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1l Sale of Library Bonds~i ~ ' POBoxt47 BOND SALE REPORT $6,O95,000 General Obligation Library Bonds, Series 2002A City of Chanhassen, Minnesota January 28, 2002 Ehlers & Associates, Inc. O~ PI 'E RVI EW Fhis report describes the proposed plan for the City of Chanhassen to issue $6,095,000 Seneral Obligation Library Bonds, Series 2002A. This report has been prepared by Ehlers ~nd Associates, in consultation with City Staff and bond counsel. This report deals with: Purpose and components of bond issue. Structure. Other considerations in issuing bonds. Market conditions. Issuing process. ~POSE ['he $6,095,000 General Obligation Library Bonds, Series 2002A are being issued pursuant to vlinnesota Statutes, Section 475.58 and Chapter 475, for the purpose of financing the :onstruction and equipping of a library in the City. Voters approved the issuance of the Bonds tt an election held in September, 2000. :inancing these projects requires a bond issue in the amount of $6,095,000. The proposed ~nance plan consists of the following sources and uses of funds: ;ources Par Amount of Bonds Total Sources $6,095,000 $6,095,000 Jses Total Project Costs Discount Allowance Contingency Finance Related Expenses Total Uses $5,951,703 97,520 2,777 43,000 $6,095,000 STRUCTURE AND REPAYMENT The Bonds are general obligations of the City of Chanhassen and as such are secured by a pledge of the City's full faith, credit, and taxing powers. Ad valorem taxes will be levied in an amount sufficient to provide not less than 105% of principal and interest on the Bonds as required by Minnesota law. The Bonds would be sold February 25, 2002 and be dated March 1, 2002. The first interest payment on the Bonds will be August 1, 2002, and semiannually thereafter on February 1 and August 1. Principal on the Bonds will be due on February 1 in the years 2003 through 2022. We recommend that Bonds maturing February 1,2013 and thereafter be subject to prepayment at the discretion of the City on August 1, 2012. The projected debt service and flow of funds can be found in Exhibit 1. The original tax impacts presented to the voters in 2000 assumed a slightly longer term of bonds and higher interest rates. The Bonds of this issue will have lower debt service requirements than the original ballot estimates. OTHER CONSIDERATIONS Following is a summary of key factors in the £mance plan: We anticipate that the City (in combination with any subordinate taxing jurisdictions or debt issued in the City's name by 501(c)3 corporations) will not issue more than a total of $10,000,000 in tax-exempt debt during this calendar year. This will allow the Bonds to be designated as bank qualified. Bank qualified status broadens the market and achieves lower interest rates. The amount of the Bonds exceeds the $5,000,000 issuance limitation for the current calendar year, which would have allowed the issue to be exempt from arbitrage rebate as a small issuer. However, the City can avoid arbitrage rebate on the Bonds by meeting the Two-Year Expenditure Test. Under this provision, a given percentage of net proceeds must be expended at specific time periods. 10% ...................... 6 months 45% ..................... 12 months 75 °,5 ..................... 18 months 100% .................... 24 months The Bonds will be global book entry with a bank designated as the paying agent. As "paperless" bonds, you will avoid the costs of bond printing and annual registrar charges. The Paying Agent will invoice you for the interest semi-annually and on an annual basis for the principal coming due. You will be charged only for paying agent/transfer agent services provided by the bank. Page 2 Bidders on this issue may submit a bid which contains a maturity schedule providing for any combination of serial bonds and term bonds, subject to mandatory redemption. If the purchaser of the Bonds designates certain of the maturities