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7. Rottlund Homes: Private Redevelopment Agreement.CITY OF CHASH 690 COULTER DRIVE • P.O. BOX 147 • CHANHASSEN, MINNESOTA 55317 (612) 937 -1900 • FAX (612) 937 -5739 MEMORANDUM TO: Don Ashworth, City Manager FROM: Todd Gerhardt, Assistant City Manager DATE: April 9, 1997 SUBJ: Consider Approval of the Private Redevelopment. Agreement with The Rottlund Company, Inc. Attached for the council's consideration is the Private Development Agreement between the City of Chanhassen and The Rottlund's North Bay project (a single family residential development) reducing the price of 35 owner - occupied homes, so as to be affordable under the Metropolitan Livable Communities Act (LCA). In order to accomplish this objective, last June the city council created a tax increment financing district to assist in reducing the cost of each unit in order to meet the LCA. The Metropolitan Council's definition of affordable is those occupied units under $120,000. Under this plan, the city would provide assistance to 35 of the 76 units in the Rottlund development. The agreement calls for at least 18 units to be designated and sold to owner- occupants through a first -time home buyer program and at a purchase price of no more than $95,000. The resale price of these parcels can only be adjusted by the average annual increase in the purchase price of single family residences in the Minneapolis -St. Paul metropolitan statistical area and from the date of each prior sale, plus an additional 7% to accommodate for sales commission, for a period of 30 years after the date of initial sale of the $95,000 unit (see Attachment #2 for example). The last 17 units can be sold to any owner- occupant regardless if the individual is a first time home buyer or not. The purchase price of the units cannot be for more than $120,000 (see Attachment #2 for example). The resale price of these parcels can only be adjusted by the average annual increase in the purchase price of single family residences in the Minneapolis -St. Paul metropolitan statistical area and from the date of each prior sale, plus an additional 7% to accommodate sales commission, fora period of 30 years after the date of initial sale of the $120,000 unit (see Attachment #2 for example). i Mr. Don Ashworth April 9, 1997 Page 2 Attachment! #2 shows an example oi� the impact the 7 realtor's fees has on the affordability of the units over time. However, stafflalso believes if the homeowner is not building enough equity, the homeowner will not have an incentive to keep his home maintained, finish off the basement„ add a deck, etc. Staff would like to discuss these two options with the council on Monday evening. The propose d development curr` p ently pays $7,166 per year in taxes which will be the "base original taxcapacity" (this amount will.continue to go to the school, city, and county) and the "captured tax capacity is estimated to be $60,481. The total estimated amount of taxes captured through the life of the district (15 years) totals $1,624,464 (see Attachment #3). The total obligation to Rottlund is as follows:] 1. The city proposes to assume $350;000 in sewer, water, and roadway improvement costs against the site. 2. Land write down to further reduce their housing project costs of $400,000 plus interest. j Total Incentives: $750,000 Recommendation Staff recommends that the city-council approve the Private Redevelopment Agreement with The Rottlund Company, Inc. and the, Lim ited Revenue Tax Increment Note for $400,000. I Attachments 1. Private Redevelopment Contract. 2. Examples of the 7% Impact on Future Home Values. 3. Tax Increment Runs for the Project. I gAadmin \tg\rottlurid.doc CONTRACT FOR PRIVATE DEVELOPMENT By and Between the CITY OF CHANHASSEN, MINNESOTA and THE ROTTLUND COMPANY, INC. Dated as of: This document was drafted by: KENNEDY & GRAVEN, Chartered 470 Pillsbury Center Minneapolis, Minnesota 55402 Telephone: 337 -9300 CH130 -48 TABLE OF CONTENTS Page PREAMBLE..................... ............................... 1 ARTICLE I Definitions Section 1.1. Definitions ............. ............................... 2 ARTICLE II Representations and Warranties Section 2.1. Representations by the City .. ............................... 4 Section 2.2. Representations and Warranties by the Developer .................. 4 ARTICLE III Public Improvements; Public Assistance Section 3.1. Soil Conditions .......... ............................... 6 Section 3.2. Issuance of Note .......... ............................... 6 Section 3.3. Special Assessments ....... ............................... 6 ARTICLE IV Construction of Minimum Improvements Section 4.1. Construction of Minimum Improvements ......................... 7 Section 4.2. Construction Plans ......... ............................... 7 Section 4.3. Commencement and Completion of Construction .................... 8 Section 4.4. Certificate of Completion ..... ............................... 8 Section 4.5. Affordable Housing Covenants . ............................... 8 ARTICLE V Payment of Taxes Section 5.1. Insurance ............... ............................... 9 Section 5.1. Right to Collect Delinquent Taxes .............................. 9 ARTICLE VI Prohibitions Against Assignment and Transfer; Indemnification Section 6.1. Representation as to Development ............................. 10 Section 6.2. Prohibition Against Developer's Transfer of Property and Assignment of Agreement ................. 10 Section 6.3. Release and Indemnification Covenants ......................... 11 4 DJG119503 i CH130 -48 ARTICLE VII Events of Default Section 7.1. Events of Default Defined ... ............................... 12 Section 7.2. Remedies on Default ...................................... 12 Section 7.3. No Remedy Exclusive ...... ............................... 13 Section 7.4. No Additional Waiver Implied by One Waiver .................... 13 Section 7.5. Special Assessments ....... ............................... ..13 ARTICLE VIII Additional Provisions Section 8.1. Conflict of Interests; City Representatives Not Individually Liable................. ............................... 13 Section 8.2. Equal Employment Opportunity .............................. 13 Section 8.3. Titles of Articles and Sections ............................... 14 Section 8.4. Notices and Demands ...... ............................... 14 Section 8.5. Counterparts ............ ............................... 14 Section 8.6. Recording .............. ............................... 14 Section 8.7. Termination of Agreement ... ............................... 14 TESTIMONIUM ................... ............................... 15 SIGNATURES ................. ..........:.................... 15,16 EXHIBIT A Legal Description of Development Property EXHIBIT B Form of Limited Revenue Tax Increment Note EXHIBIT C Form of Certificate of Completion EXHIBIT D Form of Declaration of Restrictive Covenants DJG119503 CH130 -48 11 CONTRACT FOR PRIVATE DEVELOPMENT THIS AGREEMENT, made on or as of the day of , 1997, by and between the CITY OF CHANHASSEN, a municipal corporation under the laws of Minnesota (the "City "), and THE ROTTLUND COMPANY, INC., a Minnesota corporation (the "Developer "). WITNESSETH: WHEREAS, the City is authorized pursuant to Minnesota Statutes sections 469.124 through 469.134 (the "Act ") to establish development districts in order to encourage development in areas of the community which have not developed to their potential; and WHEREAS, pursuant to the Act, the City has created a development district known as Development District No. 5 (the "Project ") in an area located in the City; and WHEREAS, the City has established within the Project a housing tax increment financing district (the "TIF District" or "TIF District No. 5 -1 ") and adopted a tax increment financing plan (the "TIF Plan") for the TIF District to facilitate the financing of public development and redevelopment costs in the Project; and WHEREAS, the City deems it to be in the public interest to facilitate and encourage development of the Project by a combination of public and private activity in that area in accordance with the TIF Plan adopted by the City; and WHEREAS, the City wishes to encourage the construction of owner- occupied housing which is priced to be Affordable, as that term is defined herein; and WHEREAS, the Developer has proposed a development (the "Development ") within the Project which the City believes will promote and carry out the objectives for which the Project has been established, including the construction of Affordable owner- occupied housing, will be in the vital best interests of the City, will promote the health, safety, morals, and welfare of its residents and will be in accord with the public purposes and provisions of the applicable state and local laws and requirements under which activities within the Project have been undertaken and are being assisted; and WHEREAS, the Developer is willing to develop certain land within the Project (the "Development Property ") for and in accordance with this Agreement; and WHEREAS, consistent with the TIF Plan, the City is willing to provide financial assistance to the Developer with regard to the Development Property in accordance with the provisions of this Agreement; NOW, THEREFORE, in consideration of the premises and the mutual obligations of the parties hereto, each does hereby covenant and agree with the other as follows: DJG119503 CH130 -48 ARTICLE I Definitions Section 1.1. Definitions In this Agreement, the following terms shall have the