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12. Cable TV 1 l �. LAW OFFICES MOSS & BARNETT -„....." A PROFESSIONAL ASSOCIATION I HERMAN J. RATELLE PATRICK P P J. MICHAEL HIRSCH 4800 NORWEST CENTER WHBRTY EDWARD J. BLOMME PETER A. KOLLER NANCY M. KISKIS 1 RICHARD]. KHLBER HEIDI A. SE . JONES WAYNE A. VANDBR VORT ANN K. NEWHALL 90 SOUTH SEVENTH STREET LAURA 3. McKNiGHT CHARLES E JONES DONALD E- WIESE MICHAEL J. AHBRN SUSAN C. RHODE BRIAN T. GROGAN PAUL VAN VALKENBURG MAHER J. WEINSTEIN MINNEAPOLIS, MINNESOTA 55402 -4129 THOMAS M. HUGHES CORY LARSEN BETTENGA • MICHAEL L. FLANAGAN PHILLIP GAINSLEY W. SCOTT HERZOG JEFFREY L. WATSON S MICHAEL COLLOTON DANIEL RG P DAMOND THOMAS J. SHROYER TELEPHONE (512 ( 347 -0300 STEVEN Z. KAPLAN MARGARET K. LAHAMMBR I WAYNE A. HBRGOTT )AMISS H. O'BAIBN DALE M. WAGNER HICK HAY TELECOPIER �612� 339 -6686 JEANNE K. STRETCH REESE E. CHEZICK PAUL C. NEIMANN BARBARA G. STUART EDWARD L. WINER DAVID P JBNDRZE]HK M. CECILIA MY RETIRED ADRIAN E. HBRBST DANIEL J. GOLDBERG PAUL T. EIDSNESS WILLIAM N. KOSTER CURTIS D. SMITH F EMON C. F L ET CHR DANIEL R. SUNDELL FREMONT C. PLETCHER WILLIAM A. HAUG DAVE F SENGER JOSEPH R. KLEIN VERNE W. MOSS I CHARLES A. PARSONS, JR. LOUIS'. SPELTZ 347 -0448 DAVID M. JAMES H. HENNESSY RICHARD J. JOHNSON MITCHELL H. COX ANN M. MEYER STANLEY R. STASEL HOWARD S. COX ROBERT J. LUKHS MICHAEL]. BRADLEY VINCENT HENRY HENRY LANDBR WR17'BR'S DIRECT DIAL NUMBER 11 October 13, 1993 II Mr. Don Ashworth City Manager City of Chanhassen I 690 Coulter Drive P.O. Box 147 Chanhassen, Minnesota 55317 I RE: CABLE TELEVISION COMMITTEE OUR FILE NO. 27981.1 I Dear Mr. Ashworth: Enclosed please find the Agenda for the October 20, 1993, Cable I Television Committee meeting. Please call me if you have any questions regarding the items on the Agenda. I look forward to meeting with the Committee on that date. 1 Very truly yours, (::01_401,;(-14-4"-- . Adrian E. Herbst II AEH /mkr Enclosure 2227ZAEH I cc: Mr. Bob Langley, Triax Cablevision (with enclosure) Jane Bremer, Esq. 1 1 ._ .., 1 • 1 . r - 772Z140 1 11 AGENDA 1 CITY OF CHANHASSEN, MINNESOTA CABLE TELEVISION COMMITTEE MEETING WEDNESDAY, OCTOBER 20, 1993 9:00 A.M. 1 11 I. CALL TO ORDER II. ROLL CALL III. RATE REGULATION 1 IV. CUSTOMER SERVICE STANDARDS V. LINE EXTENSION VI. METRO CABLE NETWORK /CHANNEL 6 VII. REFERENCE GUIDE VIII. OTHER IX. ADJOURN 1 1 1 IF LAW Omcas MOSS & BARNETT II A PAOILfYOMAU AIM:WM IIeWAN J. 4Nda1 I. SMALL MOaal 4300 NOAWE:T Cann aRTIAao J. OM CHARM IS looms LAURA J. M IIONIY MiIAN T. Gloom: eAtra r rutm7Tt Y AAOD J. TRUTI 90 So m Swarm warm Slum OIiAN C. =OCR Coat LIMN urnNGA 1 MANNA I . pAM SS NOtT ANN R L WI4ALL it ?NMI r. MUW pANMI•MAali ALAMOS S PAUL I. V AM a „L. MINNEAPOLIS, MINNESOTA 554024129 J. racsu . Coum w,O c. i. r DAMONO OCH VAN 1.. PLUTA AN atAlm 1• Mom+ 0 2.4129 MIN s RAMAN MA MM c• sAMA.srta W. SCOTT SMOG Nazar OAOmir TIMNONZ ( 612) 347.0300 NAY L. MATSOM STENCH 1 JA M a MARS J. MOTs TalcoI D. 1612 339 -6636 °� A ° � `K JOIN V. MO DALE r Ot . MAOM . T L AV m PAUL O. NONIANN MINIM O. STUART OA PAUL R. oon sLL imam L. wont DAM r. J MOIL R. nano rlattat0 MAN S. cum DAM ®. J. OOta>_ DAVID M. W. N I. aaA O ClAaaaOM IN A. ISAUG CROSS r O. OIR 3 470448 J A. MOMS MOMS . NIMOUr C. nsralaa 1 MOiaAr A. AUL wva P. wan AIM r. IM' won w roar • PMOjP A A. AMLY PARKINS, JR. MO ). I 55. MOOR J. rA1MYMOaa 1 N. I1/IIIrOAY Nazi A. NAO MOLAR J. y 007[ aILLTIAJO J. SUDS W 4AR. J• WCIJN OO'Ifa'a CO CT .5*1NUMB a® IMAM S. ITA MOM J. WUS Nan A. NOUNS COI September 29, 1993 1 Don Ashworth City Manager City of Chanhassen 1 690 Coulter Drive P.O. Box 147 Chanhassen, MN 55317 1 RE: CUSTOMER SERVICE Dear Mr. Ashworth: 1 Enclosed is a draft notice to the cable company along with an outline to assist you in implementing authority to enforce FCC customer service 1 standards. After you have had an opportunity to review the enclosed materials please do not hesitate to contact as with any questions you may have regarding hov II the City may begin to implement the new rights afforded franchising authorities under the 1992 Cable Act and FCC regulations. In addition, as new FCC regulations are released, please feel free to contact me for further 11 information. Than you for the opportunity to be of service. I look forward to II working with you on the City's cable television - related needs. Ve yours, Adrian E. Herbst AES /mkr 262559 1 1 11 /1 1993 1 CERTIFIED MAIL REI Mti =CREPT MOUT= TRIAX CABLEOISIOMT RE: Consumer Service - Adoption of 1992 Cable Act and FCC Rules Dear ! _s Pursuant to Title 47 CFR, Part 76, Subpart R, Section 76.309 ( "Customer Service Standards "), a franchising authority must furnish affected cable r operators with ninety (90) days advance written notice of its intent to enforce the Consumer Service Standards. The City of Chanhassen ( "City ") has reviewed the Customer Service Standards and the existing provisions of the Franchise Ordinance and the agreement between Triaz Cablevision and the City. It is the City's understanding that the Customer Service Standards nay be enforced upon notice provided to Triaz Cablevision. Further, the City understands that-it can enforce any existing Franchise provisions relating to consumer service. The City has determined to enforce the Customer Service Standards and reserves the right to also enforce existing consumer service provisions in the City's Franchise with Triaz Cablevision. The City will enforce the most stringent provision should a provision in the Customer Service Standards or 1 the Franchise of the City address the same issue. In those cases where provisions of the Customer Service Standards are not addressed in the Franchise, any such new requirements will be enforced. We recognise that it may be somewhat cumbersome to coordinate these various requirements. In this regard, we request that you communicate with Mr./Ms. for the City, and develop an agreed upon approach to ensure that both the City and Triaz Cablevision fully understand what requirements exist, as well as steps that will be taken by Triaz Cablevision to ensure compliance. With respect to requirements in the Customer Service Standards relating to response to telephone calls, response to installation and maintenance calls and other such matters, we recommend that a form be included with your regular reports to the City identifying 1 compliance with these requirements. 1 1 1 Ms m au Ns —, re am am am a or sr r loss wol am an mini mg a 114 41 i i 0 0 W V O r ' o ' 4J 1 4 M • • = W W O O • a i 41 18 o M g v M i� W • el r O . A 1 f4 N A' I 3 i . • • R W O • a y . °.+ U • v w O A • N N W 4+ r4 01 • .r� N IA J N a ° t i N 1 1 1 THEE FCC'S _CUSTOMER SERVICE STANDARDS ADOPTED MARcH11; RELEASED APRIL 7, 1993 PREPARED BY MOSS & &4RNETT • Copyright 1993 ' 1. STANDARDS ARE EFFECTIVE JULY 1.1993 - FRANCHISING AUTHORITIES CANNOT ENFORCE UNLESS • OPERATOR 1S PROVIDED 90 DAYS WRITTEN NOTICE - SENT VIA CERTIFIED MAIL 1 2. IMPACT ON EXISTING CUSTOMER SERVICE FRANCHISE PROVISIONS - IF THEY ARE LESS STRICT • FRANCHISING AUTHORITY CAN ENFORCE FCC 1 STANDARDS - IF THEY EXCEED FCC STANDARDS • MAY BE ENFORCED THROUGH TERM OF FRANCHISE 1 1 3. FRANCHISING AUTHORITY IS CHARGED WITH ENFORCEMENT - FCC WILL STEP IN ONLY • "TO ADDRESS SYSTEMIC ABUSES THAT UNDERMINE THE 1 STATUTORY OBJECTIVES" 1 1 1 4. FCC STANDARDS DO NV PRECLUDE FRANCHISING AUTHORITIES 1 FROM AGREEING WITH OPERATOR TO MORE STRINGENT 1 REQUIREMENTS • ENACTING AND ENFORCING ANY CONSUMER PROTECTION LAWS NOT PREEMPTED BY FCC - ENACTING AND ENFORCING REGULATIONS WHICH ADDRESS (OR EXCEED) MATTERS NOT OUTLINED IN FCC STANDARDS • • NEED NOT ADDRESS OTHER VIDEO PROVIDERS • ADDITIONAL 90 DAY WRITTEN NOTICE TO OPERATOR 1 PROBABLY REQUIRED ORS (LESS 1.000 SUBS) MAY SEEK FCC 5. SMALL SYSTEM OPERAT ( } • WAIVER. BUT MUST •• - SHOW COST BURDENS - PROPOSE ALTERNATIVES , - GIVE DATE FOR END OF WAIVER - ATTACH VIEWS OF FRANCHISING AUTHORITY 1 6. CONTENT OF FCC STANDARDS 1 A. NORMAL BUSINESS HOURS , - IN EXCESS OF 9-5 • BASED ON SIMILAR COMMUNITY BUSINESSES , B. NORMAL OPERATING CONDITIONS 1 - WITHIN CONTROL OF OPERATOR I - DOES NOT INCLUDE-POWER/TELEPHONE OUTAGES, SEVERE WEATHER, ETC. 1 -2- ! 