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1a. Approve MCES Grant/Loan Application for Infiltration/Inflow Reduction FundingCITY OF /a CHANHASSEN 690 COULTER DRIVE • P.O. BOX 147 • CHANHASSEN, MINNESOTA 55317 (612) 937 -1900 • FAX (612) 937 -5739 'Dwtk TO: FROM: DATE: SUBJ: Don Ashworth, City Manager Charles Folch, Director of Public Works qole June 4, 1996 Endorsor' Moditfac' Date submitted to Commias10 Dote c; , . ni'1,Cd to COW4 6 - /a- f(. Approve MCES Grano oan Application for infiltration/inflow Reduction Funding for the Residential Sump Pump Inspection Program - PW342 With the approved 1996 City budget, $60,000 w Fund 710 to conduct an initial phase program to ' City sewer for illegal sump pump discharZine pump discharge into the sanitary sewer sn The residential sump pump inspection pras with an experienced and reputable firm ttr consisting of public notification, informa d ated in the Sewer and Water Expansion the City's residential homes connected to ry sewer system. Residential sump on of City Ordinance Section 19 -44. ated to be carried out by contracting conduct the inspection program io hysical inspection of each home d connected to city sewer, follow -up ins ons to correct i roper sump pump connections, an respond to general resident concerns questions. MEMORANDUM Don Ashworth June 4, 1996 Page 2 still of benefit. Each year that the City provides this certification, the repayment of the loan and any interest for that year will be forgiven. Communities have until Friday, June 14, 1996 to submit an application for either a project loan or a study grant for III reduction. Each loan application for a project will be rated based on a list of criteria consisting of the estimated amount of potential VI reduction as a result of the project, the benefits to the metropolitan area including near -term and long -term savings, the project area is located within either Blue Lake, Metro Lake, or Stillwater Water Treatment service areas, the project targets the immediate reduction of peak rates of inflow as well as long -term average flow reduction and that the community has been previously identified with the 1992 MWCC study as potentially having excess rainfall derived inflow (RDI/1) and groundwater inflow (GWI). It is staff's opinion that the proposed residential sump pump inspection program would meet and/or exceed all of the criteria established for the loan program. Without question, there will be some initial problems and challenges which will result from the sump pump inspection program. Some poorly drained lots may have soggy lawns during the summer months and possibly icing problems in the winter. On streets with minimal grade, some icing problems may also occur in the gutter areas. However, many of these problems can be remedied with some technical advice and a little effort on the homeowner's part. It is believed that the overall benefits in reducing 1/1 and ultimately sewer payment increases to Metropolitan Council Waste Water Services Division, more then outweigh some of the secondary localized problems which may result. At this point, the Metropolitan Council Environmental Services is providing a financial incentive to communities to reduce VI from the system. It is likely that disincentive program will be established in the future for communities that have high rates of inflow and infiltration and have not attempted to correct the problem. Staff believes it is in the City's best interest to apply for the project loan funding in order to offset a portion of the cost needed to complete the city-wide residential sump pump inspection program. As mentioned earlier, some additional dollars (approximately $25,000 to $40,000) will need to be funded with the 1997 City budget to complete the inspection of the entire city. If funding is received, the next step will be to solicit requests for proposals from qualified ferns to assist with the development of and conduct and administrate the inspection program. It is therefore recommended that the City Council formally approve the grant application submittal to the Metropolitan Council Environmental Services for a matching project loan in the amount of $40,000 for the City of Chanhassen to conduct a residential sump pump inspection program as a continued effort to reduce infiltration/inflow from the sanitary sewer system. FE Attachment: Grant application submittal c: Dave Hempel, Assistant City Engineer Anita Benson, Project Engineer Jerry Boucher, Utility Superintendent I ' CITY OF CHANHASSEN PROPOSED RESIDENTIAL SUMP PUMP INSPECTION PROGRAM ' INTRODUCTION In 1989, the City of Chanhassen completed a study on infiltration and inflow into the sanitary ' sewer system. Since that initial study, the City has invested nearly $1 Million in sanitary sewer rehabilitation projects ranging from sewer televising, testing and sealing of pipes and manhole structures to total reconstruction of deteriorated lines. The City is confident that these physical ' VI reduction projects have addressed the majority of the infrastructure- related problems with the older sewer lines. Additional sewer lines which have been constructed during the last decade have implemented the latest in sewer line material and construction technology using PVC -type materials and chimney seals with manhole castings. ' OBJECTIVE The City believes that the next step in the overall comprehensive program to reduce I/I from the ' sanitary sewer system is to conduct a city -wide residential sump pump inspection of all homes to verify compliance with the City's newly created ordinance prohibiting certain discharges into the sanitary sewer system. If Metropolitan Council Environmental Services (MCES) program ' funding is approved, the City of Chanhassen would propose to contract with an experienced and reputable firm to conduct the physical inspection program on a city -wide basis covering nearly 5,000 residential sanitary sewer services connected to the city's system. Based on current information obtained, it is anticipated that this inspection program could begin this winter and be completed by late - summer of 1997. ' It is also apparent that the cost to undertake this city-wide residential sump pump inspection program likely will be more than $100,000. Therefore, the City of Chanhassen is requesting matching loan funding from the Metropolitan Council Environmental Service (MCES) in the maximum amount of $40,000 in order to be able to fund the program. 