meanings given below, unless a different meaning clearly appears from the context: "Act" means the City Development Districts Act, Minnesota Statutes sections 469.124 to 469.134, as amended. "Affordable ", as the term relates to owner- occupied housing, shall have the meaning given to it in Section 4.5 of this Agreement. "Agreement" means this Agreement, as the same may be from time to time modified, amended, or supplemented. "Authorizing Resolution" means the resolution to be adopted by the City to authorize issuance of the Note. "Available Tax Increment" shall have the meaning given to it in the Note. "City" means the City of Chanhassen, a Minnesota municipal corporation. "Certificate of Completion" means the certification provided to the Developer or the purchaser of any Parcel of the Development Property, pursuant to Section 4.4 of this Agreement. "Construction Plans" means the plans, specifications, drawings and related documents on the construction work to be performed by the Developer on the Development Property which (a) shall be as detailed as the plans, specifications, drawings and related documents which are submitted to the appropriate building official of the City, and (b) shall include at least the following for each building: (1) site plan; (2) foundation plan; (3) basement plans; (4) floor plan for each floor; (5) cross sections of each (length and width); (6) elevations (all sides); (7) landscape plan; and (8) such other plans or supplements to the foregoing plans as the City may reasonably request to allow it to ascertain the nature and quality of the proposed construction work. "County" means the County of Carver, Minnesota. "Developer" means The Rottlund Company, Inc., a Minnesota corporation, or its permitted successors and assigns. "Development Property" means the real property described in Exhibit A of this Agreement. "Event of Default" means an action by the Developer or the City listed in Article VII of this Agreement. DJG119503 CH130 -48 2 "Maturity Date" means the date on which the Note has been paid in full or terminated in accordance with its terms, whichever is earlier. "Minimum Improvements" means the construction on the Development Property of 43 townhouse units. "Note" means a Limited Revenue Tax Increment Note, substantially in the form attached hereto as Exhibit B, to be delivered by the City to the Developer in accordance with this Agreement. "Parcel" means any lot of the Development Property upon which the Developer constructs a townhouse unit. For purposes of Section 4.5 of this Agreement, the term shall include the land and the townhouse unit constructed thereon. "Project" means the City's Development District No. 5. "Public Improvements" means the roadway, sanitary sewer, water and other public infrastructure improvements constructed by the City and benefitting the Development Property by an amount at least equal to the Special Assessments. "Site Improvement Costs" means the Developer's actual and reasonable costs of excavation, soil correction and general site preparation of the Development Property, but not more than $400,000. "Special Assessments" means the special assessments in the amount of $350,000 levied or to be levied against the Development Property for the Public Improvements. "State" means the State of Minnesota. "Tax Increment" means that portion of the real property taxes which is paid with respect to the Development Property and which is remitted to the City as tax increment pursuant to the Tax Increment Act. "Tax Increment Act" or "TIF Act" means the Tax Increment Financing Act, Minnesota Statutes sections 469.174 to 469.179, as amended. "Tax Increment District" or "TIF District" means the City's housing Tax Increment Financing District No. 5 -1. "Tax Increment Plan" or "TIF Plan" means the City's Tax Increment Financing Plan for the TIF District. "Tax Official" means any County assessor; County auditor; County or State board of equalization, the commissioner of revenue of the State, or any State or federal district court, the tax court of the State, or the State Supreme Court. DJG119503 3 CH130 -48 "Unavoidable Delays" means delays beyond the reasonable control of the party seeking to be excused as a result thereof which are the direct result of strikes, other labor.troubles, fire or other casualty to the Minimum Improvements, litigation commenced by third parties which, by injunction or other similar judicial action, directly results in delays, or acts of any federal, state or local governmental unit (other than the City in exercising its rights under this Agreement) which directly result in delays. Unavoidable Delays shall not include delays in the Developer's obtaining of permits or governmental approvals necessary to enable construction of the Minimum Improvements by the dates such construction is required under Section 4.3 of this Agreement. ARTICLE II Representations and Warranties Section 2.1. Representations by the City The City makes the following representations as the basis for the undertakings on its part herein contained: (a) The City is a municipal corporation under the laws of the State. Under the provisions of the Act and the TIF Act, the City has the power to enter into this Agreement and carry out its obligations hereunder. (b) The City will use its best efforts to facilitate development of the Minimum Improvements. (c) The City will issue the Note, subject to all the terms and conditions of this Agreement. (d) The activities of the City are undertaken for the purpose of fostering the development of Affordable owner- occupied housing on the Development Property. (e) If any Event of Default shall occur and if the Developer shall employ attorneys or incur other expenses for the collection of payments due or to become due or for the enforcement of performance or observance of any obligation or agreement on the part of the City under this Agreement, the City agrees that it shall, within ten days of written demand by the Developer, pay to the Developer the reasonable fees of such attorneys and such other expenses so incurred by the Developer. Section 2.2. Representations and Warranties by the Developer The Developer represents and warrants that: (a) The Developer is a corporation, duly organized and in good standing under the laws of the State, is not in violation of any provisions of its articles of incorporation, bylaws or the laws of the State, is duly authorized to transact business within the State, has power to enter into this Agreement and has duly authorized the execution, delivery and performance of this Agreement by proper action of its board of directors. DJG119503 CH130 -48 4 (b) The Developer will construct the Minimum Improvements in accordance with the terms of this Agreement, the TIF Plan and all local, State and federal laws and regulations, including, but not limited to, environmental, zoning, building code and public health laws and regulations. (c) The Developer will use reasonable efforts to secure all permits, licenses and approvals necessary for construction of the Minimum Improvements. (d) The Developer has received no notice or communication from any local, State or federal official that the activities of the Developer or the City in the Project may be or will be in violation of any environmental law or regulation. The Developer is aware of no facts the existence of which would cause it to be in violation of or give any person a valid claim under any local, State or federal environmental law, regulation or review procedure. (e) The Developer will cause the Minimum Improvements to be constructed in accordance with all local, State and federal energy - conservation laws and regulations. (f) Neither the execution and delivery of this Agreement, the consummation of the transactions contemplated hereby, nor the fulfillment of or compliance with the terms and conditions of this Agreement is prevented, limited by or conflicts with or results in a breach of, the terms, conditions or provisions of any corporate restriction or any evidence of indebtedness, agreement or instrument of whatever nature to which the Developer is now a party or by which it is bound, or constitutes a default under any of the foregoing. (g) If any Event of Default shall occur and if the City shall employ attorneys or incur other expenses for the collection of payments due or to become due or for the enforcement of performance or observance of any obligation or agreement on the part of the Developer under this Agreement, the Developer agrees that it shall, within ten days of written demand by the City, pay to the City the reasonable fees of such attorneys and such other expenses so incurred by the City. (h) The development of Affordable owner- occupied housing on the Development Property by the Developer would not occur but for the tax increment financing assistance being provided by the City hereunder. DJG119503 5 CH130 -48 ARTICLE III Public Improvements; Public Assistance Section 3.1. Soil Conditions The Development Property is owned in fee by the Developer. The City shall have no obligation to acquire the Development Property or any portion thereof. The Developer acknowledges that the City makes no representations or warranties as to the condition of the soils on the Development Property or its fitness for construction of the Minimum Improvements or any other purpose for which the Developer may make use of such land. Section 3.2. Issuance of Note In order to induce the Developer to make the Minimum Improvements Affordable, and to reimburse the Developer for the Site Improvement Costs, the City shall issue and the Developer