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2012 Annual Financial Report(Omprchcn Ivc AMUdI Fi�aHcial RCP Oft For the Fiscal Year Ended December 31, 2012 City of Chanhassen, Minnesota COMPREHENSIVE ANNUAL FINANCIAL REPORT OF THE CITY OF CHANHASSEN, MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2012 Finance Department Greg Sticha, Finance Director Member of Government Finance Officers Association of United States and Canada - This page intentionally left blank - CITY OF CHANHASSEN, MINNESOTA TABLE OF CONTENTS Page Reference No. I. INTRODUCTORY SECTION Letter of Transmittal 3 Certificate of Achievement 6 Organization 7 Organization Chart 8 II. FINANCIAL SECTION Independent Auditor's Report 11 Management's Discussion and Analysis 15 Basic Financial Statements: Government -Wide Financial Statements: Statement of Net Position Statement 1 31 Statement of Activities Statement 2 32 Fund Financial Statements: Balance Sheet - Governmental Funds Statement 3 35 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds Statement 4 36 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds To the Statement of Activities Statement 5 38 Statement of Net Position - Proprietary Funds Statement 6 39 Statement of Revenues, Expenses and Changes in Fund Net Position - Proprietary Funds Statement 7 40 Statement of Cash Flows - Proprietary Funds Statement 8 41 Statement of Net Position - Fiduciary Funds Statement 9 42 Notes to Financial Statements 43 Required Supplementary Information: Budgetary Comparison Schedule - General Fund Statement 10 84 Schedule of Funding Progress - Retiree Health Plan 90 CITY OF CHANHASSEN, MINNESOTA TABLE OF CONTENTS Page Reference No. Combining and Individual Nonmajor Fund Financial Statements and Schedules: Combining Balance Sheet - Nonmajor Governmental Funds Statement 11 94 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds Statement 12 95 Subcombining Balance Sheet - Nonmajor Special Revenue Funds Statement 13 98 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Special Revenue Funds Statement 14 99 Subcombining Balance Sheet - Nonmajor Debt Service Funds Statement 15 102 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Debt Service Funds Statement 16 103 Subcombining Balance Sheet - Nonmajor Capital Project Funds Statement 17 106 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Capital Project Funds Statement 18 109 Special Revenue Funds: Schedules of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual: Contribution Fund Statement 19 112 CATV Statement 20 113 Combining Statement of Net Position - Agency Funds Statement 21 116 Combining Statement of Changes in Assets and Liabilities - Agency Funds Statement 22 117 III. STATISTICAL SECTION (UNAUDITED) Financial Trends: Net Position by Component Table 1 122 Changes in Net Position Table 2 124 Fund Balances - Governmental Funds Table 3 128 Changes in Fund Balances - Governmental Funds Table 4 130 Revenue Capacity: Tax Capacity and Estimated Market Value of Taxable Property Table 5 132 Direct and Overlapping Property Tax Capacity Rates Table 6 134 Principal Property Taxpayers Table 7 135 Property Tax Levies and Collections Table 8 137 CITY OF CHANHASSEN, MINNESOTA TABLE OF CONTENTS Demographic and Economic: Demographic and Economic Statistics Table 13 143 Principal Employers Table 14 145 Operating Information: Full -Time Equivalent City Government Employees by Function/Program Table 15 Page Operating Indicators by Function/Program Reference No. Debt Capacity: Table 17 150 Ratios of Outstanding Debt by Type Table 9 138 Direct and Overlapping Governmental Activities Debt Table 10 140 Legal Debt Margin Information Table 11 141 Pledged Revenue Coverage Table 12 142 Demographic and Economic: Demographic and Economic Statistics Table 13 143 Principal Employers Table 14 145 Operating Information: Full -Time Equivalent City Government Employees by Function/Program Table 15 146 Operating Indicators by Function/Program Table 16 148 Capital Asset Statistics by Function/Program Table 17 150 IV. OTHER INFORMATION (UNAUDITED) Combined Schedule of Indebtedness Exhibit 1 154 Debt Service Payments to Maturity: General Obligation Bonds Exhibit 2 156 General Obligation Improvement Bonds Exhibit 3 157 General Obligation Revenue Bonds Exhibit 4 158 Taxable Valuations, Tax Levies and Tax Rates Exhibit 5 159 Schedule of Deferred Tax Levies Exhibit 6 160 - This page intentionally left blank - �I�kI:is]Bill" to] M61*09Is] z - This page intentionally left blank - CITYOF May 21, 2013 CUMNSFNTo the Honorable Mayor and City Council Administration City of Chanhassen 7700 Market Boulevard Chanhassen, Minnesota PO Box 147 schedules and statistical tables rests with the City. We believe the data, as presented, is accurate Chanhassen, MN 55317 in all material respects; that it is presented in a manner designed to fairly set forth the financial Engineering The Comprehensive Annual Financial Report of the City of Chanhassen, Minnesota (the City) Phone: 952.227.1160 for the fiscal year ended December 31, 2012 is hereby submitted. This report was prepared by Administration the Chanhassen Finance Department and responsibility for both