment (taxes or revenue) previously pledged to the payment of old bonds are used to pay the new bonds. The outstanding debt is generally considered void (defeased) either legally or in substance. A legal defeasance occurs when the covenants relating to the outstanding bonds are satisfied with respect to the retirement of the debt. For accounting and financial reporting purposes, the issue is treated as defeased when the escrow account is comprised of direct obligations or obligations guaranteed by the United States Government irrevocably pledged to the retirement of such debt. The City's obligation to pay the debt, however, does not go away until the bonds are officially paid off. Our Financial Advisors from Ehler's & Associates will be here this evening to answer any questions on crossover/advance refundings, and the positives and negatives of doing such a refinancing of debt. ATTACHMENT 1. Refunding Analysis done by Ehler's. Chanhassen is a Community for Life - Providing for Today and Planning for Tomorrow Chanhassen, MN Proposed Crossover Refunding of $6,095,000 G.O. Library Bonds, Series 2002 Table of Contents Report !'z:i()r2.rigin!llDebt Service Schedule 2 Sources & Uses 3 D~~t~erviceCol1lparisorl... 4 --- ---_.-._.-...,--'.-_.-_.-- Crossover Escrow Fund Cashflow 5 06 xover of Ser 02 $6.095 I SINGLE PURPOSE I 1/23/2009 I 2:48 PM Ehlers and Associates, Inc. Leaders in Public Finance Chanhassen, MN $6,095,000 G.O. Library Bonds, Series 2002 Prior Original Debt Service Date 08/01/2009 02/01/2010 08/01/2010 02/01/2011 I 02/01/2012 08/01/2012 02/01/2013 08/01/2013 02/01/2014 08/01/2014 02/01/2015 08/01/2015 02/01/2016 08/01/2016 - --_..-------_...~ 02/01/2017 08/01/2017 02/01/2018 08/01/2018 02/01/2019 .___n_ ._~___m____ .__~_____ 08/01/2019 02/01/2020 08/01/2020 02/01/2021 08/01/2021 02/0 I /2022 Total Yield Statistics 87,497.50 87,497.50 87,497.50 87,497.50 87,497.50 387,497.50 81,122.50 81,122.50 ~I,I~~:?Q 396,!~2.50 ........ .... ...........4??,~4?:QQ 74,192.50 74,192.50 74,192.50 404,192.50 66,767.50 66,767.50 4.550% 66,767.50 411,767.50 ... ...-___..._....___.S.~,~1.~:?s........._~2.I!.??__._.._ "',',..__..._. 4.600% 58,918.75 423,918.75 50,523.75 50,523.75 50,523.75 430,523.75 41,688.75 41,688.75 . ....__4L~~~}5 ...._.,_._ 446,688.75 32,171.25 32,171.25 32,171.25 457,171.25 22,077.50 22,077.50 22,077.50 467,077.50 489,155.00 .}1,~??:50 ........................ ............ ......1 I,~??:?Q. ... . ..... .. ....... .......... .... 11,397.50 481,397.50 492,795.00 $1,577,700.00 $5,357,700.00 Principal Coupon Interest 87,497.50 87,497.50 87,497.50 87,497.50 Total P+I 87,497.50 87,497.50 87,497.50 87,497.50 300,000.00 4.250% ...}I?,QQQ.OO 4.400% 330,000.00 4.500% 345,000.00 365,000.00 380,000.00 4.650% 405,000.00 4.700% 425,000.00 4.750% 445,000.00 4.800% 470,000.00 $3,780,000.00 ..........................."".... - 4.850% i\ver<ig,e},ife .... Y!ei&J1te~i\ver<i!le IVlatllrity(Par.Basis) Fiscal Total 174,995.00 174,995.00 174,995.00 474,995.00 478,385.00 478,535.00 482,837.50 481,047.50 .,____4~~,~?7:?0 489,342.50 8.911 Years ...._._-----_._--_.._..."._._-~~-_..._....__._- - - -- -.