1 BENEFITS ' MCES PROJECT RANKING CRITERIA FOR LOANS, 1. Estimated total of I/I reduction as a result of the project is either greater then 32 MGY, t between 16 MGY and 32 MGY, or between 5 MGY and 16 MGY. Response: Since there is very limited quantifying data available to conduct these types of calculations, the following assumptions have been made. ' - Approximately 5.000 homes are connected to the City's sanitary sewer system. Sump Pump Inspection Program June 4, 1996 Page 2 9 KA Assume an average of 7% the homes are illegallv discharging sump pump drainage into the City's sanitary sewer system (an informal survey of other communities indicated a range of 5% to 10% of illegal sump pump connections found). - Each illegally connected sump pump discharges an average of 250 eallons Der day into the sanitary sewer system. This is less then one quart of water per minute on average. This discharge rate is probably conservative considering a sump pump can pump up to 3,500 gallons per day and that up to 1,400 gallons of discharge can result from a typical summer rainfall event. Based on these assumptions (if representative of Chanhassen's sump pump situation), the potential reduction in sump pump discharge into the sanitary sewer system would be approximately 32 MGY (million gallons per year). Benefits metropolitan area and facilities: A) Immediate savings, B) pollution abatement, C) long -term savings. Response: The 1992 system -wide infiltration/inflow evaluation study prepared by the former MWCC indicated that the city of Chanhassen had higher than average peak inflow rates in both dry weather and wet weather. The potential reduction of peak flow rates will have a direct cost benefit to the system infrastructure by yielding additional capacity in existing trunk and interceptor lines and ultimately reducing the size of future trunk lines to serve the city. In this particular case, as it relates to the Red Rock Interceptor through Eden Prairie, reducing the peak flow rates will potentially increase the amount of excess capacity available in this interceptor which would be available to serve future areas in the region. The potential long -term system -wide benefits of reducing the average flows would be realized by the MCES Blue Lake regional treatment facility. Reducing the average daily flows would not only save on operational and maintenance costs of the treatment facility but also delay the need for future expansions to provide additional treatment capacity. Project is located within either the Blue Lake, Metro or Stillwater Waste Water Treatment Plant service areas. Response: The City of Chanhassen is served by the Blue Lake Treatment facility. Therefore, a successful sump pump inspection program would benefit this facility. 4. Targets immediate reduction of peak rates of inflow. Response: Chanhassen has been identified as having high peak inflow rates during both dry and wet weather. The successful completion of this proposed project is anticipated to reduce both the peak and average daily sanitary sewer flow rates from this service area by the elimination of sump pump inflow. Sump Pump Inspection Program June 4, 1996 Page 3 ' S. Community is identified as having potentially excessive Rainflow Derived Inflow (RDI/I) and Groundwater Inflow (GWI). Response: The 1992 system -wide infiltration /inflow (VI) evaluation study conducted by ' the former Metropolitan Waste Control Commission (MWCC) has indicated that the city of Chanhassen is a community identified as having potentially excess RDI/I and GWI. ' 6. Community is identified as having potentially excessive RDI/I. Response: Yes, see 1992 MWCC system -wide infiltration /inflow evaluation study. ' 7. Targets the reduction of long -term average /continuous infiltration. Response: This program would identify and document illegal sump pump connections and implement a procedure for verifying that corrective action has been taken. The overall ' long -term benefit of eliminating illegal sump pump discharge will decrease the average daily sewer flows and reduce the annual operational and maintenance costs associated with treatment plant costs and delay the need for capital improvement programs to increase ' treatment plant capacity. Attached please find a completed MCES loan application form for the proposed Chanhassen ' residential sump pump inspection program, a preliminary project schedule, a copy of the city ordinance related to sump pump discharge, the City Council resolution approving this loan application, and a city map showing the sanitary sewer infrastructure. I have also attached location maps displaying the five sanitary sewer rehabilitation projects previously undertaken by the City which have totaled more than $750,000 in construction contracts. ' CONCLUSION ' Since 1989, the City of Chanhassen has been proactive and committed to the reduction of infiltration /inflow into the sanitary sewer system by making a substantial investment to rehabilitate and/or repair problem areas within the City's sanitary sewer infrastructure. It is believed that the next step of this overall comprehensive program is to eliminate any illegal residential sump pump connections from the sanitary sewer system by conducting a city -wide inspection program. This proposed project will also involve significant dollars (approximately $125,000 to $140,000). The City of Chanhassen respectfully request approval of the MCES loan funding in the maximum amount