1 1 ' G TELEPHONE ACCESS - LOCAL OR TOLL-FREE UNE AT ALL TIMES ' - TRAINED REPRESENTATIVES AVAILABLE 1 • ANSWERING MACHINE AFTER HOURS ' D. PERSONAL ACCESS FOR - BILL PAYING 1 - CUSTOMER INQUIRIES • MUST BE CONVENIENTLY LOCATED 1 E RESPONSE TIMES - 90% FULFILLMENT (MEASURED QUARTERLY) • ANSWER TELEPHONE WITHIN 30 SECONDS 30 SECONDS FOR ANY TRANSFER 1 • BUSY SIGNAL LESS THAN 3% OF TIME F. INSTALLATION, OUTAGES, SERVICE GALLS ' - 95% FULFILLMENT (MEASURED QUARTERLY) 1 • STANDARD INSTALLATIONS (125 FEET) - COMPLETED WITHIN 7 BUSINESS DAYS 1 • RESTORE SERVICE WITHIN 24 HOURS AFTER INTERRUPTION 1 • PROVIDE APPOINTMENT WINDOWS - SPECIFIC TIME OR 4 HOUR BLOCK 1 • IF OPERATOR RUNNING LATE, MUST CONTACT CUSTOMER 1 • IF NECESSARY, RESCHEDULE AT TIME CONVENIENT TO CUSTOMER 1 -3- 1 1 G. CUSTOMER COMMUNICATIONS 1 - MUST NOTIFY SUBSCRIBERS AT TIME OF INSTALLATION, ANNUALLY AND /OR UPON REQUEST REGARDING I • PRODUCTS AND SERVICES • PRICES, OPTIONS, CONDITIONS 1 • INSTALLATION AND MAINTENANCE POLICIES • USE OF SERVICE, INCLUDING CHANNEL POSITIONS 1 • BILLING AND COMPLAINT PROCEDURES • OPERATOR'S NUMBER AND ADDRESS • OPERATOR MUST NOTIFY SUBSCRIBER OF CHANGES IN I ABOVE WITHIN 30 DAYS IL BILLING 1 - MUST BE CLEAR, CONCISE, AND UNDERSTANDABLE - MUST COVER AT LEAST 1 • BASIC, I • PREMIUM, AND • EQUIPMENT SERVICE CHARGES - MUST INCLUDE ALL ACTIVITY IN PERIOD, INCLUDING • OPTIONAL CHARGES, • REBATES, AND , • CREDITS - MUST RESPOND TO DISPUTED BILL WITHIN 30 DAYS I • MUST REFUND CHECKS THE EARLIER OF • 30 DAYS, I • NEXT BIWNG CYCLE, QB • RETURN OF EQUIPMENT ON TERMINATION - MUST PROVIDE CREDITS 1 • NEXT BILLING CYCLE AFTER AGREEMENT ON • CREDIT Please contact Brian T. Grogan, Esq., 612 -347 -0340, with questions. 1 BTG/kJd 674Z140 -4- II 772Z140 II CHANHASSEN, MINNESOTA AGENDA ITEM NO. V CABLE TELEVISION COMMITTEE II ITEM DATE II LINE EXTENSION OCTOBER 20, 1993 ' Over the past y ear, an issue has arisen regarding Triax's extension of cable into new developments in the City, We 1 understand that land developers are generally required by Triax to provide up -front capital, which Triax uses to purchase necessary equipment. Triax then installs the equipment and 1 reimburses the developer for its up -front contribution. This arrangement has proved inefficient and has often resulted in Triax being forced to go back into developments well after they II are completed, resulting in disruption of grounds and delay in providing cable television service to the new residents of the development. 1 In an effort to resolve this matter, representatives of the City and Triax have met and tentatively agreed to a process under which each developer will be required, as part of its 1 Development Contract with the City, to demonstrate its ability to pay up -front capital costs to Triax for the installation of all necessary cable, equipment and facilities within the development. The City and Triax will enter into a side 1 agreement stipulating that if such a provision is contained within the City's Development Contracts, Triax will undertake all necessary steps to ensure prompt installation in the 1 developments which meet the line extension criteria outlined in Article V, Section 2 of the Cable Television Franchise Ordinance for the City of Chanhassen. 11 We reviewed the City's form Development Contract (Developer Installed Improvements) to determine what modifications should be made to ensure prompt installation of 1 cable. Section 4 obligates the developer to install and pay for Underground Utilities, including CATV. Section 6 establishes the amount of the letter of credit, or other form 1 of security, provided by the developer as security for the performance of its obligations under the Development Contract. Items are specified, along with dollar amounts, to show how the security fund amount was calculated. I However, it does not appear that the security funds provided by the developer include any sums to cover 1 installation of underground utilities, including cable. We recommend the City's form Development Contract be revised to include the provision of security funds for the installation of 1 underground utilities, including cable. -4- 1 772Z140 II In addition, we have attached a draft letter of agreement for Triax and the City of Chanhassen regarding this clarification to the line extension policy. The Cable Television Committee should review this language and make all II modifications and changes as necessary. Thereafter, the revised agreement will be forwarded to Triax for their review and consideration. 1 1 1 1 1 II . 1 1 1 1 1 1 1 1 1 -5- 1 1 772Z140 1 IETTER OF AGREEMENT I [To be typed on Triax letterhead.] 1 1 1 I Mr. Don Ashworth City Manager City of Chanhassen I 690 Coulter Drive P.O. Box 147 Chanhassen, MN 55371 1 RE: Clarification to Line Extension Policy Dear Mr. Ashworth: 1 Triax Midwest Associates, L.P. (Triax) hereby agrees to undertake all necessary steps to install cable television I equipment, wires and facilities in all developments meeting the line extension criteria outlined in Article V, Section 2 of the Cable Television Franchise Ordinance of the City of Chanhassen ( "Franchise "), so long as the City requires the developer to 1 enter into a development agreement which (1) contains a provision requiring that such developer provide for installation of cable in the subject development and I (2) requires the provision of funds as security for the installation of cable in the subject development. Triax will exercise its best efforts to undertake such installation at the 1 same time other public utilities are installed so as to minimize disruption to the grounds within the development. In the event Triax substantially delays installation or I otherwise violates the provisions of this agreement or Article 5, Section 2 of the Franchise, the City shall have the right to issue a notice of default for violation of a material term of I the Franchise and pursue all appropriate remedies against Triax. If the City does not require a developer to enter into a development contract containing the provisions described above, I Triax shall be relieved of its obligation to immediately install cable in concert with other public utilities. However, 1 772Z140 1 CHANHASSEN, MINNESOTA AGENDA ITEM NO. VII CABLE TELEVISION COMMITTEE ITEM DATE REFERENCE GUIDE OCTOBER 20, 1993 Moss & Barnett has developed a Reference Guide for the 1 City of Chanhassen in order to identify the new requirements of the 1992 Cable Act and applicable FCC regulations. The Reference Guide attempts to summarize the voluminous provisions of the 1992 Cable Act and FCC provisions. Attached is a copy of the Reference Guide Moss & Barnett has tailored for the City of Chanhassen. We have described, on a tailor -made basis, the aspects of Chanhassen's Franchise Ordinance which may be amended or changed in order to fully implement the 1992 Cable Act and requirements of new FCC regulations. The Committee should review the recommendations and 1 coordinate with Moss & Barnett to follow -up on any of the items. 