shall purchase the Note in the maximum principal amount of $400,000. The City and the Developer agree that the consideration from the Developer for the purchase of the Note shall consist of the Developer's payment of the Site Improvement Costs. The City shall approve the Authorizing Resolution and shall issue and deliver the Note upon the Developer's delivery to the City of written evidence satisfactory to the City that the Site Improvement Costs incurred by the Developer are at least equal to the principal amount of the Note. Section 3.3. Special Assessments The City has levied or will levy the Special Assessments against the Development Property in the aggregate amount of $350,000. The Special Assessments shall be prorated so that each Parcel shall be assessed 1/35 of the Special Assessments or such other amount as may be agreed to by the City and the Developer. At the time of issuance of each Certificate of Completion, the City agrees to assume liability for the portion of the Special Assessments levied against each Parcel for the Public Improvements. The City will pay immediately the full amount of the Special Assessments against each Parcel upon sale of said Parcel or will begin making payments for the same over such period as the Special Assessments were originally levied. So long as there is no Event of Default by the Developer or any successor in interest, the City will pay the full amount of the Special Assessments. DJG119503 CH130 -48 6 ARTICLE IV Construction of Minimum Improvements Section 4.1. Construction of Minimum Improvements The Developer agrees that it will construct or cause construction of the Minimum Improvements on the Development Property in accordance with the approved Construction Plans. The Developer intends to sell each Parcel to a homeowner who will be responsible for compliance with the terms and conditions of this Agreement thereafter until the Maturity Date with regard to the homeowner's Parcel. Section 4.2. Construction Plans (a) Before the Developer commences construction of the Minimum Improvements, the Developer shall submit Construction Plans to the City. The Construction Plans shall provide for the construction of the Minimum Improvements and shall be in conformity with the TIF Plan, this Agreement, and all applicable State and local laws and regulations. The City will approve the Construction Plans in writing if. (i) the Construction Plans conform to all terms and conditions of this Agreement; (ii) the Construction Plans conform to the goals and objectives of the TIF Plan; (iii) the Construction Plans conform to all applicable federal, State and local laws, ordinances, rules and regulations; (iv) the Construction Plans are adequate to provide for construction of the Minimum Improvements; and (v) no Event of Default has occurred. No approval by the City shall relieve the Developer of the obligation to comply with the terms of this Agreement or of the TIF Plan, applicable federal, State and local laws, ordinances, rules and regulations, or to construct the Minimum Improvements in accordance therewith. No approval by the City shall constitute a waiver of an Event of Default. If approval of the Construction Plans is requested by the Developer in writing at the time of submission, such Construction Plans shall be deemed approved unless rejected in writing by the City, in whole or in part. Such rejections shall set forth in detail the reasons therefore, and shall be made within 30 days after the date of their receipt by the City. If the City rejects any Construction Plans in whole or in part, the Developer shall submit new or corrected Construction Plans within 30 days after written notification to the Developer of the rejection. The provisions of this Section 4.2 relating to approval, rejection and resubmission of corrected Construction Plans shall continue to apply until the Construction Plans have been approved by the City. The City's approval shall not be unreasonably withheld or delayed. Approval shall constitute a conclusive determination that the Construction Plans, and the Minimum Improvements, constructed in accordance with said plans, comply to the City's satisfaction with the provisions of this Agreement. (b) If the Developer desires to make any material change in the Construction Plans after their approval by the City, the Developer shall submit the proposed change to the City for its approval. If the Construction Plans, as modified by the proposed change, conform to the requirements of this Section 4.2 of this Agreement with respect to such previously approved Construction Plans, the City shall approve the proposed change and notify the Developer in writing of its approval. Such change in the Construction Plans shall, in any event, be deemed approved by the City unless rejected, in whole or in part, by written notice by the City to the Developer, setting forth in detail the reasons therefor. Such rejection shall be made within ten (10) days after receipt of the notice of such change. The City's approval of any such change in the Construction Plans will not be unreasonably withheld or delayed. DJG119503 7 CH130 -48 Section 4.3. Commencement and Completion of Construction (a) S u b j e c t to Unavoidable Delays, the Developer shall commence and complete construction of the Minimum Improvements by no later than December 31, 1998. All work with respect to the Minimum Improvements to be constructed or provided by the Developer on the Development Property shall be in conformity with the Construction Plans as submitted by the Developer and approved by the City. (b) The Developer agrees for itself, its successors and assigns, and every successor,, in interest to the Development Property, or any Parcel thereof, that the Developer shall promptly begin and diligently prosecute to completion the development of the Development Property through the construction of the Minimum Improvements thereon, and that such construction shall in any event be commenced and completed within the period specified in this Section 4.3 of this Agreement. Until construction of the Minimum Improvements has been completed, the Developer shall make reports, in such detail and at such times as may reasonably be requested by the City, as to the actual progress of the Developer with respect to such construction. Section 4.4. Certificate of Completion (a) Promptly after completion of the Minimum Improvements on each Parcel, the City will furnish the Developer with a Certificate of Completion in the form attached hereto as Exhibit C. This certification shall be a conclusive determination of satisfaction of the obligation of the Developer to construct the Minimum Improvements on said Parcel. (b) If the City shall refuse or fail to provide any certification in accordance with the provisions of this Section 4.4 of this Agreement, the City shall, within 10 days after written request by the Developer, provide the Developer with a written statement, indicating in adequate detail in what respects the Developer has failed to complete the Minimum Improvements in accordance with the provisions of the Agreement, or is otherwise in default, and what measures or acts it will be necessary, in the opinion of the City, for the Developer to take or perform in order to obtain such certification. Section 4.5 Affordable Housing Covenants The Developer and the City agree that the Minimum Improvements will be Affordable if the following affordability covenants are met: (a) At least 35 Parcels of the Minimum Improvements must be Affordable as defined herein. Parcels will be deemed Affordable i£ (i) at least 18 Parcels are initially sold to an owner- occupant through a first -time homebuyer program that is satisfactory to and approved by the City, for a purchase price of no more than $95,000, and the purchase price of such Parcels upon any resale, for a period of 30 years after the date of such initial sale, does not exceed $95,000 adjusted by the average annual increase in purchase price of single family residences in the Minneapolis -St. Paul metropolitan statistical area (the "Metro Area ") from the date of each prior sale, plus an additional seven percent of such adjusted amount; and (ii) at least 17 Parcels are initially sold to an owner- occupant (regardless of whether a first time home - buyer) for a purchase price of no more than $120,000, and the purchase price of such Parcels upon any resale, for a period of 30 years after the date of DJG119503 CH130 -48 8 such initial sale, does not exceed $120,000 adjusted by the average annual increase in purchase price of single family residences in the Metro Area from the date .of each prior sale, plus an additional seven percent of such adjusted amount. Upon or before closing on the initial sale of each Affordable Parcel to any person, and upon each subsequent sale of any such Parcel, the Developer shall deliver or cause to be delivered written evidence satisfactory to the City of compliance with the covenants in this section 4.5. (b) In order to ensure compliance with this Section 4.5, the Developer shall execute and record against the Development Property covenants in the form attached hereto as Exhibit D. The City and its representatives shall have the right at all reasonable times while the covenants required by this Section 4.5 are in effect, after reasonable notice, to inspect, examine and copy all books and records of the Developer and its successors and assigns relating to such covenants. ARTICLE V Insurance; Payment of Taxes Section 5.1. Insurance The Developer will provide and maintain at all times during the construction of the Minimum Improvements