of $40,000 to financially support the City's ability to conduct and complete this potentially very beneficial program. ' g:Wft- 1w1es\cc\sumppwnp.doe CITY OF CHANHASSEN AND PROPOSED RESIDENTIAL SUMP PUMP PROGRAM SCHEDULE Mid- to Late -July: Receive MCES Grant approval notice August 1, 1996: Begin selection process for sump pump inspection contractor August, 1996: Develop, draft, and execute loan agreement with MCES September 15, 1996: Select sump pump inspection contractor September /October, 1996: Develop inspection program details November, 1996: Begin information and education campaign: - Send out mailings - Article in city newspaper - Conduct public information meetings December, 1996: Conduct Area 1 inspections January, 1997: Conduct Area 2 inspections February, 1997: Conduct Area 3 inspections March, 1997: Conduct Area 4 inspections April - June, 1997: Conduct follow -ups and reinspections ' July, 1997: Conduct overall program evaluation and final project , July, 2000: Visually reinspect external residential sump pump discharge points from previously documented illegal connections ' July, 2002: Visually reinspect external residential sump pump discharge points from previously documented illegal connections , g:'wg*,charksNs=psch.doc I METROPOLITAN COUNCIL ENVIRONMENTAL SERVICES OFFER OF MATCHING LOANS FOR INFILTRATION/INFLOW CONTROL PROJECTS LOAN APPLICATION FORM ' NOTICE TO APPLICANTS: Read the attached "Metropolitan Council Environmental Services - Description of Offer of matching Loan and Grant monies to Communities for Infiltratiowlaflow Controls" for guidance on how this Loan Offer will be conducted. Prior to award of a Loan, the Applicant Community must enter into an agreement with the MCES. The ' complete terms of the agreement will be furnished to those Applicants to whom a Loan Offer is made. ' COMMUNITY NAME: CHANHASSEN Correspondence regarding this Application should be mailed to: NAME: CHARLES FOLCH ' T=: DIRECTOR OF PUBLIC WORKS STREET: 690 COULTER DRIVE CITY, ZIP: CHANHASSEN, MN 55317 LOAN AMOUNT REQUESTED FROM MCES: $ 40, 000.00 (Enter a value up to $40,000.00. An equal amount is required to be contributed by the Community to be eligible ' for a Loan). PROVIDE THE FOLLOWING ON SEPARATE SHEETS OF PAPER: ' Describe the objectives of the project. Highlight any benefits that the project is intended to provide to the Metropolitan System of wastewater interceptor sewers and treatment plants. Does the project eliminate a ' historic sanitary sewer bypass? If so provide MPCA reporting form on incidence(s). Provide a complete description of the proposed project. Include a map showing the limits of the project area and the wastewater collection system in the vicinity of the project. You may attach any engineering reports, plans or other pertinent documents that provide useful background for MCES evaluation of the proposed project. ' What is the proposed schedule for the project completion, assuming a Loan is offered? If possible, identify key steps and intermediate dates. Would the project be performed by contracted services or by City staff? Will a competitive bid process be required? What is the estimated amount of UI expected to be removed from system after completion of the project? ' (MGY) Provide copy of official minutes of governing body which authorizes a t to a y for to ' CHARLES FOLCH ' Print Name of Preparer Signature of Preparer Telephone Number. 937 -190 EXT. 114 Date of An licatione JUNE 10 1996 Title of Preparer: DIRECTOR OF PUBLIC WORKS F 'APPLICATIONS MUST BE POSTMARKED NO LATER THAN JUNE I4, 1996. APPLICATIONS WILL (E REVIEWED AND OFFERS EXTENDED TO QUALIFIED SUBMITTALS IN JULY. CITY OF CHANHASSEN CARVER AND HENNEPIN COUNTIES, MINNESOTA ORDINANCE NO. 205 AN ORDINANCE AMENDING SECTION 19-44 PROHIBITING DISCHARGES INTO THE SANITARY SEWER SYSTEMS, AND PROVIDING PENALTIES FOR VIOLATION THEREOF THE CITY COUNCIL OF THE CITY OF CHANHASSEN ORDAINS: Section 1 : Section 19-44 of the Chanhassen City Code is hereby amended to mad: PROHIBITED DISCHARGES INTO THE SANITARY SEWER SYSTEM (A) No person shall discharge or cause to be discharged any substance not requiring treatment or any substance not acceptable for discharge, as determined by the city or the Minnesota Pollution Control Agency, into the sanitary sewer system. Only sanitary sewage from approved plumbing fixtures may be discharged into the sanitary sewer system. (B) No person shall discharge or cause to be discharged, directly or indirectly, any storm water, surface water, ground water, roof runoff, subsurface drainage, or cooling water to any sanitary sewer. Any person having a roof drain, sump pump, unauthorized swimming pool discharge, cistern overflow pipe or surface drain connected and /or discharging into the sanitary sewer shall disconnect and remove any piping or system conveying such water to the sanitary sewer system by May 1, 1994. (C) All construction involving the installation of clear water sump pits shall include a sump pump with minimum size Ph" diameter discharge pipe. The pipe attachment must be a rigid permanent type plumbing such as PVC or ABS plastic pipe with glued fittings, copper or galvanized pipe. All discharge piping shall be installed in accordance with the plumbing code. Discharge piping shall start at the sump pit and extend thru the exterior of the building and terminate with not less than six (6) inches of exposed pipe. The discharge pipe shall be provided for all clearwater sump installations with no regard as to whether the pump is actually installed Sump pump discharge location and flow shall be consistent with the approved development drainage plan for the lot. The discharge may not be pumped directly onto any public right -of -way unless approved by the City Engineer or his designee. Any disconnects or openings in the sanitary sewer shall be closed and repaired in compliance with applicable coaes. (D) Every person owning improved real estate that discharges