1 1 1 1 1 1 1 1 -7- 1 �r ! I 1 -- 1 1 1 -- 1 I r r! E 1 r 774Z140 Chanhassen, Minnesota Reference Guide for the 1992 Cable Act October 12, 1993 Prepared by: Adrian E. Herbst • Brian T. Grogan M. Cecilia Ray • MOSS & BARNETT • A Professional Association 4800 Norwest Center 90 South Seventh Street Minneapolis, Minnesota 55402 -4129 (612) 347 -0300 774Z140 INTRODUCTION The Reference Guide for the 1992 Cable Act ( "Reference Guide ") is intended to provide Chanhassen officials with an overview of significant provisions of the 1992 Cable Act which may have an impact on the cable television franchise ( "Franchise ") between the City and its current cable operator, Triaz Midwest Associates, L.P. ( "Triaz "). On each issue, there is a brief summary of the applicable provisions of the 1992 Cable Act, any applicable FCC regulations, a brief description of relevant Franchise provisions, and Moss 8 Barnett's recommended action and /or options. In preparing this Reference Guide, we reviewed and analyzed an unnumbered ordinance entitled "Cable Television Franchise Ordinance -- City of Chanhassen" signed May 7, 1984. No other documents were available for our review. The Reference Guide is designed to provide City officials with an outline of the necessary action and /or options which should be considered in order to effectively implement the provisions of the 1992 Cable Act and to continue effective enforcement and administration of the Franchise. it provides a "snapshot" of current regulatory conditions in the field of cable communications, as of October 12, 1993. The City is cautioned that subsequent events may modify these conditions. The FCC will issue additional rules. Court cases, some of which are now pending, will be decided which interpret and further refine the laws and regulations summarized in this document. New laws may even be passed by the U.S. Congress that change the terms of the 1984 and 1992 Cable Acts. This fluid situation reflects the dynamics of the industry's technologies. Almost daily, new and innovative ideas take shape to further enhance communications. In order to effectively represent its citizens in this environment, it will be important for the City officials to stay informed of relevant developments. • • • M IIIIIII MI M MI ON = MI M I • M M M 1111111 1111111 1 1 1 1 1 1 1 1 1 1 r 1 1 r 1 1 11111 1 7652140 Summary of FCC Franchise Recommended Issue 1992 Cable Act Regulations implications Action /Options 1. Competitive Franchises A franchising authority may NOT APPLICABLE Article II Section 1 -- No action necessary. City not grant an exclusive franchise granted must comply with requirement franchise and may not is non - exclusive. that it not unreasonably unreasonably refuse to award refuse to award an additional an additional competitive competitive franchise. franchise. 2. Equipment Compatibility By October 5, 1993, the FCC The FCC solicited comments Article III Section 2C No action recommended at this must report to Congress on focusing on the nature and and Article III Section time. Reevaluation should the means of assuring extent of the compatibility 5A-- grantee shall occur upon issuance of the compatibility between TV's problem between cable systems continually operate its FCC regulations. and VCR's, and cable systems, and consumer electronic cable system in consistent with prevention of devices, including cable compliance with the cable service theft, so that system operating technologies franchise and all cable subscribers may enjoy and practices, and the applicable FCC the full benefit of both extended features included in regulations. cable programming and the consumer equipment. functions available on their Article XI Section TV's and VCR's. By April 5, 58 -- grantee to comply • 1994, the FCC must issue with all standards, regulations to assure such regulations and compatibility. procedures imposed by federal, state, or local law. Article VI Section 4E -- provision for negotiated amendments to the franchise. 3. Technical Standards By October 5, 1993, the FCC Full tent of regulations Article III Section 2C No action recommended at this must issue regulations not yet available. and Article III Section time. Reevaluation should establishing minimum 5A-- grantee shall occur upon issuance of the technics' standards for cable continually operate its FCC regulations. systems' technical operation cable system in and signal quality. compliance with the franchise end all applicable FCC 7652140 Summary of FCC Franchise Recommended Wm 1992 Cable Act geaulations =malications )►ction /0ations Thereafter, the FCC must regulations. • periodically update these standards. A franchising Article XI Section authority may (1) require as 5B -- grantee to comply part of a franchise with all standards, (including in a modification, regulations and renewal, or transfer) procedures imposed by provisions for enforcement of federal. state, or local these FCC technical standards, law. and (2) apply to the FCC for a waiver to impose standards Article XI Section which are more stringent than 4E -- provision for the FCC technical standards. negotiated amendments to the franchise. 4. Basic Service Tier The cable Operator must FCC rules on regulation of No section addresses. The cable operator is provide subscribers with a rates, issued April 1, 1993. required to provide a Basic separately available basic define the "Basic Service ' Service Tier to all service tier, to which Tier" identically to the subscribers. This is the subscription is required for definition provided in the tier of programming subject any other tier of service. Cable Act. to rate regulation by the The basic service tier City, and the equipment used consists of (1) all signals to obtain this tier of • carried under the "Must service is also subject to Carry" provisions) (2)•any the City's rate regulation PRO access channels required (see Sections 9 and 10, and by the franchise to be Exhibit A, herein). The provided to subscribers; City should review the Basic • (3) any other TV broadcast Service Tier program -2- , alli MI lall all I ME ME 111111 NM MI 111111 111111 Ma 1111 Mil alli MI MB MI 111111 • MN MN • MN MN • r r • • MR MI MN • OM MI Ma UM 7652140 Summary of FCC Franchise Recommended Isaue 1992 Cable Act Regulations jmplications Action /0ptione signals carried (ezcept offering made by the cable distant signals); and (4) any operator and require other programming the compliance with the Cable operator chooses to place in Act provisions. this tier. 5. Tier Buy - Through k cable operator may not The FCC adopted regulations No specific provision Grantee is required to comply require subscription to any defining systems subject to addresses issue. Article with 1992 Cable Act provi- tier (ezcept Basic) as a compliance prior to October 5, III Section 2C, Article sions. City should evaluate condition of access to video 2002, as those with capacity III Section 5A, and whether, or to what extent, programming offered on a per to offer basic service and Article X Section 58 grantee now is in compliance. channel or per program basis. programming on a per - channel generally require Compliance must be met when or per- program basis without compliance with technological limitations are also providing other technological requirements of FCC regulations. eliminated, or by October 5, intermediate tiers of service 2002. either: (1) by controlling subscriber access to nonbasic channels through addressable equipment electronically controlled from a central point; or (2) through installation, noninstallation or removal of "trap" devices at subscriber premises without system alteration or degradation in technical quality. Compliance waivers will be provided if enforcement would cause a cable operator to increase its rates. -3- 7652140 Summary of FCC Franchise Recommended Lim 1992 Cable Act Regulations Implications Action /options 6. Rearranging Programming A franchising authority may NOT APPLICABLE Article IV Section The City should consider Offerings require a cable operator to 1-- limitations placed on amendment to the franchise (1) provide 30 days' advance grantee's ability to add to require the notice written notice of any change and delete programming. provided for under the Cable in channel assignment or in Act. Amendment may occur the video programming service pursuant to Article IV provided over any channel and • Section 1C. (2) give subscribers written notice that comments on programming and channel position changes are recorded by the franchising authority. 