as Term Bonds, subject to a mandatory call, the City will be responsible for providing a Notice of Call to holders of the Bonds at least 45 days prior to the call date. Allowing potential purchasers the term bond option results in increased bidder interest in this issue and possible lower interest rates. Standard & Poor's Credit Market Services will be asked to rate this issue. The City currently has an "A-" rating on its outstanding general obligation bonds. Current regulations of the Securities and Exchange Commission on the continuing disclosure of municipal securities apply to long-term securities with an aggregate principal amount of $1,000,000 or more. Because the aggregate amount of this issue is over $1,000,000 and the City has more than $10,000,000 in total municipal obligations outstanding, you will be obligated to comply with Full Continuing Disclosure requirements as required by paragraph (b)(5) of Rule 15c2-12 promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934. You will be required to provide certain financial information and operating data relating to the City annually and to provide notices of the occurrence of certain material events. The specific nature of the Undertaking, as well as the information t°be contained in the notices of material events will be set forth in the Continuing Disclosure Undertaking that you will enter into at the time of closing for this issue. You are responsible for reporting any of the material events listed below and in the Undertaking. 1. Principal and interest payment delinquencies; 2. Non-payment related defaults; 3. Unscheduled draws on debt service reserves reflecting financial difficulties; 4. Unscheduled draws on credit enhancements reflecting financial difficulties; 5. Substitution of credit of liquidity providers, or their failure to perform; 6. Adverse tax opinions or events affecting the tax-exempt status of the securities; 7. Modification to rights of holders of the Securities; 8. Securities calls; 9. Defeasances; 10. Release, substitution or sale of property securing repayment of the Securities; 11. Rating changes; 12. Failure to provide annual financial information as required; and 13. Other material events. Page 3 REFUNDING OPPORTUNITIES We have reviewed all outstanding indebtedness for the City and find that there are no immediate refunding opportunities for the City at this time. We will continue to monitor the market and the call dates for the City and alert you to any future opportunities. MARKET CONDITIONS The Bond Buyer's 20-year G.O. Index (BBI) currently stands at 5.16%. The following graph shows the trends in the Bond Buyer's 20-Year G.O. Index (BBI) since 1993. TEN-YEAR BOND BUYER INDEX 9 8.5 8 7.5 7 (5.5 6 5.5 5 4.5 4 93 94 95 96 97 98 99 O0 1993 - 2002 I [] January 2002 Bond Buyer Index 1 01 O2 Page 4 LJING PROCESS Following is a tentative schedule for the steps in the issuing process. January 28, 2002 Week of February 11, 2002 Week of February 11, 2002 Week of February 18, 2002 February 25, 2002 Week of March 18, 2002 City Council adopts resolution calling for the sale of the Bonds Submit dram Official Statement and rating materials to Standard & Poor's Credit Market Services for credit rating Distribute Official Statement Receive credit rating Bond sale Bond closing ~sota\Chanhassen~BISUN~.002A$6095m.march (G.O. Library)LPreSale.wpd Page 5 EXHIBIT 1 Chanhasscn, MN $(;.~ ~,9~,0~ ~ ~ r ' ~ ~. I./l,:.~O' l;~ ~M.v, ,q'y'/~'.v -Y~ )O'~IA 1 )};BT SERVICE SCI I};I.)[ ,II,t; 1 ).it,' I'L'lnClp.d {.'Oki tX'Il Inlets'si Total I'-'[ }'IY, CAI. TOTAI. SIO '_'002 2/0 ~/01 "2005 2/01 ' ~00~; S/O ] / 2/01 8/01 .' 2tX) 7 2/O1/2L~S 8/01/2008 2/01 Y 2009 S/O ) .' !O09 2/0t '2010 8/01/2010 2/01/2OI 1 g/01/2011 2/01/2012 8/01/2012 2/01/2013 8/01/g013 2/01/2014 2/01/2015 8/01/2015 2/01/2016 g/Ol/201(; 2/01/2017 8 '131 / 2(,17 2/01.'201S 8/01/2018 2/01/2019 S/O I / 2019 2/01/2020 8/01/2020 2/01/20~1 fi/O 1 ," 202 I 2/01 / 2022 3 50("% 3.5(¥'% 3 750% 3 950% 4 I50% 4.35t%3 4 550% 4 4.800~ 4 5.100% 5 2~ 5.2.50% 5 350% 5.4CX~ 5.450% 5.50('~, 5.550% 124,370.87~ 124,?