into the City's sanitary sewer system shall allow inspection by authorized City employees or its agents of all properties or structtues connected to the sanitary sewer system to confirm there is no sump pump or other prohibited discharge into the sanitary sewer system. Any persons refusing to allow their property to be inspected shall immediately become subject to the surcharge as described in Subdivision (G) hereinafter. (E) Any owner of any property found to be in violation of this section shall make the necessary changes to comply with this ordinance and such change shall be verified by authorized City employees or its agents. Any property or structure not inspected or not in compliance by May 1, 1994 shall, following notification from the City, comply within fourteen (14) calendar days or be subject to the surcharge as provided in Subdivision (G) hereinafter. (F) Upon verified compliance with this section, the City reserves the right to reinspect such property or structure at least annually to confirm continued compliance. Any property found not to be in compliance upon reinspection or any person refusing to allow their property to be reinspected shall, I following notification from the City, comply within fourteen (14) calendar days or be subject to the surcharge hereinafter provided for. (G) A surcharge of (3100.00) dollars per month is hereby imposed and shall be added to every sewer billing , to property owners who are found not in compliance with this Section. The surcharge ' shall be added every month until the property is verified to be in compliance through the City's inspection program. (I) The City Council, upon recommendation of the City Engineer, shall hear and decide requests for ' temporary waivers from the provisions of this ordinance where strict enforcement would cause a threat to public safety because of circumstances unique to the individual property under consideration. Any request for a temporary waiver shall be submitted to the City Engineer in writing. Upon approval of a temporary waiver from the provisions of this ordinance, the property ' owner shall agree to pay an additional fee for sanitary sewer services based on the number of gallons discharged into the sanitary sewer system as estimated by the City Engineer. ' (I) Violation of this ordinance is a misdemeanor and each day that the violation continues is a separately prosecuteable offense. The imposition of the surcharge shall not limit the City's authority to prosecute the criminal violations, seek an injunction in District Court ordering the person to disconnect the non - conforming connection to the sanitary sewer, or for the city to correct the violation and certify the costs of connection as an assessment against the property on which the connection was made. PASSED AND ADOPTED this 9th day of May, 1994, by the City Council of the City of Chanhassen. ATTEST: ' Don Ashworth, Cle gar Donald J. C�i Mayor (Summary Ordinance published in the Chanhassen Villager on I Metropolitan Council Working for the Region, Planning for the Future Environmental Services May 2, 1996 SUBJECT: MCES Offer of Matching Loans & Grants Infiltration /Inflow Control Projects & Studies Dear Public Works Director: UiE .ii - IQs6 Metropolitan Council Environmental Services (MCES) invites your community to apply for a loan of up to $40,000 to fund projects, or a grant of up to $10,000 to fund studies to reduce infiltration and inflow (1 /1) of clear water into the Metropolitan Disposal System. To be eligible, a matching dollar commitment is required from the community for each loan and grant offered. A unique feature of the loan is that if the 1/1 project is annually certified as being effective for a period of five years after completion, annual repayment of the loan will be forgiven. As part of the 1996 budget process, the Metropolitan Council has allocated a total of $400,000 to this loan and grant offering. The objective of the loans is to promote and fund, in -part, 1/1 projects at the local level which will benefit both the community and the metropolitan wastewater system. The objective of the grants is to promote and fund, in -part, studies that identify sources of 1/1 and develop projects at the local level which will also benefit both the community and the metropolitan wastewater system. A description of the loan and grant offer is enclosed which identifies the criteria MCES staff will use in evaluating and ranking the proposed projects and studies. To apply for either a loan or grant, you will need your council or board to pass a resolution authorizing you or another appropriate staff member to submit the application and to serve as your subject matter contact. Please attach a copy of the official minutes of this action to the enclosed application form and complete the application form according to the instructions enclosed. Then, attach a complete description of your proposal for an 1/1 control project or study. Your description can be as brief or lengthy as you like, but be aware that the applications will be competitively evaluated. Provide sufficient information to justify the priority of your proposal. After consideration of applications is completed, the Metropolitan Council will determine which applicants will be offered loans and grants. The offers will be made in writing to the applicants, along with the terms of the legal agreement - over - between the community and MCES. To be awarded a loan or grant, the community ' council or board will need to ratify the legal agreement by official action. The 1/1 project or study must be completed within a period of 18 months of the date of the ' agreement. Submit the application to: ' William G. Moore General Manager, Wastewater Services ' Metropolitan Council Environmental Services 230 East Fifth Street St. Paul, Minnesota 55101 Informational meetings will be held on Thursday, May 16, 1996, at Woodbury City Hall, 8301 Valley Creek Road, Woodbury, and Friday, May 