7. Emergency Alert System Cable operators must comply No timeline established for Article III Section 5 -- Periodically teat to monitor with such regulations as the issuance of FCC regulations. grantee is to provide an that emergency override FCC prescribes to ensure emergency override capacity is operational. subscribers receive the same channel for audio Reevaluate upon issuance of emergency information given override on all channels. FCC regulations. by the emergency broadcast system. -4- • • r MN NM - M - - -- PM MI NM MI s- - - - - 765Z140 • Summary of FCC Franchise Recommended ,sane 1992 Cable Act Regulations Implication' Action /Options t. PEG Requirements In awarding a franchise, a NOT APPLICABLE Article III Section No changes required. franchising authority may 5-- grantee must provide require adequate assurances at least 4 channels for that the cable operator will access use. Grantee to provide adequate PEG access establish rules for use channel capacity, facilities, of channels. Grantee to equipment, or financial provide Access Studib and support dedicated for PEG establish hours of access facilities and operation. Grantee to equipment. provide certain access production equipment. 9. Programming Rate Subject to FCC regulations, a On April 1, 1993, the FCC took Article VI Section As soon as possible, the Regulation franchising authority may its "first step" towards 4- 1-City and grantee must City should take those regulate rates charged for the reregulation by adopting rules follow procedures actions prescribed by the basic cable service tier and governing the rates cable outlined in this section regulations as for other cable programming operators charge for basic for all rate changes, to pre - conditions to Basic services (excluding per- service and cable programming the extent legally Cable Service rate channel or per - program services. 'Under the new enforceable. ' . regulation, beginning with offerings), when the cable regulations, every cable certification by the FCC. • system is not subject to system not subject to The City should also be "effective competition." "effective competition" will prepared to quickly assess have "reasonable" rates the reasonableness of the -5- 7652140 Summary of FCC Franchise Recommended Issue 1992 Cable Act Regulations Implications Action /Options "6ffective competition" weans determined by a formula (a grantee's charges for other that: (1) fewer than 30% of "benchmark ") based on the cable programming services; the households in a franchise pricing practices of systems complaints to the FCC may be area subscribe to a cable that do face competition. brought on existing rates system; Qr (2) the franchise Cable systems which charge only within 180 days area is (a) served by at rates above this reasonable following adoption of the least two unaffiliated multi- level may experience a regulation. Thereafter, channel video programming reduction of up to 10% by complaints may be made only distributors, each of which franchising authorities and /or after a rate increase and offers comparable video the FCC. The 10% reduction only within a "reasonable" programming to at least 50% represents the average period of tine. See of the households in the difference between competitive Exhibit S for information franchise area, egfi (b) the and noncompetitive rates regarding the rate number of households determined by the FCC's rate regulation process. subscribing to programming survey conducted in the fall services offered by the multi- of 1992. channel video programmers other than the largest one On July 15, 1993, the FCC • exceeds 15% of the franchise adopted a Notice of Proposed area households; S!L (3) a Rulewaking on its cost-of- . multi-dhannel programming service showings submitted by system operated by a local cable operators seeking to franchise authority offers justify rates above levels programming to at least 50% determined under the of the franchised area "benchmark" method of rate households. regulation. The comment period on the proposed rules closed August 25 and the reply comment period ended September 14. In addition, the FCC ordered a freeze on rates until November 15, 1993 for cable services other than premium and pay -per -view service offerings. The rate freese is • intended to prevent cable -6- lall 1.111 MEM MI ME 111111 1111 ME MI 111111 111111 Ell IIIII NM NIP NM NM MIN MN 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 11111 1 1 1 • 7652140 Summary of FCC Franchise Recommended jsaue 1992 Cable Act $equlationa Imolications Action /Options. operators from raising rates, and effectively undermining the purpose of the 1992 Cable Act, during the period between adoption of the FCC's rules and the date on which local franchising authorities can establish regulation of the basic service tier or on which consumers can file complaints with the FCC concerning unreasonable rates for cable programming services (effec- tive date was September 1, 1993). See Exhibit A for additional information on the FCC's rate regulations. 10. Equipment Rate the FCC must issue regulations FCC regulations identify the Article VI Section 4. If interested in regulating Regulation to include standards establish- equipment subject to rates, the process described ing, on the basis of actual regulation as the converter in Exhibit A should be cost, the price or rate for box, remote control unit, reviewed and followed. (1) installation and lease of connections for additional equipment used by subscribers television receivers, and to receive the basic service inside cable wiring. the FCC tier, and (2) installation and limits operators to recovering lease of monthly connections the incremental costs of for additional television additional outlet installation, receivers. if installed at the time of initial service installation. Costs of cable wiring used for additional connections must be recovered through one -time charges. or charges that end when the operator has -7- 7652140 Summary of FCC Franchise Recommended Ipsue 1992 Cable Act geaulationa jmolications Action /Ovtions recovered its costs. The FCC also requires unbundling of charges for equipment from other charges for cable service. See Szhibit S for additional information on the FCC's rate regulations. 11. Customer Service A franchising authority may The FCC adopted on March 11 Article M Section 2 and The City should enforce the Provisions establish and enforce and released April 7. 