the accuracy of the presented Phone: 952.227.1100 data and the completeness and fairness of the presentation, including all disclosures, supporting Fax: 952.227.1110 schedules and statistical tables rests with the City. We believe the data, as presented, is accurate Phone: 952.227.1140 in all material respects; that it is presented in a manner designed to fairly set forth the financial Building Inspections position and results of operations of the City as measured by the financial activity of its various Phone: 952.227.1180 funds; and that all disclosures necessary to enable the reader to gain the maximum understanding Fax: 952.227.1190 of the City's financial affairs have been included. Engineering The organization, form and contents of this report were prepared in accordance with the Phone: 952.227.1160 standards prescribed by the Governmental Accounting Standards Board, the Government Fax: 952.227.1170 Finance Officers Association of the United States and Canada (GFOA), the American Institute of Certified Public Accountants, Minnesota's Office of the State Auditor and City policies. Finance Phone: 952.227.1140 This transmittal letter is designed to complement the Management's Discussion and Analysis Fax: 952.227.1110 (MD&A) and should be read in conjunction with it. The MD&A can be found immediately following the report of the independent auditors. Park & Recreation Phone: 952.227.1120 Reporting Entity and Its Services Fax: 952.227.1110 This report includes all funds, account groups, and departments of the City (the primary Recreation Center government) and its component unit. The City provides a full range of services to its residents and businesses including general government, public safety (police and fire protection), public 2310 Coulter Boulevard works (engineering, streets, and equipment maintenance), parks and recreational activities, Phone: 952.20 planning and economic development. In addition to general municipal services, the City Fax: 952.2277.1404.1404 provides water and sanitary sewer service and oversight (through licensing) of the refuse and recycling services. In accordance with the reporting entity definition of the Governmental Planning & Natural Resources Accounting Standards Board, the City has included the Chanhassen Economic Development Authority (EDA) in these financial statements as a blended component unit. The EDA is Phone: 952.227.1130 governed by five commissioners appointed by the City Council with the City Manager as Fax: 952.227.1110 executive director. The Chanhassen Fire Relief Association has been excluded from this report because it is governed by a board elected by its members and it is not fiscally dependent upon Public Works the City. The Western Area Fire Training Association (WAFTA) is governed by an eleven - 7901 Park Place person board comprised of one member appointed by each jurisdiction who is a party to the joint Phone: 952.227.1300 powers agreement. Although the City is jointly responsible for the maintenance and cleanup Fax: 952.227.1310 costs of the training site in rural Carver County, we do not exercise substantial control of the association. The school districts that serve residents of the City, like all school districts in Senior Center Minnesota, are governed independently by their own elected board members. They levy their Phone: 952.227.1125 own taxes and prepare their own financial reports. Accordingly, they are excluded from this Fax: 952.227.1110 report. Web Site www.ci.chanhassen.mn.us Chanhassen is a Community for Life - Providing for Today and Planning for Tomorrow Relevant Financial Policies The City has a policy regarding General Fund reserve balances. The City has a designated fund balance in the General Fund equivalent to 50% of the ensuing year's budgeted tax levy to provide working capital between serve - owned property tax settlements. The primary financial goal of the City's investment policy is to ensure the safety and principal invested by the City. Cash temporarily idle during the year is invested in certificates of deposit and obligations of the U.S. Treasury and government agencies. The City only invests in instruments authorized under Minnesota Statute 118A. Cash balances from all City funds are pooled into an investment fund and investment income is distributed on a pro -rata basis at the end of the year, based on average monthly cash balances. At December 31, 2012, the maturities of the investments range from 22 days to 7 years, with an average maturity of 2.04 years. Maturities are not to exceed 7 years unless for a dedicated purpose such as a future bond payment. The average yield to maturity on the portfolio at December 31, 2012 was 1.13%. It is the City's practice to hold all instruments to maturity. Economic Condition and Outlook The City of Chanhassen, Minnesota, located southwest of the Twin Cities metropolitan area, is situated primarily in Carver County with a small portion in Hennepin County. The City encompasses an area of 23.78 square miles. U.S. Highways 169 and 212, as well as State Highways 5, 7, 41 and 101, provide access for commuters coming into the City from the Twin Cities metropolitan