17, 1996, at ' Minnetonka Community Center, 14600 Minnetonka Blvd., Minnetonka. Both meetings will begin at 9:00 a.m. A formal presentation of the Loan /Grant Program ' will be given, after which questions and comments from the audience will be taken. For registration to attend one of these meetings, please call Kyle Colvin, MCES Senior Staff Engineer, at 229 -2151. ' If you have any questions or require additional information regarding the application procedure, please don't hesitate to call Kyle Colvin at 229 -2151. ' Sincerely, Helen A. Boyer Environmental Services Division Director Enclosures ' HAB:WGM:KLC ' cc: City Manager (w /enclosure) City Engineer METROPOLITAN COUNCIL ENVIRONMENTAL SERVICES OFFER OF MATCHING LOANS FOR UUMTRATION/INFLOW CONTROL PROJECTS LOAN APPLICATION FORM NOTICE TO APPLICANTS: Read the attached "Metropolitan Council Environmental Services - Description of Offer of matching Loan and Grant monies to Communities for Infiltration/Inflow Controls" for guidance on how this Loan Offer will be conducted. Prior to award of a Loan, the Applicant Community must enter into an agreement with the MCES. The complete terms of the agreement will be furnished to those Applicants to whom a Loan Offer is made. CON 4UNII Y NAME: Correspondence regarding this Application should be mailed to: NAME: TITLE: STREET: CITY, ZIP: LOAN AMOUNT REQUESTED FROM MCES: $ (Enter a value up to $40,000.00. An equal amount is required to be contributed by the Community to be eligible ' for a Loan). PROVIDE THE FOLLOWING ON SEPARATE SHEETS OF PAPER: Describe the objectives of the project. I- Eghlight any benefits that the project is intended to provide to the ' Metropolitan System of wastewater interceptor sewers and treatment plants. Does the project eliminate a historic sanitary sewer bypass? If so provide MPCA reporting form on incidence(s). Provide a complete description of the proposed project. Include a map showing the limits of the project area and the wastewater collection system in the vicinity of the project. You may attach any engineering reports, plans or other pertinent documents that provide useful background for MCES evaluation of the proposed project. ' What is the proposed schedule for the project completion, assuming a Loan is offered? If possible, identify key steps and intermediate dates. Would the project be performed by contracted services or by City staff? Will a ' competitive bid process be required? What is the estunated amount of M expected to be removed from system after completion of the project? ' (MGY) Provide copy of official minutes of governing body which authorizes applicant to apply for loan. Print Name of Preparer Signature of Preparer Telephone Number. Date of Application: Title of Preparer: APPLICATIONS MUST BE POSTMARKED NO LATER THAN JUNE 14, 1996. APPLICATIONS WILL ' BE REVIEWED AND OFFERS EXTENDED TO OT.TAT,TFTRD RTTRMTTTAT,R TN TTTT.V I METROPOLITAN COUNCIL ENVIRONMENTAL SERVICES ' DESCRIPTION OF OFFER OF MATCHING LOAN AND GRANT MONIES TO COMMUNITIES FOR INFILTRATION /INFLOW CONTROL PROGRAMS APRIL 1996 ' I. DESCRIPTION The Metropolitan Council Environmental Services (MCES) is offering a limited number of loans up to $40,000 to communities served by the MCES for sponsored projects to reduce excessive infiltration and inflow (I /I) from entering the ' Metropolitan Disposal System (MDS) . Each loan will require that a matching dollar expenditure on the project be made from the recipient community. The first distribution of the loan money ' will occur upon start up of the project and will consist of 50% of the total loan amount. The remaining 50% of the loan money will be given to the community upon satisfactory completion of the project and 30 days after receipt of documentation of ' reimbursable project expenses of not less than 200% of the loan amount. The loan eligible work must be completed within 18 months after the date of the agreement. After the completion of the work by the community, the community must provide annual documentation for a period of five years ' following completion of the I/I project, certifying that the I/I has not returned to the system. For each year that documentation is provided that shows the project to be effective in the reduction of I /I, repayment of the loan for that year (based on a ' fixed, short term interest rate) will be forgiven. The designated interest rate for any loan repayments will be based on one percent above the Five Year Treasury Bond market rate at closing on the date the agreement is signed by the loan recipient. Interest for any loan repayments will computed from the date of project completion. The MCES will accept as documentation that the project has performed as intended, a certificate from an Engineer licensed in ' the State of Minnesota, for the first, second and fourth year after project completion. For the third and fifth year, the MCES will require that some type of physical documentation accompany ' the certification. The MCES is also offering a limited number of grants up to ' $10,000 to communities served by the MCES for community sponsored studies to identify, locate, quantify and develop an action plan to eliminate excessive I/I sources from entering the MDS. Each Grant will require that a matching dollar expenditure toward the ' study be made from the recipient community. The grant eligible work must be completed 18 months after the agreement has been signed. The first distribution of the grant money will occur upon start up of the study and will consist of 50% of the total grant amount. The remaining 50% of the grant will be given to the community upon satisfactory completion of the study. The total amount allocated for loans and grants is a minimum of $400,000. There are currently no funds allocated for continuation of these offers once the $400,000 has been committed. If the number of applications received through the initial offer is insufficient to encumber $400,000, the