an All Risk Broad Form Basis Insurance Policy and, from time to time during that period, at the request of the City, furnish the City with proof of payment of premiums on policies covering the following: (a) Builder's risk insurance, written on the so- called "Builder's Risk -- Completed Value Basis," in an amount equal to one hundred percent (100 %) of the insurable value of the Minimum Improvements at the date of completion, and with coverage available in nonreporting form on the so- called "all risk" form of policy. The interest of the City shall be protected in accordance with a clause in form and content satisfactory to the City; (b) Comprehensive general liability insurance, including operations, contingent liability, operations of subcontractors, completed operations and contractual liability insurance, together with an Owner's Protective Liability Policy with limits against bodily injury and property damage of not less than $1,000,000 for each occurrence. To accomplish the above - required limits, an umbrella excess liability policy may be used. The City shall be listed as an additional insured on the policy; and (c) Workers' compensation insurance, with statutory coverage. Section 5.2. Right to Collect Delinquent Taxes The Developer acknowledges that the City is providing substantial aid and assistance in furtherance of the construction of Affordable owner- occupied housing on the Development Property. The Developer understands that the Tax Increment intended to pay expenses of the City and the Developer is derived from real estate taxes on the Development Property, which taxes must be promptly and timely paid. To that end, the Developer agrees for itself, its successors and assigns, in addition to the obligation pursuant to State statute to pay real estate taxes, that it is also obligated by reason of this Agreement to DJG119503 9 CH130 -48 pay before delinquency all real estate taxes assessed against the Development Property and the Minimum Improvements to the extent of its ownership interest in same. The Developer acknowledges that this obligation creates a contractual right on behalf of the City to sue the Developer or its successors and assigns to collect delinquent real estate taxes and any penalty or interest thereon and to pay over the same as a tax payment to the County auditor. In any such suit, the City shall also be entitled to recover its costs, expenses and reasonable attorneys' fees. ARTICLE VI Prohibitions Against Assignment and Transfer; Indemnification Section 6.1. Representation as to Development The Developer represents and agrees that its purchase of the Development Property, and its other undertakings pursuant to the Agreement, are, and will be used, for the purpose of development of the Development Property and not for speculation in land holding. Section 6.2. Prohibition Against Developer's Transfer of Property and Assignment of Agreement The Developer represents and agrees that prior to issuance of the Certificate of Completion for the last Parcel: (a) Except only by way of security for, and only for, the purpose of obtaining financing necessary to enable the Developer or any successor in interest to the Development Property, or any Parcel, to perform its obligations with respect to making the Minimum Improvements under this Agreement, and any other purpose authorized by this Agreement, the Developer has not made or created and will not make or create or suffer to be made or created any total or partial sale, assignment, conveyance, or lease, or any trust or power, or transfer in any other mode or form of or with respect to this Agreement or the Development Property or any Parcel or any interest therein, or any contract or agreement to do any of the same, without the prior written approval of the City unless the Developer remains liable and bound by this Agreement in which event the City's approval is not required. (b) In the event the Developer, upon transfer or assignment of the Development Property or any Parcel, seeks to be released from its obligations under this Agreement as to the portions of the Development Property that is transferred or assigned, the City shall be entitled to require, except as otherwise provided in the Agreement, as conditions to any such release that: (i) Any proposed transferee shall have the qualifications and financial responsibility, in the reasonable judgment of the City, necessary and adequate to fulfill the obligations undertaken in this Agreement by the Developer as to the portion of the Development Property to be transferred; (ii) Any proposed transferee, by instrument in writing satisfactory to the City and in form recordable among the County land records, shall, for itself and its successors and assigns, and expressly for the benefit of the City, have expressly assumed all of the obligations of the Developer under this Agreement as to the portion of the Development Property to be transferred and agreed to be subject to all the conditions and restrictions DJG119503 CH130 -48 10 to which the Developer is subject as to such portion; provided, however, that the fact that any transferee of, or any other successor in interest whatsoever to, the Development Property, or any Parcel, shall not, for whatever reason, have assumed such obligations or so agreed, and shall not, unless and only to the extent otherwise specifically provided in this Agreement or agreed to in writing by the City, deprive the City of any rights or remedies or controls with respect to the Development Property or any part thereof or the construction of the Minimum Improvements; it being the intent of the parties as expressed in this Agreement that, to the fullest extent permitted at law and in equity and excepting only in the manner and to the extent specifically provided otherwise in this Agreement, no transfer of, or change with respect to, ownership in the Development Property or any Parcel, or any interest therein, however consummated or occurring, and whether voluntary or involuntary, shall operate, legally or practically, to deprive or limit the City of or with respect to any rights or remedies on controls provided in or resulting from this Agreement with respect to the Minimum Improvements that the City would have had, had there been no such transfer or change. In the absence of specific written agreement by the City to the contrary, no such transfer or approval by the City thereof shall be deemed to relieve the Developer, or any other party bound in any way by this Agreement or otherwise with respect to the construction of the Minimum Improvements, from any of its obligations with respect thereto; and (iii) Any and all instruments and other legal documents involved in effecting the transfer of any interest in this Agreement or the Development Property governed by this Article VI, shall be in a form reasonably satisfactory to the City. In the event the foregoing conditions are satisfied, the Developer shall be released from its obligation under this Agreement, as to the portion of the Development Property that is transferred, assigned or otherwise conveyed. After issuance of the Certificate of Completion for the last Parcel of the Minimum Improvements, the Developer may transfer or assign any portion of the Development Property or the Developer's interest in this Agreement without the prior written consent of the City, provided that the transferee or assignee is bound by all the Developer's obligations hereunder. The Developer shall submit to the City written evidence of any such transfer or assignment, including the transferee or assignee's express assumption of the Developer's obligations under this Agreement. If the Developer fails to provide such evidence of transfer and assumption, the Developer shall remain bound by all it obligations under this Agreement. (c) Nothing in this Section 6.2 shall be construed to in any way limit the conveyance of a Parcel upon which has been constructed a townhouse unit and for which the City has issued a Certificate of Completion or to apply to such a Parcel and townhouse after its conveyance, provided that such conveyance is to a person other than the Developer or a person who is an "affiliate" of the Developer as that term is defined by Minnesota Statutes section 515B.1- 103(2). Section 6.3. Release and Indemnification Covenants (a) The Developer releases from and covenants and agrees that neither the City, nor the governing body members, officers, agents, servants or employees thereof, shall be liable for and agrees to indemnify and hold harmless the City, and the governing body members, officers, agents, servants and employees thereof, against DJG119503 11 CH130 -48 1 any loss or damage to property or any injury to or death of any person occurring at or about or resulting from any defect in the Minimum Improvements. (b) Except for any willful misrepresentation or any willful or wanton misconduct of the following named parties, the Developer agrees to protect and defend the City, and the governing body members, officers, agents, servants and employees thereof, now or forever, and further agrees to hold the aforesaid harmless from any claim, demand, suit, action or other proceeding whatsoever by any person or entity whatsoever arising or purportedly arising from this Agreement, or the transactions contemplated hereby or the acquisition, construction, installation, ownership, maintenance and operation of the Minimum Improvements. (c) The City, and its governing body members, officers, agents, servants and employees thereof, shall not be liable for any damage or injury to the persons or property of the