area as well as for residents traveling to work outside the City. The City's population estimate as of April 1, 2012 was 23,484. Chanhassen's residential permits were greater in 2012 than 2011. In 2012, there were 172 residential permits as compared to 162 in 2011. The total value of all building permits and plan checks in 2012 was $83,531,808. The City has approximately 375 acres of commercial and office industrial land with utilities available. The City anticipates a two percent growth rate in residential permits and a slightly lower rate for office industrial development. In 2012, the City issued $1,245,000 of G.O. Water and Sewer Revenue bonds for its radio replacement project. As part of that process, the City underwent a financial review by Standard & Poors (the City's bond rating agency). This review reaffirmed the City's rating of AAA, the highest rating offered by Standard & Poors. They cited the City's conservative financial management practices and strong financial reserves, along with management's practice of continuing long term financial planning as reasons for their reaffirmation. There are approximately fifteen communities in the entire state of Minnesota that have an AAA bond rating. Accounting System and Budgetary Control The City's accounting records are maintained on the accrual, or modified accrual basis, as appropriate. Budgetary control is maintained through the City's accounting and reporting system whereby monthly detail reports of budget versus actual are provided to all departments with summaries being provided to the City Council. Approval listings and documentation are provided for the City Council at each semi-monthly meeting for all checks issued by the City. In the City's accounting system, careful consideration is given to the adequacy of internal controls. These controls are designed to provide reasonable, but not necessarily absolute, assurance regarding: (1) the safeguarding of assets against loss from unauthorized use or disposition and (2) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: (1) the cost of control should not exceed the benefits likely to be derived and (2) the evaluation of costs and benefits requires estimates and judgments by management. All internal control evaluation occurs within the above framework. We believe the City's internal controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Capital financings for major municipal improvements are provided through (1) improvement bonds, (2) general obligation bonds, (3) tax increment bonds, or (4) revenue bonds. Internal financing of improvement projects is usually minimal and only for short periods of time. Long Term Financial Planning In 2002, the City undertook an extensive long term financial planning process called "Key Financial Strategies". As a part of this process the City developed a long term (5 years) general fund budgeting model. In addition the City developed annual strategies and measurement tools, both financial and non-financial, to compare our results from year to year and with other like communities in our area. These strategies and the long term general fund budget are updated on an annual basis as part of our goal setting strategies at the beginning of each year. In addition, the City has a 5 year capital improvement plan in place for infrastructure and equipment, as well as a pavement management plan in place for streets. The City also undertakes an annual rate study of its Water, Sanitary Sewer, and Storm Water rates. As part of this process the City projects fund balances and capital improvements to each of the systems for the next twenty years, and the projected user and connection rates needed for each fund for that same time period. Certificate of Achievement The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Chanhassen for its comprehensive annual financial report (CAFR) for the fiscal year ended December 31, 2011. The Certificate of Achievement is a prestigious national award recognizing conformance with the highest standards for preparation of state and local government financial reports. In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. The CAFR must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. The City of Chanhassen has received a Certificate of Achievement for the last twenty consecutive years (fiscal years ended 1992 — 2011). We believe our current report continues to conform to the Certificate of Achievement program requirements and we are submitting it to GFOA to determine its eligibility for another certificate. Independent Audit State law provides that the City may arrange for examination of its books, records, accounts and affairs, or any part thereof, by the State Auditor, or by Certified Public Accountants. It has been a long-standing policy of the City to provide for a complete annual audit of City records by Certified Public Accountants. The auditor's opinion has been included in this report. Acknowledgments We wish to express our appreciation to the members of the City Council for their support in improving the financial condition of the City. We also want to thank the Finance Department staff and department directors