MCES reserves the right to offer to raise the $40,000 loan and $10,000 grant ceilings to the initial qualifying applicants. The $400,000 will be allocated into two separate funds in which communities can apply for monies for qualifying projects or studies. Of the $400,000, $80,000 will be made available for matching dollar grants up to $10,000 for studies and reports aimed at identifying, locating and proposing solutions to existing I/I problems within the community. Those applicants who receive a grant will be required to submit to the MCES a final report summarizing the findings of the study and outlining the action plan to address identified sources of I /I. The balance of the $400,000, or $320,000, will be reserved for matching dollar loans up to $40,000 for projects aimed at eliminating sources of I/I from the MDS. Each community can submit applications for a maximum of two project loans and a maximum of 1 grant. All communities that are billed for their wastewater directly by the MCES are eligible to apply. Local and regional agencies such as the Metropolitan Airports Commission, University of Minnesota and the State Fairground may apply for either a loan or a grant but must do so by applying thru the local government in which sanitary sewer service is provided. Applications will be reviewed by MCES staff who will make a recommendation to the members of the Metropolitan Council on the priority of the community's proposed project(s) or study. The application procedure and the staff's criteria for priority ranking for I/I Control Projects are outlined herein. The Metropolitan Council will review the staff's recommendations and establish the final list of loan and grant recipients through official member action. Recipient communities will be required to enter into an agreement, with the Council, authorized by resolution of their City Council or Township Board. (The word "City" used hereafter includes eligible Townships.) The City's requirements, under the agreement, will include that the City provide assurances that the funds are applied to the stated purpose, that the project is cost - effective, that costs be accurately accounted, and that a written report be submitted to the MCES upon completion of the work. The agreement will also provide the MCES the right to audit City records pertaining to the loan and grant funds and matching local share. Each community that receives a loan will be required on the anniversary date of the project completion to provide to the MCES ' a certification stating that the project has continued to be successful in reducing I/I from the system. For each year that the project can be certified as performing in its intended ' purpose of I/I reduction, repayment of the loan funds will be forgiven. In the event that during the first five -year period after the completion of the project, the community cannot certify that the project has continued its intended purpose of I/I ' reduction, then the community has to either; 1. immediately (within 3 months upon discovery) initiate a follow -up project using community funds to repair the original project or, 2. repay ' a portion of the loan distribution plus interest, until either the original project is repaired and the I/I eliminated, or continue to repay the loan distribution amount plus interest annually until the end of the 5 year period after the original project completion date. Exact terms of loan repayment schedules and amounts will be included in each individual agreement between the MCES and loan recipient The goal of this loan offer is to assist communities to implement I/I control improvements which provide a metropolitan benefit in ' addition to a local benefit. Because the funds are limited for this loan offer, the MCES places a greater priority on physical improvements over desk -top studies. Studies to identify, ' quantify and locate sources of I/I can receive monetary assistance under the grant portion of this program offer. Communities that already have an understanding of where problems exist and how they can be corrected will be in a better position to justify their proposal for the loan offered under this program. The MCES also intends that the administration of these loan agreements be streamlined to coincide in nature with the limited loan amount and the infrequent offering of loan and grant monies. ' Loan and Grant money will not be made available for projects or studies that have been started prior to the date of the agreement. ' Projects pertaining to the separation of sewers (Storm vs Sanitary) will not be eligible for either the loan or grant monies. The intent of this loan /grant offer is to help ' communities initiate projects which are not funded by other outside sources. ' SI. GENERAL CRITERIA FOR FUNDING PRIORITIES (LOANS) Proposed projects will be evaluated by MCES staff who will make a recommendation on the priority classification of the project. MCES staff will prepare a recommended priority list for consideration by the members of the Metropolitan Council. Projects targeted to produce a metropolitan benefit will receive higher priority than those where a metropolitan benefit is unlikely. Removal of I/I which previously resulted in sewage bypasses would be an example of a project with metropolitan benefit, in that loading to the conveyance and treatment facilities would be lessened and a potential public health hazard would be eliminated. A project to increase the capacity of the local system for the above example would not however be considered an example of a metropolitan benefit. If a project is submitted that cites an elimination of historic bypasses, the application must include a copy of a "MPCA Report Form(s)" which documents the bypass(es). Another example of metropolitan benefit is a project designed to reduce high peak flow rates, resulting from I /I. The 1992 "Systemwide Infiltration / Inflow Evaluation" by the former MWCC is one source of information