Developer or its officers, agents, servants or employees or any other person who may be about the Development Property or Minimum Improvements due to any act of negligence of any person. (d) All covenants, stipulations, promises, agreements and obligations of the City contained herein shall be deemed to be the covenants, stipulations, promises, agreements and obligations of the City, and not of any governing body member, officer, agent, servant or employee of the City in their individual capacity. ARTICLE VII Events of Default Section 7.1. Events of Default Defined The following shall be an "Event of Default" under this Agreement and that term shall mean, whenever it is used in this Agreement, unless the context otherwise provides, any failure by either party to observe or perform any other covenant, condition, obligation or agreement on its part to be observed or performed under this Agreement. Section 7.2. Remedies on Default Whenever any Event of Default referred to in Section 7.1 of this Agreement occurs, the non - defaulting party may exercise the following rights under this Section 7.2 after providing 30 days written notice to the defaulting party of the Event of Default, but only if the Event of Default has not been cured within said 30 days or, if the Event of Default is by its nature incurable within 30 days, the defaulting party does not provide assurances reasonably satisfactory to the non - defaulting party that the Event of Default will be cured and will be cured as soon as reasonably possible: (a) Suspend its performance under this Agreement or the Note until it receives assurances that the defaulting party will cure its default and continue its performance under this Agreement or the Note; or (b) Cancel and rescind or terminate this Agreement or the Note. DJG119503 CH130 -48 12 7.3 No Remedy Exclusive No remedy herein conferred upon or reserved to the City or the Developer is intended to be exclusive of any other available remedy or remedies, but each and every such remedy shall be cumulative and shall be in addition to every other remedy given under this Agreement or now or hereafter existing at law or in equity or by statute. No delay or omission to exercise any right or power accruing upon any default shall impair any such right or power or shall be construed to be a waiver thereof, but any such right and power may be exercised from time to time and as often as may be deemed expedient. In order to entitle either party to exercise any remedy reserved to it, it shall not be necessary to give notice, other than such notice as may be required in section 8.4 of this Agreement. Section 7.4. No Additional Waiver Implied by One Waiver In the event any agreement contained in this Agreement should be breached by either party and thereafter waived by the other party, such waiver shall be limited to the particular breach so waived and shall not be deemed to waive any other concurrent, previous or subsequent breach hereunder. Section 7.5. Special Assessments The City agrees to pay or otherwise satisfy the portion of the Special Assessments levied against each Parcel upon sale of said Parcel by the Developer to a homeowner. If the Developer or any successor in interest shall fail to pay real estate taxes with regard to any Parcel, the City shall have the right to suspend its payments of the Special Assessments levied against said Parcel or to relevy special assessments against the Development Property or said Parcel. The Developer hereby acknowledges for itself, its successors and assigns, that the Development Property as a whole and each Parcel individually is benefitted by the Public Improvements constructed by the City in an amount at least equal to the Special Assessments levied against said Parcel. The Developer waives, for itself, its successors and assigns, notice of hearing and hearing on new special assessments in an amount equal to the unpaid portion of the Special Assessments, and waives all right to appeal such special assessments under Minnesota Statutes Chapter 429. ARTICLE VIII Additional Provisions Section 8.1. Conflict of Interest, Representatives Not Individually Liable The City and the Developer, to the best of their respective knowledge, represent and agree that no officer of the City shall voluntarily have any personal financial interest, direct or indirect, in this Agreement. No member, officer, or employee of the City shall be personally liable to the Developer, or any successor in interest, in the event of any default or breach by the City or for any amount which may become due to the Developer or successor or on any obligations under the terms of this Agreement. Section 8.2. Equal Employment Opportunity (a) The Developer, for itself and its successors and assigns, agrees that during the construction of the Minimum Improvements provided for in this Agreement, it will comply with all applicable federal, State and local equal employment and non - discrimination laws and regulations. DJG119503 13 CH130 -48 (b) The Developer agrees that it shall not discriminate upon the basis of race, color, creed, sex or national origin in the sale, lease, or rental or in the use or occupancy of the Development Property or any Parcel or the Minimum Improvements to be erected thereon. Section 8.3. Titles of Articles and Sections Any titles of the several parts, Articles, and Sections of this Agreement are inserted for convenience of reference only and shall be disregarded in construing or interpreting any of its provisions. Section 8.4. Notices and Demands Unless otherwise expressly provided, a notice, demand, or other communication under this Agreement by either party to the other shall be sufficiently given or delivered if it is dispatched by United States registered or certified mail, postage prepaid, return receipt requested, or delivered personally: As to the Developer: The Rottlund Company, Inc. 2681 Long Lake Road Roseville, MN 55113 As to the City: City of Chanhassen 690 Coulter Drive Chanhassen, MN 55317 -0147 Attn: City Manager or at such other address with respect to either such party as that party may, from time to time, designate in writing and forward to the other as provided in this Section 8.4. Section 8.5. Counterparts This Agreement may be executed in any number of counterparts, each of which shall constitute one and the same instrument. Section 8.6. Recording The City may record this Agreement and any amendments thereto with the County Recorder or Registrar of Titles. The Developer shall pay all costs for recording. Section 8.7. Termination of Agreement Unless terminated earlier, this Agreement automatically terminates on the Maturity Date. DJG119503 CH130 -48 14 IN WITNESS WHEREOF, the City has caused this Agreement to be duly executed in its name and behalf and its seal to be hereunto duly affixed and the Developer has caused this Agreement to be duly executed in its name and behalf on or as of the date first above written. STATE OF MINNESOTA ) SS. COUNTY OF ) CITY OF CHANHASSEN By Its Mayor By Its City Manager The foregoing instrument was acknowledged before me this day of , 1997, by and , the mayor and city manager, respectively, of the City of Chanhassen, a Minnesota municipal corporation, on behalf of the City. Notary Public DJG119503 15 CH130 -48 THE ROTTLUND COMPANY, INC. LIZ STATE OF MINNESOTA ) COUNTY OF ) The foregoing instrument was acknowledged , 1997, by and respectively, Minnesota corporation, on behalf of the corporation. Its Its before me this day of and , the of The Rottlund Company, Inc., a Notary Public DLTG119503 CH130 -49 16 EXHIBIT A LEGAL DESCRIPTION OF DEVELOPMENT PROPERTY [Insert legal] DJG119503 A-1 CH130 -48 EXHIBIT B FORM OF NOTE $400,000 UNITED STATES OF AMERICA STATE OF MINNESOTA COUNTY OF CARVER THE CITY OF CHANHASSEN LIMITED REVENUE TAX INCREMENT NOTE The City of Chanhassen, Minnesota (the "City "), hereby acknowledges itself to be indebted and, for value received, promises to pay to the order of The Rottlund Company, Inc., a Minnesota corporation, or its assigns, ( "The Rottlund Company, Inc. "), solely from the Available Tax Increment generated by the Redevelopment Property and Minimum Improvements, to the extent and in the manner hereinafter provided, the principal amount of this Note, being Four Hundred Thousand Dollars ($400,000), on the Payment Dates (as hereinafter defined) or such lesser amount, if any, which the City is required to pay in accordance with the terms of this Note, plus interest on the unpaid principal of the rate of nine percent per annum. Each payment on this Note is payable in any coin or currency of the United States of America which on the date of such payment is legal tender for public and private debts and shall be made by check or draft made payable to The Rottlund Company, Inc. and mailed to The Rottlund Company, Inc. at its postal address within the United States which shall be designated from time to time by The Rottlund Company, Inc. The Note is a special and limited obligation and not a general obligation of the City, which has been issued by the City to aid in financing a "project ", as defined in Minnesota Statutes section 469.174, of the City consisting generally of defraying certain capital and administration costs incurred and to be incurred within and for the benefit of Development District No. 5 (the "Project "), and Tax Increment Financing District No. 5 -1 (the "TIF District "). EXCEPT AS TO THE OBLIGATION TO MAKE PAYMENTS FROM AVAILABLE TAX INCREMENT, THE NOTE IS NOT A DEBT OF THE CITY OF CHANHASSEN OR THE STATE OF MINNESOTA (THE "STATE "), AND NEITHER THE CITY OF CHANHASSEN, THE STATE