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5b. Providing for Sale of GO Bonds Series 2012A0 CITY OF CHANHASSEN 7700 Market Boulevard PO Box 147 Chanhassen, MN 55317 Administration Phone: 952.227.1100 Fax: 952.227.1110 Building Inspections Phone: 952.227.1180 Fax: 952.227.1190 Engineering Phone: 952.227.1160 Fax: 952.227.1170 Finance Phone: 952.227.1140 Fax: 952.227.1110 Park & Recreation Phone: 952.227.1120 Fax: 952.227.1110 Recreation Center 2310 Coulter Boulevard Phone: 952.227.1400 Fax: 952.227.1404 MEMORANDUM TO: Mayor City Council Members y� FROM: Greg Sticha, Finance Director DATE: September 10, 2012 pt� SUBJ: Approval of Resolution Providing for the Sale of $1,245,000 General Obligation Water & Sewer Revenue Bonds, Series 2012A PROPOSED MOTION "The City Council approves a resolution providing for the Sale of $1,245,000 General Obligation Water & Sewer Revenue Bonds to finance meter reading equipment in the city." Approval of this' requires a simple majority vote of the City Council.. BACKGROUND Earlier this year, staff discussed the need to purchase new water meter reading equipment for the city. Staff has researched the financing of these meters with Ehlers & Associates, the city's financial advisors. After those discussions, staff believes there will be little or no impacts on rate projections from the rate study in the previous year. Staff will present the new rate study for setting 2013 rates at the second meeting in October, and staff will continue to look for cost saving measures that would result in additional positive impacts on utility rates in upcoming years. Planning & RECOMMENDATION Natural Resources Phone: 952.227.1130 Staff recommends that the City Council adopt a resolution providing for the sale Fax: 952.227.1110 of $1,245,000 General Obligation Water & Sewer Revenue Bonds, Series 2012A, to finance the purchase of radio read equipment as discussed in prior work session Public Works 7901 Park Place meetings. Phone: 952.227.1300 Fax: 952.227.1310 ATTACHMENTS Senior Center 1. Resolution Phone: 952.227.1125 2. Pre Sale Report Fax: 952.227.1110 Web Site www.ci.chanhassen.mn.us f\gregs \bondmg\2012 bonding \call for sale memo 9- 10.docx Chanhassen is a Community for Life - Providing for Today and Planning for Tomorrow Sb Resolution No. Council Member introduced the following resolution and moved its adoption: Resolution Providing for the Sale of $1,245,000 G.O. Water and Sewer Revenue Bonds, Series 2012A A. WHEREAS, the City Council of the City of Chanhassen, Minnesota, has heretofore determined that it is necessary and expedient to issue the City's $1,245,000 G.O. Water and Sewer Revenue Bonds, Series 2012A (the "Bonds "), to finance meter reading equipment in the City; and B. WHEREAS, the City has retained Ehlers & Associates, Inc., in Roseville, Minnesota ( "Ehlers "), as its independent financial advisor for the Bonds and is therefore authorized to solicit proposals in accordance with Minnesota Statutes, Section 475.60, Subdivision 2(9); NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chanhassen, Minnesota, as follows: 1. Authorization; Findings The City Council hereby authorizes Ehlers to solicit proposals for the sale of the Bonds. 2. Meeting; Proposal Opening The City Council shall meet at 7:00 p.m. on September 24, 2012, for the purpose of considering sealed proposals for and awarding the sale of the Bonds. 3. Official Statement In connection with said sale, the officers or employees of the City are hereby authorized to cooperate with Ehlers and participate in the preparation of an official statement for the Bonds and to execute and deliver it on behalf of the City upon its completion. The motion for the adoption of the foregoing resolution was duly seconded by Council Member and, after full discussion thereof and upon a vote being taken thereon, the following Council Members voted in favor thereof: and the following voted against the same: Whereupon said resolution was declared duly passed and adopted. Dated this l O th day of September, 2012. City Clerk Debt issuance Services September 10, 2012 Pre -Sale Report for $1,245,000 General Obligation Water and Sewer Revenue Bonds, Series 2012A City of Chanhassen, Minnesota Prepared and Presented by: Mark Ruff Financial Advisor, CIPFA Jessica Cook Financial Advisor EHLERS LEADERS IN PUBLIC FINANCE Minnesota phone 651- 697 -8500 Offices also in Wisconsin and Illinois fax 651- 697 -8555 toll free 800- 552 -1171 www.ehiers- inc.com 3060 Centre Pointe Drive Roseville, MN 55113-1122 n n D eb t Issuance Services Executive