on communities where peak flow rates are estimated to be above average. Since the aforementioned report did not include information regarding estimated Rain Derived I/I (RDI /I) or Groundwater Infiltration (GWI) for the cities of Minneapolis, St. Paul or South St. Paul, applications from these communities will need to include documentation of their RDI /I and GWI. Other communities may also submit their own information demonstrating high peak flow rates and groundwater infiltration rates for specific project areas. Priority ranking will be given for those communities which were characterized in the "Systemwide Infiltration /Inflow Evaluation" report has having both potentially excessive rain dependent I/I (RDI /I) and groundwater infiltration (GWI). Attached is Exhibit A. a copy of communities identified as having potentially excessive RDI /I and GWI in the 1992 Systemwide I/I Study. Priority ranking will also be given for those communities located within the service areas of the Blue Lake, Metropolitan, and Stillwater wastewater treatment facilities. These treatment facilities were identified in the "Systemwide Infiltration /Inflow Evaluation" study, as benefiting most from I/I removal. Loan recipients will need to demonstrate that they already have an understanding of the source of the I/I and how it can be effectively reduced. Peak rates of inflow have a greater impact on metropolitan wastewater facilities than the long term effect from average rates of groundwater infiltration. Therefore, projects designed to immediately reduce peak rates of inflow will receive higher priority than those designed to eliminate the average rate of groundwater infiltration. After completion of the project, the Community will be responsible for certifying that the project has maintained its intended purpose of I/I reduction. As part of the loan application, the Community is requested to propose the method for certifying the project. The method of certification will be reviewed, negotiated and included in the agreement. Two such I methods of certification would be to document the condition of the project by means of televised inspections or by visual inspections. The certification shall be signed by an Engineer registered in the state of Minnesota. The general criteria are summarized below. Higher priority rankings will be assigned for projects characterized by items ' from the top of this list. Lower priority rankings will be associated with items from the bottom of the list. Proposed Project Rankina Criteria for Loans, (Descending Order of Priority) Estimated total of I/1 reduction as result of project is ' either greater than 32 MGY, between 16 MGY and 32 MGY, or between 5 MGY and 16 MGY Benefits Metropolitan Area and Facilities a. Immediate Savings c. Pollution Abatement b. Long Term Savings Project is located within either the Blue Lake, Metro or Stillwater WWTP service area Targets Immediate Reduction of Peak Rates of Inflow ' Community is identified as having potentially excessive RDI /I and GWI Community is identified as having potentially excessive RDI /I Targets the Reduction of long term average /continuous infiltration ' 111110 GENERAL CRITERIA FOR FUNDING PRIORITIES (GRANTS) Proposed studies will be evaluated by MCES staff who will make a recommendation on the priority classification of the study. MCES ' staff will prepare a recommended priority list for consideration by the members of the Metropolitan Council. ' At a minimum, applications for a grant shall contain the following: 1. Description.and scope of the study. 2. Time schedule for completion (identify key steps and intermediate dates.) 3. Objectives of study. ' 4_ Who will be responsible for preparing the report (city staff vs consultant). If contractecj Will project be competitively bid? 5. Map of study area and wastewater collection system in the vicinity of the study area. 6. List of anticipated benefits to Metropolitan System if work proposed by study is carried out. 7. Estimate of potential I/I removed if project initiated(MGY) B. Cost Effectiveness of proposed project. 9. Identifies any historic sanitary sewer bypasses. As a minimum for consideration for a grant, studies need to result in projects targeted to produce a metropolitan benefit. Applications for grants which are received by communities which have been identified in the Metropolitan Waste Control Commissions study "Systemwide Infiltration /Inflow Evaluation" dated April 1992, as having high "Wet Whether Peak Ratios" will receive a higher priority ranking than those communities which were identified with lower "Wet Weather Peak Ratios ". A listing of "Wet Weather Peak Ratios" as given in the 1992 "Systemwide Infiltration /Inflow Evaluation" report is attached, as Exhibit B, for informational purposes only. Since peak flow conditions are the main cause for most capital improvements to the MDS, studies aimed at identifying projects to reduce these types flows will be given a higher priority. IV. APPLICATION PROCEDURE To apply for a loan, a grant, or both, the Application Form(s) must be completed and signed by the City Administrator or equivalent staff authorized to submit the application by a resolution of the City Council. Attach a copy of the official minutes authorizing the submittal of the Loan /Grant Application to the application form. Attach supplemental information to describe the I/I problem, the details of the proposed project, and how the project(s) meets the priority criteria of the loan or grant offer and other pertinent information as requested on the application form. Applications must be post- marked no later than June 14, 1996. IV- EVALUATION OF APPLICATIONS After the submittal deadline, copies of the loan and grant applications will be made and distributed to a panel consisting of between 3 to 5 members of Metropolitan Council staff. Each member will independently review and evaluate every loan and grant application using the criteria