NOR ANY POLITICAL SUBDIVISION THEREOF SHALL BE LIABLE ON THE NOTE, NOR SHALL THE NOTE BE PAYABLE OUT OF ANY FUNDS OR PROPERTIES OTHER THAN AVAILABLE TAX INCREMENT, AS DEFINED BELOW. Any payments on this Note which are due on any Payment Date shall be payable solely from and only to the extent that the City shall have received Available Tax Increment as of such Payment Date. For the purpose of this Note, Available Tax Increment means any Tax Increment generated by the Minimum Improvements in the years 1999 through 2013 inclusive and received during the six (6) month period preceding a Payment Date, after first deducting therefrom the following amounts: DJG119503 B-1 CH130 -48 (i) $37,200 to be retained by the City on each Payment Date from February 1, 1999 through August 1, 2006, inclusive in order to pay for Special Assessments levied to pay for certain Public Improvements; provided that if on any Payment Date there is insufficient Available Tax Increment to meet the obligation regarding the Special Assessments, such deficiency shall be deferred and shall be paid, without interest thereon, on the next Payment Date on which the City has Available Tax Increment in excess of the amount otherwise due on such Payment Date; and provided further, that any deficiency in the amounts retained by the City on any or all Payment Dates through August 1, 2006 shall be paid to the City out of Tax Increment generated in the years 2007 through 2013, inclusive, and such payments to the City shall be deducted from Tax Increment before any Available Tax Increment shall be paid to The Rottlund Company, Inc.; or (ii) any payment made to The Rottlund Company, Inc. of amounts due hereunder with respect to previous Payment Dates. For the purposes of this Note, "Tax Increment" means the portion of the real property taxes generated with respect to the Development Property and Minimum Improvements. For purposes of this Note, a "Payment Date" shall mean each of the Scheduled Payment Dates set forth on Schedule A attached hereto. Notwithstanding anything to the contrary in this Note, on each of the Payment Dates, the City shall pay to The Rottlund Company, Inc. all of the Available Tax Increment up to the amount of the Scheduled Payment; but in no event shall the aggregate of all such principal payments be in excess of $400,000. To the extent that on any Payment Date the City is unable to make a payment from Available Tax Increment at equal to the Scheduled Payment due on such date as a result of having received, as of such date, insufficient Available Tax Increment, such failure shall not constitute a default under this Note and, except as provided below, the City shall have no obligation under this Note, or otherwise, to subsequently pay any such deficiency. If, on any Payment Date there is insufficient Available Tax Increment to make the Scheduled Payment due on such date, the amount of such deficiency in the Scheduled Payment shall be deferred and shall be paid on the next Payment Date on which the City has Available Tax Increment in excess of the amount necessary to make the Scheduled Payment due on such Payment Date. In no case, shall the term of this Note and the City's obligation to make payments hereunder, extend beyond the last date upon which the City receives Tax Increment based upon construction of the Minimum Improvements or the expiration of the TIF District, whichever comes first. The City reserves the right, at its sole option, to pay to The Rottlund Company, Inc. on any Scheduled Payment Date an amount greater than the Scheduled Payment set forth on Schedule A from Available Tax Increment or from any other source. This Note shall not be payable from or constitute a charge upon any funds of the City, and the City shall not be subject to any liability hereon or be deemed to have obligated itself to pay hereon from any funds except the Available Tax Increment, and then only to the extent and in the manner herein specified. DJG119503 B_2 CH130 -48 The Rottlund Company, Inc. has no right to compel any exercise of any taxing power of the City or of any other public body, and neither the City nor any member, officer, employee or agent of the City, nor any person executing or registering this Note shall be liable personally hereon by reason of the issuance or registration hereof or otherwise. This Note shall not be transferable or assignable, in whole or in part, by The Rottlund Company, Inc. without the prior written consent of the City. This Note is given subject to the limitations contained in the Contract for Private Development by and between the City and The Rottlund Company, Inc. dated the day of 1997 regarding the Development Property legally described in Schedule B attached hereto. IT IS HEREBY CERTIFIED AND RECITED that all acts, conditions, and things required by the Constitution and laws of the State of Minnesota to be done, to have happened, and to be performed precedent to and in the issuance of this Note have been done, have happened, and have been performed in regular and due form, time, and manner as required by law; and that this Note, together with all other indebtedness of the City outstanding on the date hereof and on the date of its actual issuance and delivery, does not cause the indebtedness of the City to exceed any constitutional or statutory limitation thereon. IN WITNESS WHEREOF, the City Council of the City has caused this Note to be executed by the manual signatures of the Mayor and the City Manager of the City and has caused this Note to be dated as of Mayor City Manager DJG119503 CH130 -48 B -3 Schedule B to Note [Insert legal] Legal Description of Development Property DJG119503 CH130 -48 B_5 Schedule A to Note Scheduled Payment Dates and Amounts of Scheduled Payments Scheduled Scheduled Payment Dates Payments' February 1, 1999 6,516 August 1, 1999 6,516 February 1, 2000 8,382 August 1, 2000 8,382 February 1, 2001 10,323 August 1, 2001 10,323 February 1, 2002 12,341 August 1, 2002 12,341 February 1, 2003 14,440 August 1, 2003 14,400 February 1, 2004 16,622 August 1, 2004 16,622 February 1, 2005 18,893 August 1, 2005 18,893 February 1, 2006 21,253 August 1, 2006 21,253 February 1, 2007 60,909 August 1, 2007 60,909 February 1, 2008 63,462 August 1, 2008 63,462 February 1, 2009 66,118 August 1, 2009 66,118 February 1, 2010 68,880 August 1, 2010 68,880 February 1, 2011 71,753 August 1, 2011 71,753 February 1, 2012 74,740 August 1, 2012 74,740 February 1, 2013 33,797 'Scheduled payments are to be .made up to these amounts but only from Available Tax Increment. DJG119503 CH130 -48 D D-4 EXHIBIT C FORM OF CERTIFICATE OF COMPLETION WHEREAS, the City of Chanhassen, a municipal corporate under the laws of Minnesota (the "City ") has entered into a Contract for Private Development (the "Agreement ") with The Rottlund Company, Inc., a Minnesota corporation (the "Developer "), in connection with development of the following described land in County of Carver and State of Minnesota, to-wit: [LEGAL DESCRIPTION of Parcel here] and WHEREAS, Article IV of the Agreement contained certain covenants and restrictions regarding construction of certain Minimum Improvements; and WHEREAS, the Developer has performed said covenants and conditions regarding construction of a townhouse on the above described Parcel in a manner deemed sufficient by the City; NOW, THEREFORE, this is to certify that all building construction and other physical improvements specified to be done and made by the Developer have been completed with respect to the above - referenced Parcel, and the above covenants and conditions in Article IV of the Agreement have been performed by the Developer with regard to same. This instrument is a conclusive determination of the satisfactory termination of the covenants and conditions of Article IV of the Agreement with respect to the above - referenced Parcel, but any other covenants and agreements between the City and the Developer shall remain in full force and effect. Dated: , 199_. CITY OF CHANHASSEN Its Mayor By Its City Manager THIS DOCUMENT DRAFTED BY: Kennedy & Graven, Chartered 470 Pillsbury Center 200 South Sixth Street Minneapolis, Minnesota 55402 (612) 337 -9300 DJG119503 !. -1 CH130 -48 l EXHIBIT D FORM OF DECLARATION OF RESTRICTIVE COVENANTS THIS DECLARATION OF RESTRICTIVE COVENANTS (this "Agreement ") dated as of , 1997, by The Rottlund Company, Inc. (the "Developer ") is given to the City of Chanhassen, Minnesota (the "City "). I RECITALS WHEREAS, the City entered into that certain Contract for Private Development by and between the City and the Developer dated as of of , 1997 (the "Contract "); and WHEREAS, pursuant to the Contract, the Developer is obligated to construct certain townhouse units on certain property, including the Parcel described in Exhibit A attached hereto (the "Property "), and to comply with certain affordability covenants described in Section 4.5 of the Contract, all in consideration of certain tax increment financing assistance provided by the City to the Developer as described in the Contract; and WHEREAS, the Contract requires Developer to cause to be executed an instrument in recordable form substantially reflecting the covenants set forth in Section 4.5 of the Contract; and WHEREAS, the Developer under this Agreement intends, declares and covenants that the restrictive covenants set forth herein governing the transfer of the Property shall be and are covenants running with the Property for the term described herein and binding upon all subsequent owners of the Property for such term, and are not merely personal covenants of the Developer. NOW, THEREFORE, in