Summary of Proposed Debt Proposed Issue: $1,245,000 General Obligation Water and Sewer Revenue Bonds, Series 2012A Authority: The Bonds are being issued pursuant to Minnesota Statues, Chapter 444 and 475. Because the City paying 100% of the debt service from utility revenues, the Bonds can be a general obligation without a referendum and will not count against the City's debt limit. Purposes /Funding Sources: The proposed issue includes financing for meter reading equipment for the the water and sewer utilities with water revenues paying for approximately 70% of debt service and sanitary sewer for 30% of the debt service. The water utility portion of the debt was included in the most recent rate study. Term /Call Feature The Bonds are being issued for a 10 year term. Principal on the Bonds will be due annually on February 1, 2014 through 2023. Interest is payable every six months beginning August 1, 2013. The Bonds maturing February 1, 2022, and thereafter will be subject to prepayment at the discretion of the City on February 1, 2021 or any date thereafter. Bank Qualification Because the City is issuing less than $10,000,000 in the calendar year, the City will be able to designate the Bonds as "bank qualified" obligations. Bank qualified status broadens the market for the Bonds, which can result in lower interest rates. Rating: The City's most recent bond issues were rated "AAA" by Standard and Poor's, the highest possible rating for municipal debt. Method of Sale /Placement: In order to obtain the lowest interest cost to the City, we will solicit competitive bids for purchase of the Bonds from local banks in your area and national /regional underwriters. We have included an allowance for discount bidding equal to 1.0% of the principal amount of the issue. The discount is treated as an interest item and provides the underwriter with all or a portion of its compensation in the transaction. If the Bonds are purchased at a price greater than the minimum bid amount (maximum discount), the unused allowance may be used to lower your borrowing amount. Risk Considerations: If utility revenues are not adequate to pay debt service, the City will be required to pay from any available source including property taxes. Presale Report September 10, 2012 City of Chanhassen, Minnesota Page 1 ■�■ n Debt Issuance Services Review of Existing Debt: We have reviewed all outstanding indebtedness for the City and find one bond issue callable on February 1, 2013 that the City can prepay at that time. We will continue to monitor the market and the call dates for the City's outstanding debt and will alert you to any future refunding opportunities. Continuing Disclosure: Because the City has more than $10,000,000 in outstanding debt (including this issue) and this issue is over $1,000,000, the City will be agreeing to provide certain updated Annual Financial Information and its Audited Financial Statement annually as well as providing notices of the occurrence of certain "material events" to the Municipal Securities Rulemaking Board (the "MSRB "), as required by rules of the Securities and Exchange Commission (SEC). The City is already obligated to provide such reports for its existing bonds, and has contracted with Ehlers to prepare and file the reports. Arbitrage Monitoring: Because the Bonds are tax- exempt securities /tax credit securities, the Issuer must ensure compliance with certain Internal Revenue Service (IRS) rules throughout the life of the issue. These rules apply to all gross proceeds of the issue, including initial bond proceeds and investment earnings in construction, escrow, debt service, and any reserve funds. How issuers spend bond proceeds and how they track interest earnings on funds (arbitrage /yield restriction compliance) are common subjects of IRS inquiries. Your specific responsibilities will be detailed in the Nonarbitrage Certificate prepared by your Bond Attorney and provided at closing. We recommend that you regularly monitor compliance with these rules and/or retain the services of a qualified firm to assist you. Presale Report September 10, 2012 City of Chanhassen, Minnesota Page 2 D eb t I ssuance Services Proposed Debt Issuance Schedule Pre -Sale .Review by Council: Distribute Official. Statement: Conference with Rating Agency: City Council Meeting to Award Sale of the Bonds Estimated. Closing Date: Attachments Sources and Uses of Funds Proposed Debt Service Schedule Resolution Authorizing Ehlers to Proceed. With Bond Sale Ehlers Contacts: September 10, 2012 September 14, 2012 September 