~ 70.83 149,245.0.,.', 284,245.00 1467,,'q2.50 146,882.50 t .16,$82,fi0 351,882.50 143,2}15.00 143,295.00 143,295.t'C 3fiS.29fi.O0 139,263.75 139,263.75 139,263.75 359,263.75 134,918.75 134,918.75 134,918.75 364,918.75 130,146.25 130,146.25 130,146.25 370,146.25 124,926.25 124,926.25 124,926.25 374,926.25 I 1~,301.25 119,301.25 119,301.25 379,301.9_5 I 13,386.25 113,386.25 113,386.25 388,386.25 106,992.50 106,992.50 106,992.:50 391,992.50 100,152.50 100, I 52.$0 I c%~,152.50 4cX),152.50 92,802.50 92,802.50 92,802.50 407,802.50 84,927.50 84,927.50 84,927.50 414,927.50 76,519_..50 76,512.5x3 76,512.~ 421,512.50 67,542.50 67,542.50 67,542.N.'~ 432,542.50 57,961.25 57,961.25 57,961.25 437,961.25 47,796.25 47,796.25 47,796.25 452,796.25 36.861.25 36,861 25 36,861.25 461,861.25 25,280.c¥ 25,280.00 25,280.00 4 70,~80.00 13.042.50 13,042.50 13,042.50 483,042.50 408,615.83 498,765AX'} 501 498,527.50 499,837.50 5~.X~,zg2.50 499,852.50 498,602.50 501,772.50 498,985.CX~ 5c'K~,3.05.00 500,605.00 499,855.00 498.O25.O0 50,0,085,00 495,922.50 5(K'~,592.50 498,722.50 495,560.C0 496,085.c%'~ Total 6,095,O,:_X~.OO 3,797,598.33 9,892,598.33 YIEI.D STATISTICS lkmd Year L%ltars ...................................................... 573,452.08 A;'erage Life ................................................................ 12.051 Year's Average t,.'oulx',~ .................................................... 5 1701710% Ncl Irdctrst Cosl (NIC) .................................................5.3029379% True Inlcpest Cosl (Tit'} ............................................. 5.3173637% N. md Yx'ht for Arbth'a,q,c Purposes .............................. 5.1275[35% A!I [~;clusive Cost (Al(') ................................................. 5.4025':'66% IRS FOI~M 8058 Xcl InlctYsl Cost ............................................. 5.] 701710% \Vctghh',t Average .M.dut-iIv .......................... I 2.051 Yearn A. Bo NC . . . foil and Resolution No. Member introduced the following resolution and moved its adoption: Resolution Providing for the Sale of $6,095,000 General Obligation Library Bonds, Series 2002A ~, the City Council of the City of Chanhassen, Minnesota, has heretofore determined that it is and expedient to issue the City's $6,095,000 General Obligation Library Bonds, Series 2002A "Bonds"), to finance the construction and equipping of a library in the City; and the City has retained Ehlers & Associates, Inc., in Roseville, Minnesota ("Ehlers"), as its financial advisor for the Bonds and is therefore authorized to solicit proposals in accordance Minnesota Statutes, Section 475.60, Subdivision 2(9); THEREFORE, BE IT RESOLVED by the City Council of City of Chanhassen, Minnesota, as follows: The City Council hereby authorizes Ehlers to solicit proposals for the sale of the The City Council shall meet at the time and place specified in the Terms of ~osal for the purpose of considering sealed proposals for, and awarding the sale of the Bonds. The City or designee, shall open proposals at the time and place specified in such Terms of Proposal. of Proposal. The terms and conditions of the Bonds and the sale thereof are fully set forth in the Sale Report and are hereby approved and made a part hereof. Statement. In connection with said sale, the officers or employees of the City are hereby to cooperate with Ehlers and participate in the preparation of an official statement for the Bonds to execute and deliver it on behalf of the City upon its completion. motion for the adoption of the foregoing resolution was duly-seconded by Council Member and, after full discussion thereof and upon a vote being taken thereon, the Council Members voted in favor thereof: following voted against the same: said resolution was declared duly passed and adopted. d this __ day of ., 2002. City Manager