outlined herein. Each panel member will assign a point value to the application. Upon completion of the application evaluation, the point values will be averaged and all the applications will be ranked in descending order. Each member will be notified as to the ranking of the I ' applications and will be given the opportunity to comment. Once the final ranking is accepted by the panel, a list of the recipient loan and grant applicants with the highest rankings will be given to the Metropolitan Council for final approval. After the Council has approved the rankings and the list of recipients, loan and grant offers will be made and negotiations for the agreements will commence. V. OFFERS ' Offers will be made approximately in the third week in July, 1996. A written offer will be sent to each qualifying community that will contain the loan or grant language. Actual award of the loan or grant will be contingent upon City Council action authorizing the agreement between the MCES and City. L! 1 1 ' .: \pv"w�\pzeya..e_a.. x w a �3 u T 4 U� W O U z s lu :�Pb cc z w �ZS z OW «�az � Ux ra Q x 0 a w d ELI a tzt A � 3 H y U a a A m a 0 a a A z z Cy 0 a U O U O a ll 1� W � O R R w 0 z ° a a u E 0 0 V d w ° A o e G V v (�' }' c� 2 -� ev C C A G• . EYE V W d 4 6 V V V cc cc 000 0555 H 3 g 0 O ° .0 r • ! \ N N N I 0 u E k c0 fQ E a V M N S N N C cc p C 4 v C td y 90 � V • N W F. Ct. _ a .......777 u d u` r 3 N O C C cc 'a H A c � G c xx Q - ri e G V v (�' }' c� 2 -� ev C C A G• . EYE V W d 4 6 V V V cc cc 000 0555 H 3 g 0 O ° .0 r • ! \ N N N I 0 u E k c0 fQ E a V M N S Community Chanhassen Circle Pines Crystal Deephaven Eden Prairie Edina Farmington Forest Lake Township Fridley ' Little Canada Long Lake Maple Plain Mendota Heights Mound Mounds View Newport Orono Osseo Rosemount I St. Paul Shorewood Stillwater Waconia Wayzata West St. Paul 'See Figures 3 -2 and 3 -3. "See Figures 3-4 and 3 -5. `Combined Sewer Area. EXHIBIT A Table 3 -2 Assessment of Potentially Excessive I/I Wet Soil/ Weather Potentially Dry Weather Potentially Groundwater Peak Ratio Excessive Peak Ratio Excessive Condition (WWPR) RD1(1' (DWPR) GW1' Wet 2.81 X I 1.62 X Dry 232 X I 1.48 X Dry I 1.97 X Wet I I I 1.74 I X Wet 2.69 X Wet 1.60 I X Wet I I I 1.65 I X Wet I 2.85 X I 1.77 I X Dry I I 1.49 X Wet.. I I I 1.72 I X Wet I 3.03 I X Wet I 3.61 I X I 1.85 I X Dry ( I I 1.45 I X Wet I 2.68 I X Dry I I I 1.36 I X Dry I 2.17 I X I 1.39 I X Wet I I I 1.60 I X Dry I I I 136 I X Dry I I I 1.34 I X 1.63 X Wet 2.92 I X I 2.02 I X Wet I I I 1.91 I X Wet I 3.56 l X Wet + 3.00 - II X Dry 2.03 I X 1.45 X GL7291/007.51 TA1>6ns T-P 199. S�sti wide_ Th l�r 9Tirn�Lnilew G Vglve.rie�' fE)�t%r_ EXHIBIT B COMMUNITY I/I INFORMATION (Ranked in Decending Order of "Wet Weather Peak Ratio ") From 1992 "Systemwide Infiltration/Inflow Evaluation Report by CH2M Hill j , DRY WEATHER WET WEATHER RANK COMMUNITY I PEAK RATIOS I PEAK RATIOS 1 "Independence 1.76 6.44 2 Greenfield 1.76 6,13 ' 3 Medina 1.75 5.28 4 Maple Plain 1.85' 3.61 5 Waconia 1.58 3.56 ' 5 Victoria 1.47 3.10 7 Tonka Bay 2.12 3.07 8 Long Lake 1.53 3.03 9 Wayzata 1.56 3.00 i 10 Shorewood 2.02 2.92 ' 11 St. Paul 1.63 2.88 12 Forest Lake Township 1.77 2,85 13 Centerville 1,42 284 14 Chanhassen 1.62 2.81 15 Eden Prairie b 2.69 16 Mound 1.47 2.68 17 Minnetrista 1.61 2.66 18 Medicine Lake 1,86 264 19 Orono 1.60 2.56 20 Chaska 1.46 2.50 21 Excelsior 1.33 2.49 22 Hugo 1.66 2.40 23 Columbia Heights 1.22 2.40 24 St. Bonifacius 1,36 2.39 25 Laketown Township 1.64 2 26 St. Anthony 1.31 2.35 ' 27 North Oaks 1.66 2.33 28 Hilltop 1.36 2.33 29 Circle Pines 1.48 2.32 30 Greenwood 1.37 2.32 31 Amen Hills 1.25 2.24 32 Minneapolis 1.45 2,22 33 White Bear Township 1,53 2.20 ' 34 Vadnais Heights 1.41 2.20 i 35 Minnetonka Beach 1.53 2,19 ! 36 Lilydale 1.90 217 37 Newport 1,39 2.17 I 38 Gem Lake 1,36 2.17 39 North St. Paul 1,26 2.17 : 40 Prior Lake 1.48 2.09 41 Deephaven 1.74 2.07 j C S EXHIBIT B DRY WEATHER WET WEATHER RANK COMMUNITY PEAK RATIOS PEAK RATIOS 42 Plymouth 1.30 2.06 43 West St. Paul 1.45 2.03 44 New Hope 1.27 2.01 ' 45 Little Canada 1.72 2.00 46 South SL Paul 1.38 1.99 47 Lauderdale 1.37 1.99 48 Crystal 1.30 1.97 49 Forest Lake 1.48 1.93 50 Mendota Heights 1.45 1.90 ' 51 Farmington 1.65 1.87 52 Maple Grove 1.23 1.87 53 Lexington 1.28 1.82 ' 54 Lakeville 1.25 1.80 55 Shoreview 1.19 1.80 56 Rosemount 1.34 1.77 57 Mahtomedi 1.19 1.76 ' 58 Lino Lakes 1.31 1.71 59 Willemie 1.19 1.69 60 Cottage Grove 1.13 1.68 ' 61 St. Paul Park 1.19 1.67 62 Andover 1.25 1.66 ' 63 64 Bayport Oakdale 1.48 1.43 1.64 1.64 65 Maplewood 1.40 1.64 66 Roseville 1.35 1.64 ' 67 Richfield 1.22 1.64 68 Savage 1.31 1.62 69 Fridley 1.49 1.61 70 Mendota 1.21 1.59 71 Golden Valley 1.29 1.58 72 Burnsville 1.21 1.57 73 Spring Park 1.40 1.56 74 Brooklyn Paris 1.24 1.56 75 Coon Rapids 1.21 1.55 ' 76 77 Minnetonka Brooklyn Center 1.36 1.32 1.54 1.53 78 Inver Grove Heights 1.21 1.53 79 Birchwood 1.38 1.52 ' 80 Woodbury 1.33 1.51 81 Mounds View 1.36 1.47 82 Falcon Heights 1.14 1.46 ' 83 Edina 1.60 1.44 84 Bloomington 1.17 1.44 85 Eagan 1.27 1.43 86 Spring Lake Park 1.16 1.41 ' 87 New Brighton 1.30 1.40 88 Hopkins 1.14 1.40 89 Stillwater 1.91 1.38 ' 90 Robbinsdale 1.23 1.37 S C t a t I DRY WEATH WET WEATHER RANK 1 COMMUNITY PEAK RAT OS I PEAK RATIOS 91 - Hastings 1.17 1.37 92 Apple Valley 1.11 1.36 93 Champlin 1.23 1.35 94 Stillwater Township 1.10 1.35 95 Anoka 1.13 1.34 96 Blaine 1.12 1,34 97 Osseo 1.36 1.33 98 White Bear Lake 1.11 1.33 99 Ramsey 1.13 1.32 100 Oak Park Heights 1.16 1.26 101 St. Louis Park 128 1.25 102 Shakopee 1,17 117 103 Landfall 1,58 1 104 Empire Township 1,33 a Notes: See original 1992 "Systemwide Infiltration/inflow Evaluation" report by CH2M Hill for specific information on how peak ratios were developed for individual communities. a - No Wet Weather Peak Ratio was developed in CH2M Hill report due to insufficient data. b- No Dry Weather Peak Ratio was developed in CH2M Hill report due to unreliable meter data. a t