1993, an 3-- subscriber contracts FCC standards and consider customer service requirements order establishing customer limited to 12 months, adopting stricter of a cable operator. Sy service standards. The grantee allowed to adopt standards. The standards in April 3, 1993. the FCC must standards are merely "base- reasonable costomer place pursuant to the establish standards by which line" standards which a service procedures, franchise provisions were cable operators may fulfill franchising authority may subscribers to be not available for our their customer services supplement or ezceed. informed of procedures at review. We recommend the requirements. However, a Franchising authorities may least once a year. A City include in the franchising authority and 1) provide cable operators 90 subscriber complaint standards a requirement for cable operator may agree to days advance written notice procedure is established periodic subscriber customer service requirements that FCC customer service within this Section. satisfaction surveys. 90 ezceeding the FCC standards, standards will be enforced days advance written notice and the 1992 Cable Act does locally; 2) continue enforcing Article III Section is required prior to not prevent the establishment existing, stricter franchise 4-- grantee is required to enforcement of the FCC or'enforcement of any local standards; or 3) adopt maintain a studio within Standards. See Inhibit 1 or state law or regulation stricter or additional the City. for further information. which imposes customer ser- standards at any time. vice requirements exceeding the FCC standards. or See Rzhibit H for a more addresses other matters. detailed discussion of the FCC's customer service standards. • . -6- ME s - - MI OM w- i N IN NM MI • MN MI NM MN M 1 1 1 1 1 1 1 I 1 m NE = ® • EN = wri iiim Um 7652140 Summary of FCC Franchise Recommended Issue 1992 Cable Act Emulations Implications Action /Options 12. Subscriber Billing A cable operator may identify Billing itemisation must be See generally, Article VI Subject to the FCC regula- Requirements as a separate line item on consistent with FCC regulations Section 3. tions, the grantee will be subscriber bills (1) the issued on rate regulation. See entitled to itemise on sub - amount of the bill assessed Exhibit B regarding customer scriber bills the categories as a franchise fee, and service provisions. of charges described in the identify the franchising 1992 Cable Act provision. authority; (2) the amount of The City should be prepared the bill assessed to satisfy to respond to subscriber any requirements imposed on inquiries regarding the need the cable operator to support for and municipal uses of PRO channels or their uses the collected funds. and (3) the amount of any other fee, tax, assessment or charge of any kind imposed by any governmental authority on the transaction between the cable operator and the subscriber. • 13. Franchise Fees There has been no change in NOT APPLICABLE Article VI Section No action is necessary. the Cable Act provisions 48-- grantee is required regarding franchise fees. to pay the City an annual fee equal to 5% of its dross Revenues. . • 14. Immunity Franchising authorities are NOT APPLICABLE Article VII Section Subject to certain exempt from liability for 2A - -the grantee is exceptions, the 1992 Cable monetary damages in all cases required to indemnify the Act narrows the scope of pending or initiated after City from damages and remedies available against October 5, 1992, and arising penalties arising as a the City in any lawsuit from regulation of cable result of the brought which relates to the service or from a decision construction, franchise, to money involving the grant. renewal, maintenance, updating or damages. The 1992 Cable Act transfer, or amendment of a reconstruction of the provision takes effect franchise. This immunity cable systems any automatically, so no action negligence, act. error or -9- 7652140 Summary of • FCC Franchise Recommended Issue 1992 Ceble Act Reaul•tions Iaolications Action /Options does not apply to cases in omission of the City; is required by the City at which a franchising authority copyright infringement or this time. repeats or continues a defamation asserted violation already determined against the City and by a final court order to be arising out of the a violation of a cable franchise. operator's rights, and in • claims involving discrimination. 15. Transfer of Ownership Except for cable systems. The FCC recently adopted Article x-- grantee is The City may wish to modify exempt from federal tax regulations interpreting and required to obtain the the franchise to reflect the liability, transfers required implementing the anti- City's prior consent to , new Cable Act and FCC by operation of law, and trafficking provisions of any transfer (broadly requirements. However, even transfers between affiliated trafficking provisions of the defined) of the franchise. absent such modifications, entities, a cable operator is Cable Act. The restrictions the Ceble Act provisions and barred from selling or will apply only to assignments FCC regulations will control. transferring its ownership in and transfers of control of • a cable system for a three- cable systems, defined year period following the generally by reference to the acquisition or initial FCC's broadcast assignment and construction of the system. transfer of control standards. If a franchise requires The 3 -year holding period is • franchising authority measured (1) for initially approval of a transfer, the constructed systems, from the franchising authority must date on which service is • approve or deny the requested activated to the first -10- MN MN OM MI MN MI • MO MI MN NM IIM Mil MI MN NM 1111111 NM MI 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 11111 6111 11111 766E140 Summary of FCC Franchise Recommended sue 2992 Cable Act Regulations Imu1icat ons J►ction /0ptiong transfer within 120 days, or customer, and (2) for acquired approval is deemed granted. systems, from the effective The cable operator's request date of the closing of the for approval must be transaction transferring accompanied by all informs- control. Small system tion required in accordance operators (1,000 or fewer with FCC regulations and by subscribers) are exempt. The the franchising authority. FCC will rely on franchising authorities to monitor compliance. 16. Discriminatory Practices A cable operator must have a HOT APPLICABLE See generally Article VI The cable operator is -- Rate Structure uniform rats structure for Section 4D required to comply with this cable service throughout the Cable Act provision. The geographic area in which the City should continuously operator provides service. monitor the grantee's However, a cable operator compliance. may not be prevented from offering reasonable discounts to senior citisens or other economically disadvantaged group discounts. 17. Subscriber Privacy In addition to protecting HOT APPLICABLE Article 11 Section No action is necessary at personally identifiable 9-- grantee is restricted this tine. The grantee is information collected using from monitoring or taping required to comply with this its cable system, a cable individual subscribers, 1992 Cable Act provision. operator (including entities and mast observe the providing wire or radio rights of subscribers to communications service which privacy. grantee may not are owned or controlled by, sell or otherwise make or under common ownership or available lists of control with, a cable opera- subscriber names and tor) must also (1) protect addresses which identify personally identifiable the individual viewing information collected using habits of subscribers. -11- , 7652140 Summary of FCC Franchise Recommended MIAMI 1992 Cable Act Regulations lmolications Action /Options any wire or radio communi- cation service provided using any of the cable system facilities, and (2) take such actions as are necessary to prevent unauthorised access • to personally identifiable information by persons other than the subscriber or cable operator. 