--- -- --- I Refunding Bond Information R,eflln~ill!lJ:)a~~ ))ate... Refunding Delivery Date Ser 02 $6.095 Go Library I SINGLE PURPOSE I 1/23/2009 I 2:48 PM 2/0 I /2009 Ehlers and Associates, Inc. Leaders in Public Finance Page 1 Chanhassen, MN Proposed Crossover Refunding of $6,095,000 G.O. Library Bonds, Series 2002 Debt Service Schedule Date .02/.01/2.0.09 .08/.0 1/2.0.09 .02/.0112.010 .08/.0112.010 .02/.01/2.011 .08/.01/2.011 .02/.01/2.012 .08/.01/2.012 .02/.0 1/2.0 13 Principal Coupon Interest 1.7.0.0% 41,495..0.0 41,495..0.0 41,495..0.0 . . ~1,~?~,QO. 41,495..0.0 41,495..0.0 41,495..0.0 41,495..0.0 310,.0.0.0..0.0 .02/.0 1/2.0 14 .08/.01/2.014 .02/.01/2.015 .08/.01/2.015 .02/.01/2.016 _.~------- .08/.0112.016 .02/.01/2.017 .08/.01/2.017 .02/.01/2.018 .08/.01/2.018 .02/.01/2.019 .08/.01/2.019 .02/.0 1/2.02.0 .08/.0 1/2.02.0 .02/.0 1/2.021 .08/.01/2.021 .02/.0 1/2.022 Total 315,.0.0.0..0.0 1.7.0.0% 38,86.0..0.0 36,182.5.0 1.9.0.0% 36,182.5.0 33,142.5.0 . no . ~.0~0'Vo....... ._...13, li2.,~O... 29,76.0..0.0 2.2.0.0% 29,76.0..0.0 26,.02.0..0.0 2.4.0.0% 26,.02.0..0.0 . ................. ..z.L~OcDQ...._....n 2.6.0.0% 21,88.0..0.0 17,2.0.0..0.0 2.8.0.0% 17,2.0.0..0.0 12,.02.0..0.0 3..0.0.0% ............................. ..................I~,D~O:gO 6,32.0..0.0 3.2.0.0% 6,32.0..0.0 $774,730.00 32.0,.0.0.0..0.0 ..33Q,g.oO.Q.o. . 34.0,.0.0.0..0.0 345,.0.0.0..0.0 36.0,.0.0.0..0.0 37.0,.0.0.0..0.0 . 38D,000,QO 395,.0.0.0..0.0 $3,465,000.00 Yield Statistics Bond Year Dollars lIlt:t.IlI~~t:~t<;~st(lIlIl:)... .:rflJ.eJ!I~erest Cost <':rrfL.. ...... .~()!I~. ~:i.e~<I!.Cl.I"~.I"bi!r.lIg.t:P.lIIJ>~ses. . AIIIlIcI\JsiYt:l:(Js.!(A!<;) IRS Form 8038 Net Interest Cost .__no .....................__,......_".._,_,............._ .................. n._,_""._". Weighted Average Maturity 06 xover of Ser 02 $6.095 I SINGLE PURPOSE I 1/23/2009 I 2:48 PM Total P+I Fiscal Total 41,495..0.0 41,495..0.0 41,495..0.0 ..................~I,~.9.~:QO... 41,495..0.0 41,495..0.0 41,495..0.0 351,495..0.0 82,99.0..0.0 _...~.~!~?OcOQ. 82,99.0..0.0 392,99.0..0.0 353,86.0..0.0 392,72.0..0.0 36,182.5.0 356,182.5.0 392,365..0.0 33,142.5.0 ..~!?.3,!~1.~.o......__..3.9.6,28~:00 29,76.0..0.0 369,76.0..0.0 399,52.0..0.0 26,.02.0..0.0 371,.02.0..0.0 397,.04.0..0.0 ..21..88.0..00........._.....___..... 381,88.0..0.0 4.03,76.0..0.0 17,2.0.0..0.0 387,2.0.0..0.0 4.04,4.0.0..0.0 12,.02.0..0.0 392,.02.0..0.0 . .... .......................... . ...~Q~,Q~Q:Q.O.. 6,32.0..0.0 4.01,32.0..0.0 4.07,64.0..0.0 $4,239,730.00 ~...__.... $3D,1~~Dg 2.654.0433% ........... ----...........-..... 2.65.0358.0% 2.7715243% 2.5623615% 8.726 Years Ehlers and Associates, Inc. Leaders in Public Finance Page 2 Chanhassen, MN Proposed Crossover Refunding of $6,095,000 G.O. Library Bonds, Series 2002 Sources & Uses Dated 02101/2009 I Delivered 02101/2009 Sources Of Funds Par Amount of Bonds --.----~--_.~.---._, -- Transfers from Prior Issue Debt .. m _~~,~~,()()_OcOQ Total ..._~,!}20.00 _ Total Uses $3,965,000.00 06 xover of Ser 02 $6.095 I SINGLE PURPOSE I 1/2312009 I 2:48 PM Ehlers and Associates, Inc. Leaders In Public Finance Page 3 Chanhassen, MN Proposed Crossover Refunding of $6,095,000 G.O. Library Bonds, Series 2002 Debt Service Comparison Date Total P+I PCF Existing DIS Net New DIS Old Net DIS Savings 02/01/2009 (1,168.64) 1,168.64 02/01/2010 82,990.00 (82,990.00) 174,995.00 174,995.00 174,995.00 02/01/2011 82,990.00 (82,990.00) 174,995.00 174,995.00 174,995.00 02/01/2012 82,990.00 (82,990.00) 174,995.00 174,995.00 174,995.00 02/01/2013 39~,?90.00 (3.,?