for their assistance in compiling the information necessary for this report. Finally, we wish to acknowledge HLB Tautges Redpath, Ltd. for their assistance in preparing this report. Respectfully submitted, 4 Pr Greg Sticha, Finance Director Certificate of Achievement for Excellence in Financial Reporting Presented to City of Chanhassen Minnesota For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31, 2011 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. President Executive Director City of Chanhassen, Minnesota Organization Chart Citizens Environmental Senior Commission Commission Planningark & Recreat Commission Mayor -Council Commission Economic Development Authority Administration Law Enforcement Public Community Parks and Finance & Fire Works Development Recreation Administration CITY OF CHANHASSEN, MINNESOTA ORGANIZATION December 31, 2012 Term Expires Mayor: Tom Furlong 12/31/14 Council Members: Bethany Tjornhom 12/31/16 Vicki Ernst 12/31/14 Jerry McDonald 12/31/16 Denny Laufenburger 12/31/14 City Manager: Todd Gerhardt Appointed Finance Director: Greg Sticha Appointed Community Development Director: Kathryn Aanenson Appointed Public Works Director/City Engineer: Paul Oehme Appointed Parks and Recreation Director: Todd Hoffman Appointed IMIIki/-1kiIs] �'ix�IMki - This page intentionally left blank - TAUTGES REDPATH, LTD. Certified Public Accountants INDEPENDENT AUDITOR'S REPORT To the Honorable Mayor and Members of the City Council City of Chanhassen, Minnesota Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business -type activities, each major fund and the aggregate remaining fund information of the City of Chanhassen, Minnesota, as of and for the year ended December 31, 2012, and the related notes to the financial statements, which collectively comprise City of Chanhassen, Minnesota's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. 4810 White Bear Parkway White Bear Lake, MN 55110 651.426.7000 651.426.5004 fax www.hlbtr.com Equal Opportunity Employer 100 -Percent Employee -Owned HLB Tautges Redpath is a member of HLB International, a world-wide network of independent accounting firms and business advisors. 11 We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, each major fund and the aggregate remaining fund information of the City of Chanhassen, Minnesota, as of December 31, 2012, and the respective changes in financial position, and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Report on Summarized Comparative Information We have previously audited the City of Chanhassen, Minnesota's 2011 financial statements, and we expressed an unmodified audit opinion on the respective financial statements of the governmental activities, the business -type activities, each major fund and the aggregate remaining fund information in our report dated June 15, 2012. In our opinion, the summarized comparative information presented herein as of and for the year ended December 31, 2011 is consistent, in all material respects, with the audited financial statements from which it has been derived. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management's discussion and analysis, the budgetary comparison information and the schedule of funding progress, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Chanhassen, Minnesota's basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and schedules, statistical section and other information, are presented for purposes of additional analysis and are not a required part of the basic financial statements. 12 The combining and individual nonmajor fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual nonmajor fund financial statements and schedules are fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory section, statistical section and other information have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated May 21, 2013, on our consideration of the City of Chanhassen, Minnesota's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Chanhassen, Minnesota's internal control over financial reporting and compliance. HLB TAUTGES REDPATH, LTD. May 21, 2013 13 - This page intentionally left blank - 14 MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Chanhassen, Minnesota (the City), we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2012. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found in the introductory section of this report. Financial Highlights The assets of the City exceeded its liabilities at the close of the most recent fiscal year by $158,359,572 (net position). Of this amount, $25,175,453 (unrestricted net position) may be used to meet the City's ongoing obligations to citizens and creditors in accordance with the City's fund designations and fiscal policies. The City's total net position increased by $482,802. As of the close of the current fiscal year, governmental funds reported combined ending fund balances of $19,308,890. Of this amount, $6,359,422 is restricted by external constraints established by creditors, grantors, contributors, or by state statutory provisions. At the end of the current fiscal year, the General Fund had a fund balance of $5,491,778. Of that amount, $57,137 