16. Franchise Renewal A franchising authority may, ROT APPLICABLE Article VI Section 5 - -the The franchise provision during a six -month period franchise may be renewed anticipates changes to the starting 36 months before in accordance with a law and correctly requires franchise expiration (the stated procedure. The compliance with that law in "notification window "), procedure must comply effect. The City should commence a proceeding to with the Cable Act, as note that the renewal identify future cable - related amended. procedure stated in Article community needs and interests VI Section 5 requires a and reviewing the cable determination on renewal operator's performance under "within 4 months following the current franchise. These completion of the initial proceedings must be under- public proceedings." See taken within six months if summary, to left, of Cable cable operator gives written Act provision. request for renewal during the notification window. • During the 4 month period which • begins with submittal of the cable operator's proposal, the franchising authority must either renew the franchise or • issue a preliminary assessment that the franchise should not be renewed, followed by an administrative hearing on the issue of non - renewal. -12- MI NM — E i 1M all OM M 111111 M MN OM MI MI MN — - 1 1 1 1 1 1 1 1 1 1 1 1 1 1 11111 11111 11111 1 7652140 Summary of FCC franchise Recommended Issue 1992 Cable Act Peculation' Implications Action /0otions Renewal may be denied for substantial non - compliance if the cable operator had notice and opportunity to cure default. 19. Must Carry/ Cable systems with more than The FCC adopted on March 11 No section addresses. No action is required. Retransmission Consent 12 activated channels must and released on April 2 its However, the City should be carry the signals of local Report and Order in the matter prepared to address commercial television stations of Must Carry and Retrans- citizen's concerns about and local non - commercial mission consent provisions. loss of programming. television stations on a In general, over -the -air certain number or fraction broadcasters, both commercial of total channel capacity. and noncommercial, may choose No later than October 5, 1993, mandatory carriage on a cable and once every three years system or enter into a thereafter. a local commercial Retransmission Consent • television broadcaster must agreement with cable choose whether to require operators. Each broadcaster cable operators to obtain its is assigned an area of consent for retransmitting its dominant influence (ADI) signal. or to assert its "mast within which all cable carry" rights. operators mast abide by the applicable FCC regulations. Broadcasters choosing Must Carry also have the right to choose a particular channel location based on criteria established by the FCC. Cable operators must obtain the • Retransmission Consent of all broadcasters electing to waive their Must Carry rights. Retransmission Consent agreements may include a monetary payment from the -13- 765Z140 Summary of FCC Franchise Recommended Issue 1992 Cable Act peaulations Implications Action /Options cable operator to the broadcaster. Cable operators are not allowed to retransmit the signal of any broadcaster (other than those choosing Must Carry under the FCC's rules) unless the broadcaster's "Retransmission Consent" is obtained. Many multiple system cable operators, such as TCI and Time Harmer, have stated publicly they will pay no retransmission consent fees to broadcasters. However, many broadcasters, particularly those owned by a major network, have indicated they will not allow retransmission unless an agreement for payment is reached. The deadline for Retransmission Consent agreements is October 6, 1993. • Bee Mibit C for additional information regarding the relevant timelines for the Must Carry /Retransmission Consent provisions established by the FCC. • 20. Obscenity and Indecency Cable operators may enforce a The U.S. Court of Appeals, No section addresses. No action is necessary at - Leased Access Channels written policy of prohibiting D.C. Circuit has stayed this time. Subscriber indecent programming on leased implementation of FCC's Order complaints should be access channels. If an issued February 3, 1993. As monitored to determine operator chooses not to currently written, the Order compliance. -14- Mg MI 1.111 111111 MI NMI • MI MN MN MI NM NM • IN ill OM 1 1 1 1 1 1 1 1 1 1 1 N IN NM — MN r an lin 7652140 Summary of FCC Franchise Recommended RAM 1992 Cable Act Reaulations Implication' Action /Options • prohibit such programming, it states that cable operators must place all leased access which do not adopt a written indecent programs on a single policy to prohibit indecent channel and block that channel programming may require the unless requested in writing by programmer seeking leased a subscriber. Operators are access to certify that the made liable for transmitting program is not indecent. "obscene material" over leased Where the program provider's access channels. Before certification that its program providing without charge a is not indecent is erroneous service offered on a per- and the program is not channel or per- program basis blocked, the cable operator with X, R, or NC -17 movies, will not be in violation of a cable operator must give the FCC rules or the 1992 subscribers 30 days' advance Cable Act requirements. Cable notice and block the channel operators may employ any if requested by the subscriber. blocking mechanism of their choice. so long as it is effective. Blocking mechanisms and procedures must be in place within 120 days from the issuance of the FCC Order, subject, however, to the ruling by the Court of Appeals. Hearings are expected in mid - September. 21. Obscenity and Indecency FCC regulations will be the U.S. Court of Appeals, No section addresses. It appears public access - Public Access Channels adopted to permit operators D.C. Circuit, has stayed requirements have been to prohibit obscene material implementation of the FCC's eliminated from the or sexually explicit conduct Order issued April 1, 1993. franchise. No action is or material soliciting or As currently written, the necessary at this time. promoting unlawful conduct on Order permits but does not public access channels. require cable operators to Operators are also made regulate indecent programming liable for transmitting on PEG access channels. If a -15- 7652140 Summary of FCC Franchise Recommended Issue 1992 Cable Act Revulations Spvlications action /Options "obscene material" over cable operator chooses to public access channels. regulate, it may (1) prohibit indecency on all PSO access channels; (2) prohibit indecency on public access but not educational or govern- mental channels; (3) restrict • indecent programs to late night hours; or (4) require certification that programming does not contain proscribed material, and request indemnification from the program producer against costs and expenses incurred in defending a prosecution for carriage of an alleged obscene program certified as "not obscene." soaring before the O.S. Court of Appeals is expected in mid - September. 