~I,.~?5:g0) 3,8~?,~97.50 438,99~:?O 474,2?5.00 ..... .~~,QQ~JJL 02/01/2014 392,720.00 392,720.00 477,245.00 84,525.00 02/01/2015 392,365.00 392,365.00 478,385.00 86,020.00 02/01/2016 396,285.00 396,285.00 478,535.00 82,250.00 02/01/2017 399,520.00 399,520.00 482,837.50 83,317.50 02/01/2018 ...................... ....}2?,Q~g:gQ .. ............. ..}??,Q~Q:QQ 481,047.50 ?~,QQ?:?Q.. 02/01/2019 403,760.00 403,760.00 488,377.50 84,617.50 02/01/2020 404,400.00 404,400.00 489,342.50 84,942.50 02/01/2021 404,040.00 404,040.00 489,155.00 85,115.00 02/01/2022 407,640.00 407,640.00 492,795.00 85,155.00 Total $4,239,730.00 (4,070,465.00) $4,392,482.50 $4,560,578.86 $5,357,700.00 $797,121.14 PV Analysis Summary (Net to Net) Gr()".sYV D.e!Jtl'ervice S~,,~n.gs...........:...:...... N~!RY<::!I.s~.f1~~~!I"in.g.s@~:?~?'70(~~n.4yi~14)::::: . .. ................................... ..~~!,!??:~I Transfers from Prior Issue Debt Service Fund...... _.......__............ - _.................__''m...._....._....._........ ......__..____....... _.............._...__........ <::~n.tin.g~n.(;y~~~~1ln.4in.g}.rn.~1ln.!:::::::::::::::::::: Net Present Value Benefit .................____ ...._....__._J~QQ,Q90.0..Ql. .. ............. 1,.I..6.?:~~ .....__.... .... ..J!~~?~~.6.:.9..?. N~tRY~~n.~fl!/J3,8~2,2~.?:~.3f'.y.~<:flln.4~d.l.)~~t~~~ic~ .N~t..RY..~en.~tit/~~,?s.Q,Q.QQ~~ft1n.4l:.d.Rrin.cipal::: ..... N~tRY~enetit/~~,4~5,QOQ~eft1n.4in.gRrincip!lI:: 3.716% ..............---.......--....-..-.................---- 3.765% 4.108% Refunding Bond Information Refunding Delivery Date 2/01/2009 06 xover of Ser 02 $6.095 I SINGLE PURPOSE I 1/23/2009 I 2:48 PM Ehlers and Associates, Inc. Leaders in Public Finance Page 4 Chanhassen, MN Proposed Crossover Refunding of $6,095,000 G.O. Library Bonds, Series 2002 Crossover Escrow Fund Cashflow Date 02/01/2009 08/01/2009 02/01/2010 08/01/2010 02/01/2011 --............................................ 08/01/20 II 02/0112012 08/01/2012 Principal Rate Interest + Transfers Receipts Disbursements Cash Balance 0.36 0.36 21,105.48 20,390.32 41,495.80 41,495.00 1.16 21,105.48 20,389.79 41,495.27 41,495.00 1.43 21,105.48 20,388.98 41,494.46 41,495.00 0.89 _~I,lQ~'~.L .}Q,~??:?~ ~I,~2~,~Q ~1,~?5.00 1.29 21,105.48 20,389.55 41,495.03 41,495.00 1.32 21,105.48 20,388.94 41,494.42 41,495.00 0.74 21,105.48 396,277. 78 3,821,494.26 3,821,495.00 $147,738.36 $518,615.28 $4,070,465.00 $4,070,465.00 Total 3,404,111.00 1.240% $3,404,111.00 Investment Parameters Il1v~~!J1!el1tM()c1eIJPy:, (}IC;,o.r~e(;\lI'i!iesl.. i2~j'llll.l!in.'1tls.tIl1el1t)'il:lc1.!a,rget Bond Yield Cost ofInvestments Purchased with Fund Transfers .._.._...}gg~QQoQQ.. .c:.a,s.~i2l:(l<l.sit ... _" ___ ".. ..... . _ Cost of Investments Purchased with Bond Proceeds ..._.n... _~___ Total Cost ofInvestments 0.36 .. _}"i04, III :9,0_ . ......~~,?Q~,lll}~ !llrget.C;()st.()j'II1'1l:stl11entsat~()I1c1)'il:ld !\(;tlllll(lositi'll:()r(l1eglltive)l\I'~itrllgl: .~~,~?~,Q?I,?~ . (I~?,Q~?,~Q) State and Local Government Series (SLGS) rates for 1/21/2009 06 xover of Ser 02 $6.095 I SINGLE PURPOSE I 1/2312009 I 2:48 PM Ehlers and Associates, Inc. Leaders in Public Finance Page 5