consideration of the promises and covenants hereinafter set forth, and of other valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Developer agrees as follows: Section 1. Definitions In this Agreement, the following terms shall have the meanings given to them, unless a different meaning appears from the context: a) "Maximum Purchase Price" means a Purchase Price that does not exceed $95,000 [$120,000], adjusted each year during a Calculation Period by the Average Percent Increase in Average Sales Price during such Calculation Period, plus 7 percent of the resulting adjusted amount, where: 1) A "Calculation Period" is the period from and including the calendar year in which this Agreement is entered into, through and including the most recent calendar year for which an Average Sales Price is available as of the date of the subject Transfer. DJG119503 CH130 -48 D -I 2) The "Average Sales Price" for any calendar year is the average sales price for single family detached homes, condominiums, townhouses and twinhomes, in the area reported by the Minneapolis Area Association of Realtors ( "MAAR "), as reported in the Residential Real Estate Activity Report published annually by MAAR; or, in the event the report described herein is no longer produced by MAAR, any reasonably comparable index of average sales price for the Minneapolis /St. Paul metropolitan area that is reasonably comparable to the data provided by MAAR and is approved by the City. 3) The "Average Percent Increase" is the total percent increase in Average Sales Price from the first year of the Calculation Period to the last year of the Calculation Period, divided by the number of years in the Calculation Period. Example for a Transfer that occurs in 2000 (when the most recent Average Sales Price available is for calendar year 1999): 1996 Average Sales Price = $100,000 and 1999 Average Sales Price = $110,000; the Average Percent Increase for that Calculation Period is 10 %/3 = 3.333 %. The Maximum Purchase Price equals $95,000, increased by 3.333% for three years ($104,810), plus 7% of the adjusted amount ($7,337), for a total Maximum Purchase Price of $112,148. [Substitute Comparable Example for $120,000 Parcel.] b) "Purchase Price" means the cost of acquiring the Property from the Developer and includes the following: all amounts paid, either in cash or in kind, by the purchaser (or a related party or for the benefit of the purchaser) to the Developer (or a related party or for the benefit of the Developer) as consideration for Transfer of the Property to the purchaser. Whether or not the purchaser purports to purchase separately such items which are fixtures under State law (such as light fixtures or wall -to -wall carpeting), the cost of those items must be included in the cost of acquisition. Property which is not considered a fixture under State law, such as appliances which are not built in, is not considered part of the Property and the cost of acquiring such property is not included in the cost of acquiring the Property (unless the acquisition costs of such excess items exceeds their fair market value, in which case the amount of the excess must be included in the acquisition cost of the Property). If, as part of the purchase of the Property the purchaser agrees to pay or assume liability for a debt of the Developer, the principal amount of such debt must be included as part of the cost of acquiring the Property. If the terms of the Transfer provide for installment payments by the purchaser to the Developer, the Purchase Price shall be determined using the principal amount owing to the Developer as of the date of Transfer, or, if no principal amount is stated under any instrument of Transfer, then the Purchase Price shall be determined by calculating the present value of the installment payments as of the date of the Transfer, assuming a discount rate equal to the prevailing market rate for owner- occupied residential mortgage loans in the Minneapolis /St. Paul metropolitan area as of the date of the Transfer, as approved by the City. For the purposes of this definition, the cost of acquiring the Property does not include the usual and reasonable settlement and financing costs. Settlement costs include titling and transfer costs, title insurance, survey fees or other similar costs. Financing costs include credit reference fees, legal fees, appraisal expenses, permitted origination fees that are paid by the buyer, or other costs of financing the acquisition. C) "Property" means the real property described in Exhibit A hereto, together with all improvements and fixtures thereon. + DJG119503 D-2 C14130-48 d) "State" means the State of Minnesota. e) "Transfer" means any total sale, assignment, conveyance, or transfer in any other mode or form of or with respect to the Property, or any contract or agreement to do any of the same. A lease of the Property without purchase option, or a lease with option to purchase at fair market value, shall not constitute a Transfer. Any lease with option to purchase at less than fair market value shall constitute a Transfer. Section 2. Recording and Filing; Covenants to Run With the Land (a) Upon execution and delivery by the Developer, the Developer shall cause this Agreement to be recorded and filed with Carver County, and shall pay all fees and charges incurred in connection therewith. Upon recording, the Developer shall immediately transmit to the City an executed original of the recorded Agreement showing the date and document numbers of record, or a duly certified copy of the executed original. (b) The Developer intends, declares and covenants, on behalf of itself and all future owners of the Property during the term of this Agreement, that this Agreement and the covenants set forth herein restricting the Transfer of the Property (i) shall be and are covenants running with the Property, encumbering the Property for the term of this Agreement, binding upon the Developer's successor's in title and all subsequent owners of the Property, (ii) are not merely personal covenants of the Developer, and (iii) shall bind the Developer and the benefits shall inure to the City and its respective successors and assigns during the term of this Agreement. The Developer hereby agrees that any and all requirements of the laws of the State to be satisfied in order for the provisions of this Agreement to constitute deed restrictions and covenants running with the land shall be deemed to be satisfied in full, and that any requirements or privileges of estate are intended to be satisfied, or in the alternate, that an equitable servitude has been created to insure that these restrictions run with the land. For the term of this Agreement, each and every contract, deed, or other instrument hereafter executed conveying the Property or portion thereof shall expressly provide that such conveyance is subject to this Agreement; provided, however, that the covenants contained "herein shall survive and be effective regardless of whether such contract, deed or other instrument hereafter executed conveying the Property or portion thereof provides that such conveyance is subject to this Agreement. Section 3. Representations. Covenants and Warranties of the Owner (a) The Developer is a corporation organized under the laws of the State, and is qualified to transact business under the laws of the State, has the power and authority to own its properties and assets and to carry on its business as now being conducted, and has the full legal right, power and authority to execute and deliver this Agreement. (b) The execution and performance of this Agreement by the Developer will not violate, or as applicable, have not violated any provision of law, rule or regulation, or any order of any court or other agency or governmental body, and will not violate, or as applicable, have violated any provision of any indenture, agreement, mortgage, mortgage note, or other instrument to which the Developer is a party or by which it is bound, and will not result in the creation or imposition of any prohibited encumbrance of any nature. DJG119503 CH130 -48 D -3 (c) The Developer will, at the time of execution and delivery of this Agreement, have good and marketable title to the premises constituting the Property free and clear of any lien or encumbrance. (d) The Developer warrants that it has not and will not execute any other agreement with provisions contradictory to, or in opposition to, the provisions hereof, and that in any event, the requirement of this Agreement are paramount and controlling as to the rights and obligations herein set forth and supersede any other requirements in conflict herewith. Section 4. Restriction on Transfer (a) During the term of this Agreement, the Developer, its successors and assigns shall not make or allow to be made or created any Transfer of the Property for a Purchase Price that exceeds the Maximum Purchase Price. The Developer may make or allow to be made without restriction any Transfer for a Purchase Price that is equal to or less than the Maximum Purchase Price. (b) Upon or before closing on any Transfer, the Developer shall deliver to the City written evidence reasonably satisfactory to the City that the subject Transfer complies with the provisions of this Agreement. Evidence of the Purchase Price shall include at least the following items: an executed purchase agreement; an executed certificate of real estate value complying with State law; and an executed bill of sale for personal property located on or in the Property. (c) Promptly after receipt by the City of evidence of