22. Inside Home Wiring The FCC is directed to adopt FCC Order issued February 2, Flo section addresses. lfo action is necessary at rules on the disposition of 1993, to apply to all this tine. The City should wiring within a subscriber's voluntary subscriber monitor subscriber home after the subscriber terminations occurring after 'complaints to ascertain terminates service. the effective date (30 days whether the grantee is in after publication in the compliance. Federal Register). Cable operators are prohibited from removing cable home wiring upon voluntary termination of • service, before giving the subscriber the opportunity to • acquire the wiring. The cable operator must offer the home -16- In IMO 1.111 11111 Ma NM ME IIIII NM NM 111111 NM 1111 MN 1 1 1 1 1 r 1 1 1 1 1 1 1 1 1 11111 1 765Z140 Summary of FCC Franchise Recommended Inn 1992 Cable Act Regulations Implications J►ctionfOvtiona wiring to the subscriber for the replacement cost of the wiring itself. The operator must remove the home wiring within 30 days' of a terminating subscriber's refusal to purchase the cable. • -17- • • EXHIBIT A THE FCC'B ATE REGULATION PROCESS TGULATING RATES ON SAE BASIC TIER 8. RATES MAY BE REDUCED TO THE FCC'8 BENCHMARE LEVEL; 91 1. CITIES MAY SEEK CERTIFICATION: - 10% BELOW SEPTEMBER 1992 LEVEL -- WHICHEVER I8 LESSER REDUCTION - ON OR AFTER SEPTEMBER 1, 1993 (PREVIOUSLY JUNE 21 AND 9. CITY MUST ISSUE A WRITTEN DECISION FOR: OCTOBER 1, 1993) • APPROVAL • • SUBMIT FORM 328 TO FCC • DISAPPROVAL • SEND VIA REGISTERED MAIL, RETURN RECEIPT REQUESTED CONTINUANCE • PROVIDE CABLE OPERATOR WITH A COPY 10. IF CITY NEEDS MORE TIME (I.E. CONTINUANCE): - TRUE I8 1Q DEADLINE TO SEER CERTIFICATION - UP TO 90 DAYS ALLOWED - IMPORTANT CONSIDERATION: FCC RATE FREEZE EFFECTIVE APRIL 5. - UP TO 150 FOR COST -OP- SERVICE PROCEEDING 1993 WILL EXPIRE NOVEMBER 15, 1993 11. IF RATES EXCEED FCC STANDARDS: • OPERATORS HAVE DISCRETION TO INCREASE RATES IF NOT - CITY HAS POWER TO ORDER avows BACK TO THE EARLIER OF SUBJECT TO RATE REGULATION SEPTEMBER 1, 1993; 9R 2. CERTIFICATION EFFECTIVE WITHIN 30 DAYS: 1 YEAR - UNLESS FCC FIND8 PROBLEM 12. OPERATOR MAY: • IP B0, CITY MAY REP/LE - REQUIRE COST -OF- SERVICE PROCEEDING 3. . WITHIN 120 DAYS OF CERTIFICATION* - APPEAL DECISION TO FCC - CITIES MUST ADOPT REGULATIONS CONSISTENT WITH FCC'8 • MAY BE BY ORDINANCE AMENDMENT OR SEPARATE ORDINANCE REGULATING RATRB ON THE EXPANDED TIER 4. OPERATORS HAVE 30 DAYS FROM GRANT OF CERTIFICATION: 1. APRIL 1, 1994 ■ DEADLINE FOR COMPLAINT ON EXISTING RATES: - TO SEER RECONSIDERATION BY FCC - THEREAFTER WITHIN 45 DAYS OF INCREASE 5. OPERATORS MAY, AT ANY TIME, PETITION FCC: 2. COPY OF COMPLAINT MUST BE SENT TO BOTH: - TO REVOKE CERTIFICATION - CITY AND CABLE OPERATOR - IF PETITION CONCERNS EXISTENCE OF "EFFECTIVE COMPETITION ": • USE PCC FORM 329 • "AUTOMATIC STAY" FOR RATE REGULATION - SEND ON OR AFTER SEPTEMBER 1, 1993 ' • SUBJECT TO REFUNDS IF UNSUCCESSFUL - SEND VIA REGISTERED MAIL, RETURN RECEIPT REQUESTED • SUBJECT TO FORFEITURES IF FRIVOLOUS • OPERATOR HAS 30 DAYS TO RESPOND TO FCC 6. ONCE CITY IB READY TO REGULATE, 1? MUST: 3. FCC MAY ORDER: - NOTIFY OPERATOR - PROSPECTIVE REDUCTION IN RATES • SHOULD OBTAIN RETURN RECEIPT - REFUNDS, WITH INTEREST, FROM DATE OF COMPLAINT • OPERATOR RA8 30 DAYS TO RESPOND 4. OPERATOR MAY REQUIRE COST -OF- SERVICE ANALYSIS. • - WITH RATE AND BENCHMARK INFORMATION (FORM 393) • 7. IP RATES ARE WITHIN FCC STANDARDS: . - RATES WILL BE EFFECTIVE 30 DAYS AFTER 8UBMI88ION OF SCHEDULE . • 7652140 A -1 • MN all MI MI I 111111 • MN — NM MI NM — • M MN MI MI MI NE IN N NM MI EN M IN MN NM M MI MI I MN Daaarr a CUSTO!!DR SDDVICR PROVISIORS affective Date Raforesneats The !CC's rules are effective July 1, 1993. Franchising Authorities (FA's) cannot enforce these rules, however, until they have given the operator 90 days' written notice by Certified Mail. Examples If an FA gave notice as soon as the rules were issued, April 7th, it could begin enforcing thew July 6, 1993.• The rules are self - executing. FA's do not have to enact the standards locally; they can begin enforcement 90 days from written notice by Certified Mail. Questions If FA's legislate stricter and /or additional standards, must they give 90 days' notice, or a shorter lead time if local law permits?* }Oho Eaforcess FA's have primary and virtually sole responsibility. FCC will only step in "to address. as necessary, systemic abuses that undermin the statutory objectives." Cautions If existing franchise standards are less strict than FCC's, but FA chooses to enforce FCC standards, the old franchise requirements are superseded.* Bow to React stricter Standards. The FA may do this in any manner permitted by local law -- amendment of franchise or separate ordinance or other form of legislation. The standards may be "cable- specific" and do not have to address other video providers. Loveraaes "Small systems" of 1,000 or fewer subscribers may ask the FCC to waive one or more of the federal standards, but with the following condition s • Attach the views of the FA oa the merits of the waiver. • Dhow specific cost or other burdens of the standard(s). • Propose temporary alternatives to the burdensome standards. • Dive a date to end waiver /achieve full compliance. Federal standards do not apply to enfranchised won -cable operator video distributors, but this does not preclude local imposition of customer service /consumer protection requirements by other means than the Act and FCC rules. contest of standards These are meant to be objective and "content based" rather than related to the subjective degree of customer satisfaction with an operator's "performance." • Normal business Doers (MDR). More than "9 to S ", but how much more is based in part on community practices of similar- service businesses. Must include at least one weekday evening or weekend day time slot. Use of agent OK, such as bank for bill paying. * Indicates additional details oa page D -3. D -1 Normal operating conditions (NOC). Within the control of the cable operator. Semple' of abnormal condition's natural disasters, civil disturbances, power /telephone outages, severe weather. Telephone access. Local, toll -free or collect -call line at all times. Trained personnel available 510, answering service or machine beyond 510. Personal access. For bill paying, customer inquiries, service centers open 58N, conveniently located. • ,epoase times. 11e and NOC, 30 seconds telephone answer, 30 seconds for any transfer. 90% fulfillment, measured quarterly. Outside 1180, response nett business day (BD) by trained operator company rep. Machine measurement /special surveys of fulfillment not required absent history of failure. • fusv sigma. Less than 3% ROC. Questions Quarterly?* Installation, outages, service calls. 95% fulfillment (quarterly) fors • Standard installations (125 feet) 7 BD. • Assuming NOC, begin service restoration work 24 hours after interruption (loss of picture or sound on single channel) becomes known. • Assuming NOC, begin other service corrections nest DD. • Appointment windows ISBNs Specific time. or 4 -hour block. Outside 510 for customer conveniences window standards not applicable. • No cancellations after close of business day prior. • If operator rep running lats. (a) contact customer, !od (b) if necessary, reschedule at time convenient to customer. •• Customer eomseaications. Notify subscribers (1) at installation, (2) annually, and (3) on request any time about: • Products and services • Prices, options. conditions • Installation and maintenance policies • Use of service, including channel positions, and • Billing and complaint procedures *, operator's number and address. 30 -day notice of changes is above if NOC. 1 Begin means take "positive steps" beyond mere acknowledgment. *Indicates additional details on page B -3. 