17, 2012 September 24, 2012 On or about October 14, 2012 Financial Advisors: Mark Ruff (651) 697 -8505 Jessica Cook (651) 697 -8546 Bond Analyst: Pia Troy (651) 697 -8545 Bond Sale Coordinator: Alicia Aulwes (651) 697 -8523 Financial Analyst: Alicia Gage (651) 697 -8551 The Official Statement for this financing will be mailed to the Council Members at their home address or e- mailed for review prior to the sale date. Presale Report September 10, 2012 City of Chanhassen, Minnesota Page 3 Chanhassen, Minnesota $1,245,000 General Obligation Water and Sewer Bonds, Series 2012 Assumes current market BQ AAA rates plus 35 bps Sources & Uses Dated 10/01/2012 1 Delivered 10/0112012 Sources Of Funds Par Amount of Bonds _ $1,245,000.00 Total Sources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .... . ... . . . . . ..... . ...... . . . ... $1,245,000.00 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. ..... ............................... Uses Of Funds Deposit to Project Construction Fund 1,200,000.00 Costs of Issuance ....................................... ............................... .........................................................................................................................................................................................................................................._..................................................... 32,500.00 .I............................. Total Underwriter's Discount (1.000 %) .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,450.0 Rounding Amount 50.00 Total Uses $1,245,000.00 Series 2012 GO Water & Se I SINGLE PURPOSE 1 8/27/2012 1 5:04 PM IS EHLERS LEADERS IN PUBLIC FINANCE Chanhassen, Minnesota $1,245,000 General Obligation Water and Sewer Bonds, Series 2012 Assumes current market BQ AAA rates plus 35 bps Debt Service Schedule Date Principal Coupon Interest Total P +I Fiscal Total 10/01/2012 - - 08/01/2013 - - 15,227.08 15,227.08 - 02/01/2014 115,000.00 0.700% 9,136.25 124,136.25 139,363.33 08/01/2014 - - 8,733.75 8,733.75 - 02/01/2015 120,000.00 . . . . . . . .......................... 0.800% . ..... ...... . . ....... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8,733.75 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128,733.75 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 137,467.50 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .............................. 08/01/2015 - - 8,253.75 8,253.75 - 02/01/2016 120,000.00 0.900% 8,253.75 128,253.75 136,507.50 08/01/2016 - - 7,713.75 7,713.75 - 02/01/2017 120,000.00 1.100% 7,713.75 127,713.75 135,427.50 08/01/2017 - - 7,053.75 7,053.75 - 02/01/2018 125,000.00 1.350% 7,053.75 132,053.75 139,107.50 08/01/2018 - - 6,210.00 6,210.00 - 02/01/2019 125,000.00 1.550% 6,210.00 131,210.00 137,420.00 08/01/2019 - - 5,241.25 5,241.25 - 02/Ol/2020 125,000.00 1.850% 5,241.25 130,241.25 135,482.50 08/01/2020 - - 4,085.00 4 - 02/01/2021 130,000.00 1.950% 4,085.00 134,085.00 138,170.00 08/01/2021 - - 2,817.50 2,817.50 - 02/01/2022 130,000.00 2.050% 2,817.50 132,817.50 135,635.00 08/01/2022 - - 1,485.00 1,485.00 - 02/01/2023 13 5,000.00 2.200% 1,485.00 136,485.00 137,970.00 Total $1,245,000.00 $127,550.83 $1,372,550.83 Yield Statistics Bond Year Dollars $7,420.00 Average Life ........................... ............................._. 5.:.9.6'.0 Years . . . . . .. ... . . . . . . . . . . . . . .. . . . . . . . . . . . Average Coupon 1.7190139% Net Inter Cost (NIC) 1.8868036% ......................... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .................. . . . . . . . . . . . . . . . ...................... . . . . . . . . . . . . . . . . . o . . . . . True Interest Cost (TIC) 1.8885108/0 BondYield for Arbitrage Purposes ........................................................................................................................................................................................................................................... .......................I....... .................1:7091,132 %.. All Inclusive Cost (AIC) 2.3685868% IRS Form 8038 Net Interest Cost 1.7190139% ........... ........ . ......... ......... ................. WeightedAverage Maturity .......................................................................................................................................................................................................................................................... ............................... ........................