compliance with the terms of this Section as to each Transfer, the City will furnish the Developer with an appropriate instrument so certifying. Such certification by the City shall be, and it shall be so provided in the certification itself, a conclusive determination of satisfaction of the covenants in this Agreement with respect to the obligations of the Developer with respect to the subject Transfer. Such certification and such determination shall not constitute evidence of compliance with or satisfaction of any obligation of the Developer, its successor or assigns with respect to any subsequent Transfer during the term of this Agreement. (d) The certificate provided for in Sections 4(c) of this Agreement shall be in such form as will enable it to be recorded in the proper office for the recordation of deeds and other instruments pertaining to the Property. If the City shall refuse or fail to provide any certification in accordance with the provisions of this Section, the City shall, within 30 days after written request by the Developer, provide a written statement, indicating in adequate detail in what respects the Developer has failed to comply with the restrictions on Transfer under this Section 4 and what measures or acts it will be necessary, in the opinion of the City, for the Developer to take or perform in order to obtain such certification. (e) ANY TRANSFER IN VIOLATION OF THE TERMS OF THIS SECTION SHALL BE DEEMED VOID. Section 5. Term of Agreement This Agreement and the restrictions on Transfer specified herein shall commence on the date hereof and end on the date which is 30 years after the date hereof. Section 6. Enforcement The Developer acknowledges that the primary purpose for requiring compliance by the Developer with the restrictions provided in this Agreement is to DJG119503 D -4 CH130 -48 ensure compliance of the Property with the housing affordability covenants set forth in Section 4.5 of the Contract, and by reason thereof, the Developer, in consideration for assistance provided by the City under the Contract that makes possible the initial construction of a townhouse unit on a Parcel and sale thereof for a Purchase Price at or below the Maximum Purchase Price, hereby agrees and consents that the City shall be entitled, for any breach of the provisions of this Agreement, and in addition to all other remedies provided by law or in equity, to enforce specific performance by the Developer of its obligations under this Agreement in a State court of competent jurisdiction. The Developer hereby further specifically acknowledges that the City cannot be adequately compensated by monetary damages in the event of any default hereunder. Section 7. Miscellaneous (a) Severability The invalidity of any clause, part or provision of this Agreement shall not affect the validity of the remaining portions thereof. (b) Notices Any notice, demand, or other communication under this Agreement shall be sufficiently given or delivered if it is dispatched by United States registered or certified mail, postage prepaid, return receipt requested, or delivered personally to parties at the addresses set forth below: As to the Developer: The Rottlund Company, Inc. 2681 Long Lake Road Roseville, MN 55113 As to the City: City of Chanhassen 690 Coulter Drive Chanhassen, MN 55317 -0417 Attn: City Manager or at such other address with respect to either such party as that party may, from time to time, designate in writing and forward to the other as provided in this Section 7. (c) Governing Law This Agreement shall be governed by the laws of the State of Minnesota. (d) Counterparts This Agreement may be executed in any number of counterparts, each of which shall constitute one and the same instrument. DJG119503 CH130 -48 D-5 IN WITNESS WHEREOF, the Developer has caused this Agreement to be signed by its duly authorized representatives, as of the day and year first above written. STATE OF MINNESOTA ) COUNTY OF ) DEVELOPER THE ROTTLUND COMPANY, INC. Its The foregoing instrument was acknowledged before me this , 1997, by , the Rottlund Company, Inc, a Minnesota corporation, on behalf of the corporation. day of of The Notary Public This document was drafted by: KENNEDY & GRAVEN, Chartered 470 Pillsbury Center Minneapolis, Minnesota 55402 Telephone: 337 -9300 DJG119503 D-6 CH130 -48 EXHIBIT A TO DECLARATION OF RESTRICTIVE COVENANTS [Insert legal] LEGAL DESCRIPTION OF PROPERTY DLTG119503 CH130 -48 D -7 APR 08 '97 09 :04AM EHLERS & ASSOCIATES NORTH BAY PROJECT - CITY OF CHANHASSEN COVENANTS ON FUTURE SALES Initial Acquisition Cost - 1997 Example with - - Adding 7% to Base 95,000 P. 2/2 Example without Adding 7% - -- 95 ,000 2 Average MAAR Sales Price - 1996 110,000 110,000 3 Average MAAR Sales Price - 1999 121,000 121,000 4 Percent Increase 3 Years (line Mine 2 less 1) 10.00% 10.00% 5 Average Percent Increase (line 4/3) 3.33% 3.33% 6 Purchase Price - 2000 104,820 104,820 (line 1 compounded by line 5 three times) 7 Realtor Cost - 7% (line 6 times 7 %) Z_lu 7,33.7 8 Total Purchase Price (line 6 plus 7) 112,158 112 9 Owner Gain Realized (line 6 less line 1) 9,820 9,820 10 Second Owner Acquisition Price 112,158 112,158,-- 11 New Base for Next Sale Calculation 112,158 104,820 12 Average MAAR Sales Price - 1999 121,000 121,000 13 Average MAAR Sales Price - 2002 133,100 133,100 14 Percent Increase 3 Years 10.00% 10 .00% 15 Average Percent Increase 3.33% 3.33% 16 Purchase Price - 2003 123,751 115,655 17 Realtor Cost - 7% 8,663 BUM- 18 Total Purchase Price 132,414 123,751 19 Owner Gain Realized 11,594 3,498 20 Third Owner Acquisition Price 132,414 123,751 21 New Base for Next Sale Calculation 132,414 115,655 22 Average MAAR Sales Price - 2002 133,100 133 23 Average MAAR Sales Price - 2005 146,410 146,410 24 Percent Increase 3 Years 10.00% 10 -00% 25 Average Percent Increase 3.33% 3.33% 26 Purchase Price - 2006 146,102 127,611 27 Realtor Cost - 7% � o-227 2�m 28 Total Purchase Price 156,329 136,544 2 9 Owner Gain R ealized 13 3,859 ., 04/08/97 Prannrprl h%, 1=h1=rc /prrh1ir.nrr, EZni n- IAIVA „R-09-97 11:24 FROM:KENNEDY & GRAVEN ID:6123379310 PAGE 4/7 MAR 25 1 97 10:44AM EHLERS & ASSOCIATES - CitlatLl cr pmjm- K&-iv Dowd P I I.T,]F..CASH FLOW ASSIOD�OK�S_ rNft Raw 4.0000% p InUng Efate tkuuuw 1.466910 Pay 96 Tax edernion Rate* 0.00% Fiscal DMpaf%” Rate: BASF, VALUE WFORMATIM TOW MM*A Total c vak- I Irmcapacky 4.000 T axes 5, PAY PmDdf 2001WO 4 00 5.082 Clew Paw -MODO 2-0=% 45MO00 1,0000% PROJECT Type of 8x to anerd Dstnct HOUSM Lim= TOW TOW Per Unit Taxes Total Tax Year MAO Tffic L%Wh* per uWs pay" value value UM _ 1,710,000 77 ,240 95,000 I is 1989 To 2 2,0&0,000 23.660 120.000 2.462 17 Im Townhoff wm 3 _ 1360 35 8 1 000 2 9W ---- 7 IM 42 yC6, o kr-nL 4 , 6 9 5 ,000 M 6 4 Pr oumd by plokm I= APR -09 -97 11 :24 FROM :KENNEDY & GRAVEN ID :6123379310 PAGE MAR 2!!5 ' 97 10: 44AM EHLERS & H55 S N I t..5 page 2 a i r rnmmo mina Pit a yyL7H7• ] . ' I- . n- N*m";t- 0t5v' Pwoor'ed by PubfioM IM �ro C ASH FLAW _ T AX INCREMEW - ---- ,�i Gam otr�Ga P� as EMW4 lax Tax Tax Gr= Tax 6 800°.6 ,.; 8.0996 Yrs. Mt17_ Y r. �E WD BEGINNIN l 1 0 -0016 _10.OQ - 0 0 0.0 0 1987 Yrs. , tultlt. n. d 4 p Q 0 - 0 1 0 0.0 02 -01 1998 0.0 0.0 0207 19$7 08 -01 t 4,000 4,000 4,000 0 0 0 4 0 0 0 0 0 0 0.0 08.01 1995 0.0 02 -01 12% p.0 IQ o 02-0t {998 o8-09 4.000 41000 4,000 0 0 43716 0 (4.M 11 4,372 a 137 00) 0 54 0.5 08-01 1999 65 1 1.0 02 -01 2000 0.0 02-01 1999 4X0 596W 43.716 (4An) 4,372 4,858 (3(37,20D) DJ (8.380 1.5 08-01 2000 200 O p p2 -01 200 • 4 000 65,2 6'1,206 62206 45.582 45,682 (4,`'''�') (4AW 4,55$ (37,200) (8.38 2-0 02 -01 10.32;1) 7 6 08-01., 2001 ( 10.323) 1.3 08-0 2000 4.oaQ 56.20$ 64.Ss5 47.523 (4,75' 4.752 Wxa) (3 m 3.0 02-01' 2002 2.0 02 -01 2001 2001 4.000 4,000 OU. 84,855 47.523 (4,752) (4,954) 4,752 4.954 (3 SAO) (12,341) 3_S 06-01 2002 2003 2.5 . 3,0 0"1 02 -01 2002 4.000 71.648 '71,609 67 67,609 49,541 49.S4l (4,954} 4,954 ('71M 72.34 4.0 02-01 (14,440) 4.5 08-01 2 00:3 3.5 08-0 2002 4.000 74.473 70,473 51,840 (5,164) (VIM (14A40) 5A 02-01 2004 4.0 02 -07 2003 2003 4,000 •4,000 74.473 70,473 51.640 (5,364) (8•° 164 5,382 WX0 (16.672) 5.5 08-01 2004 02 2005 4 5 5.0 0&01 02-07 •2004 4� 77.452 77.452 73,452 73,452 53.82 53.822 (�) (37.200) (3 (16.622) 6.9 -0i'° (98.193} 6 5 08 09 2005 5.5 6.0 08-01 2W4 02 -01 2005 4 000+•«. , 80550 76.550 56.093 56•0m (5,,3M (5. o) 5,609 SP9 .240) (37.200) (18,893) 7.0 02-0 2006 1 53 7.* 08-01 2006 S.5 08 -01 2005 4.000 a tM0 80.550 83.772 76,510 79,772 58,453 (5,845) 5.845 S,B45 x' 200 ('�, ) (21 n53) 8.0 Q2 -01 2007 7.0 7 5 02 -07 2006 0$x{71 2096 4-000 g377z 7'9.772 83,1'22 58,453 60.949 (5,845) 196,085) 6.091 (fi0,909) 8.5 08-0 2007 (50,90®) 4.0 d2 -01 2M 8.0 02-01 2007 4.000 87,123 87,123 83,123 60.909 (5. �� (68,462) 9.5 08.01 2005 V 8 5 90 48-01 2007 02ti 2008 4.000 g0,SON 86 86, 605 83,4b2 6 3 , 462 (6,346) ( 6,34 0 (gg q 10.0 02-0 2009 66 ,9 18) 1 0.5 08-01 2009 g.5 OB -0i 2608 4. 000 4.000 90,608 $4.232 90.232 66,118 (6,612) g 612 (66.11$) 11.0 02-01 2010 2010 10.0 02 -0t 200J 10.5 08-01 2009 4.000 go 34,002 mils �Bgp (6,6 (6,888? 6,$85 (68,$80) 11.5 oa -01 884 12.0 02 - 0 9 2011 (68. ) 11.0 02 -01 2010 4.0-00 9.002 98,002 94,002 68.8 $0 (6,8 88) 6 •M 7.175 (71.753) 12.5 o"I 20 11.5 08 - 0 1 2010 02'•01 2011 4.000 4,000 101.922 97.9 22 71753 71,753 (?. 175) ( 7,175 (71,7'53) 13.0 o"I 2012 13.5 08-01 2012 12.9 92.5 -0 i 2011 4.000 1Q.1,92x 97.922 101.999 74740 (7.474) 7,474 (74,710) ($8.454314.0 0 2013 13.0 02- 2012 2092 4.000 4000 705.399 105 999 501.9 7,4 1,F ?4,A64 7� ( 7474 j 8 _ 630 --- 13 _ 0-01 T Totals '� (78.4441 0 8 - V gE � 7$4, 44 I- . n- N*m";t- 0t5v' Pwoor'ed by PubfioM IM