1 -2 • MN - 1111111 - - - - all E Mil M M - - - - M - - 1 1 1 1 1 1 1 1 1 1 1 1 1 1 11111 1 11111 11111 6111 Billing. To be clear, concise, understandable, and cover at least basic, premium and equipment service charges, plus all activity in period such as optional charges, rebates, and credits: • Disputed bill response, 30 days. • Refund checks, earlier of 30 days /next billing cycle /return of equipment on termination. • Credits, next billing cycle after agreement on credit. ASTBRISRB AND OTHER MAILS What about lesser staadardat According to the customer service order, the federal standards "do not necessarily supersede existing customer service requirements in current franchise agreements." However, a franchise clause forbidding au customer service standards enforcement is preempted by the Act. The same 5 3 quoted above refers specifically to "stricter or additional standards ", but is not explicit as to lesser standards. And the rule at Section 76.309(b)(1) and (2) uses the term "exceed." Moreover, the order elsewhere says "the Commission is required to establish baseline customer service standards . . .," implying that without waiver, enforcement cannot sink below federal standards. Possible resolutions If the !A and the operator want to agree on enforcement of lesser standards -- especially beyond the term of any franchise containing them- -they could use the !CC's waiver process.. Mute can the 90 days' attic* begin/ At least one !CC official assumed the 90-day period for enforcement of federal standards would begin to run only after the July 1st effective date. The better reading is the one given on page 1 of this summaryt !AS can give notice before July let, so long as they do not enforce until 90 days are up. Otherwise, the lead time becomes almost 180 days, for which there is no support in the order's reasoning. Suggestion• Share this interpretation with the operator before giving notice. Notice of stricter or additional standards. Section 76.309(a) of the customer service rules seems to make the 90-day notice applicable only to the federal standards in subsection (c). Moreover, subsection (b)(4) makes a point of honoring local substance and process. Can these be read to allow a different notice period than 90 days for other - than - federal standards? Suggestions The !CC may have intended a 90 -day warning for all rule adoptions, even though the regulation doesn't say so. Rather than take any dispute to the FCC, try to work it out locally. As a pragmatic point of fairness, if 90 days is the standard for federal rules, a cable operator reasonably could expect at least as much notice for stricter or additional requirements. Compliance measurement intervals. Section 76.309(c)(1)(ii). imposing 30- second telephone answer and transfer times to a 90S fulfillment rate, is the only standard in (c)(1) expressing the quarterly measurement interval. NATOh generally urged quarterly measurements. Suggestion: If quarterly doesn't work well for, say, busy - signal compliance, work out with the operator some other period. Complaint reporting. Although the order declines to seauirt cable operator disclosure of specific information about individual complaints, it does not forbid !As from mandating mach reporting. Cautions !As should create processes that avoid causing the operator to violate Section 631 of the 1984 Act, 47 U.S.C. 5 551, on protection of subscriber privacy. B -3 Refunds and credits. The order deliberately deals only with timing of such payments, but does not yeauire the operator to offer them at all. The FCC's reasoning was that if it began specifying one kind of penalty, it would be on the slippery slope of micro - managing local prerogatives without knowing where to stop. Conclusion: This leaves remedies in local hands, but Congress may have intended more. For example, the FCC could have specified that operators have refund and credit policies, without prescribing actual dollar figures of non- nonetary penalties. is a nutshell, maximum local flexibility. In the words of one FCC officials "When you have questions, try to work them out locally. Satisfy yourselves and we'll be happy. If you don't succeed, we'll be forced to act." 765Z140 H -4 • • MI MN - - 111111 - - 1111111 - M - NM 111111 - - N Mg ow gm Ns En No s EN No No NE ma I am NM E ME ME 1.111 M sHIEIT C TIX!LIPE R sGARD IRG fiDST- CABEKI.— flAlIS1 IS8I _ COwENT On April 2, 1993. the FCC released a Report and Order in the Batter of the Cable Act of 1992 - -Must -Carry and Retransmission Consent provisions. These regulations contain a rigid time schedule for implementation, which includes the following: 1. Effective April 2. 1993- - a. petitions for modification of AD/ market designations may begin. b. A cable operator mast provide written notice to any broadcast television station at least 30 days prior to either deleting from carriage or repositioning that station. - 30 day written notice must also be provided to subscribers. 2. By May 3. 1993- - a. A cable operator must notify, by certified mail, all qualified non - commercial educational stations of its designated principal headend. - 60 day mortice must be given to all stations carried pursuant to must -carry rules regarding any change is the designation of the principal headend. b. A cable operator mast notify, by certified mail, all local commercial and non - commercial educational stations that may not be entitled to carriage because they either: 1. fail to meet standards for delivery of a good quality signal to the cable system's principal headends or 2. may cause increased copyright liability to the cable system. c. Cable operators must notify subscribers of any broadcast station deletions set for June 2, 1993. 3. By June 2. 1993- - a. Cable systems must begin carriage of their full compliment of local must -carry commercial television stations. - Must -carry requirements for noncommercial educational stations became effective December 4, 1992 - -the effective date of the 1992 Cable Act -- however, complaints are not being processed by the FCC due to a standstill order in the Burner case. C -1 • • b. A cable operator must send, by certified mail, a list of all broadcast television stations carried on its mantra and their channel positions to all local commercial and noncommercial television stations, including those not designated as must -carry signals and those not carried on its system. c. If a cable operator authorises subscribers to install additional receiver connections, but does not provide the subscriber with such connection, the operator must notify subscribers by June 2, 1993 - -and annually thereafter (as well as new subscribers upon installation) --of all broadcast stations carried on the cable system that cannot be viewed via cable without a converter bon. - The operator must offer to sell or lease such a converter box to subscribers. - This notice may be included is routine billing statements. - The antics must identify the manner for obtaining such additional connections and instructions for installations. 4. Dv Juno 17. 1993- - a. Commercial television stations must male an initial election between retransmission consent or must -carry status. - Those stations selecting must -carry status must also notify the cable operator of their preferred channel position. b. On this date, mails operators mat plates in their public files a list identifying the must -carry signals and the designated location of their principal hsadend. S. July 1. 1993 - -Under mew customer service rules, cable operators must notify subscribers 30 days is advance of any channel additions, deletions, or changes. 6. October 6. 1993- -the retransmission consent and channel positioning provisions of the rules become effsetive and all stations must be carried pursuant to their provisions. 112148 This Timeline provides only a brief summary of applicable PCC regolatioas and 6a261i< be relied spot as an enbaustive description of all provisions of the FCC's regulations. 7652140 C -2 • MEI 111 1111 11.1 as