_ Years I . Series 2012 GO Water & Se I SINGLE PURPOSE 1 8/27/2012 1 5:04 PNI EHLERS LEADERS IN PUBLIC FINANCE Chanhassen, Minnesota $1,245,000 General Obligation Water and Sewer Bonds, Series 2012 Assumes current market BQ AAA rates plus 35 bps Debt Service Schedule Sewer Date Principal Coupon Interest Total P +I Water (70 %) (30 %) Fiscal Total 10/01/2012 - 08/01/2013 - - 15,227.08 15,227.08 10,658.96 4,568.12 - 02101/2014 115,000.00 0.707% 9,136.25 124,136.25 86,895.38 37,240.88 139,363.33 08/01/2014 - - 8,733.75 8,733.75 6,113.63 2,620.13 - ...... .............. ........................... 000 :: 00 .... ............................. 00 ...... ..... ............................... 8 . 733 : 75 .............. ........................... ...... ............................... .... 90 . 1 . 13 : 63 ................. .... ... 38.620.13 ... ......... .................... 137,467.50 08/01/2015 - - 8,253.75 8,253.75 5,777.63 2,476.13 ............ - 02/01/2016 120,000.00 0.900% 8,253.75 128,253.75 89,777.63 38,476.13 136,507.50 08/01/2016 - - 7,713.75 7,713.75 5,399.63 2,314.13 - 02/01/2017 120,000.00 1.100% 7,713.75 127,713.75 89,399.63 38,314.13 135,427.50 08/01/2017 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . - . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . ........................................... - . . . . . . . . . . . . . . . . . . . . . . . . 7,053.75 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7,053.75 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4,937.63 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2,116.13 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . - 02/01/2018 125,000.00 1.350% 7,053.75 132,053.75 92,437.63 .t . . . -.1.1- . . . . . . . . . 39,616.13 ........... . ...... ...... ... . . . . . . . . . . . . . . . . . . . . . . . 139,107.50 08/01/2018 - - 6,210.00 6,210.00 4,347.00 1,863.00 - 02/01/2019 125,000.00 1.550% 6,210.00 131,210.00 91,847.00 39,363,00 137,420.00 08/01/2019 - - 5,241.25 5,241.25 3,668.88 1,572.38 - 02/01/2020 125,000.00 1.850% 5,241.25 __,_ 130,24] 25 ,._ 91,16888 39,072.38 135,482.50 08/01/2020 - 4,085.00 4,085.00 2,859.50 1,225.50 - 02/01/2021 130,000.00 1.950% 4,085.00 134,085.00 93,859.50 40,225.50 138,170.00 08/01/2021 - - 2,817.50 2,817.50 1,972.25 845.25 - 02/01/2022 130,000.00 2.050% 2,817.50 132,817.50 92,972.25 39,845.25 135,635.00 08/01/2022 ....................... ............................... - .................................................................. - ............................... 1,485.00 1,485.00 1,039.50 445.50 - 02/01/2023 135,000.00 2.200% ...........................................................--.................................................................................... 1,485.00 136,485.00 ................................................... 95,539.50 .................... 40,945.50 .......... ... ............................ 137,970.00 Total $ 1,245,000.00 - $127,550.83 $1,372,550.83 $960,755.58 $411,765.2 - Yield Statistics Bond Year Dollars ................................................................................................................................................................................................................................................................................................................................................................................................................................................................ $7,420.00 Average Life ............................... 5.960 Years Net Interest Cost (NIC) _.... _.....__... _...._. ___. _._.. ____. ........... ....... 1.8868036% True lnterest (TIC) I I .................................... ............ ................................... . ......... ....._.......... ......... .......... ......... 1.8885108% 111.1 Bond Yield for Arbitrage Purposes .................................................................................................................................................................................................................................................. ............................... 1.7091132% All Inclusive Cost AIC ......... ...... ..... ... .. ........ .... (.......) __. ............. __... _..__. ____ _..... ..... 2.3685868% IRS Form 8038 Net Interest Cost .............. __... ............ 1.7190139% ............ __.__.. .......... 1.7190139% Weighted Avem a Matun __..._ . .................. .._..... ..._......... ___.._...... ...._.. B tY _._........... .......... ____. _..... 5 Years Series 2012 GO Water 8 Se I SINGLE PURPOSE I W7/2012 1 5:04 PM IS EHLERS LEADERS IN PUBLIC FINANCE