was in a nonspendable form and the remaining $5,434,641 was unassigned. Total debt decreased by $4,599,026 during the current fiscal year, from $42,847,339 to $38,248,313. The City issued $1,245,000 of G.O. Water and Sewer Revenue bonds in 2012 for its radio replacement project and made $5,844,026 of principal payments on its existing debt, including a $4,065,000 payment to extinguish the G.O. Library Bonds of 2002A. Overview of the Financial Statements The management's discussion and analysis is intended to serve as an introduction to the City's basic financial statements, which are comprised of three components: 1) government -wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -wide financial statements. The government -wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. 15 Management's Discussion and Analysis The statement of net position presents information on all of the City's assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes, and earned but unused vacation leave). Both of the government -wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City include general government, public safety, public works, parks and recreation, and community development. The business -type activities include water, sewer, and surface water management. The government -wide financial statements can be found on Statements 1 and 2 of this report. Fund Financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the funds can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements. However, unlike the government -wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financial requirements. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the City's near-term financial decisions. Both the governmental fund balance sheet and governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. 16 Management's Discussion and Analysis The City maintains four individual major governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the following major funds: • General Fund • 2009A G.O. Refunding Bonds • 2002A & 2010A G.O. Library Bonds • Revolving Assessment Fund Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for the General Fund and for the Contribution and CATV special revenue funds. A budgetary comparison statement has been provided for those funds to demonstrate compliance with this budget. The basic governmental fund financial statements can be found on Statements 3 through 5 of this report. Proprietary funds. The City maintains three enterprise funds as a part of its proprietary fund type. Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. Proprietary funds provide the same type of information as the government -wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the following funds: • Water • Sewer • Surface Water Management The basic proprietary fund financial statements can be found on Statements 6 through 8 of this report. Fiduciary funds. Fiduciary funds are used to account for resources held for benefit of parties outside the government. Fiduciary funds are not reflected in the government -wide financial statements because the resources of those funds are not available to support the City's own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. The basic fiduciary fiend financial statement can be found on Statement 9 of this report. INA Management's Discussion and Analysis Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. The notes to the financial statements can be found following Statement 9 of this report. Other information. The combining statements referred to earlier in connection with non -major governmental funds are presented immediately following the required supplementary information on budgetary comparisons. Combining and individual fund financial statements and schedules can be found on Statement 11 through 22 of this report. Government -Wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. Assets exceeded liabilities by $158,359,572 at the close of the most recent fiscal year. The largest portion of the City's net position ($124,462,916 or 79%) reflects its net investment in capital assets (e.g. land, buildings, machinery, and equipment) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. CITY OF CHANHASSEN, MINNESOTA'S NET POSITION 18 Governmental Activities Business -Type Activities Totals 2012 2011 2012 2011 2012 2011 Assets: Current and other assets $27,208,308 $29,101,811 $20,416,343 $19,318,149 $47,624,651 $48,419,960 Capital assets 87,088,564 88,888,165 65,937,352 66,133,292 153,025,916 155,021,457 Total assets $114,296,872 $117,989,976 $86,353,695 $85,451,441 $200,650,567 $203,441,417 Liabilities: Long-termliabilities outstanding $18,515,680 $23,570,963 $20,716,169 $20,201,764 $39,231,849 $43,772,727 Other liabilities 2,528,315 1,457,328 530,831 334,592 3,059,146 1,791,920 Total liabilities $21,043,995 $25,028,291 $21,247,000 $20,536,356 $42,290,995 $45,564,647 Net position: Net investment in capital assets $69,987,563 $70,866,708 $54,475,353 $55,430,138 $124,462,916 $126,296,846 Restricted 8,721,203 13,270,997 - - 8,721,203 13,270,997 Unrestricted 14,544,111 8,823,980 10,631,342 9,484,947 25,175,453 18,308,927 Total net position $93,252,877 $92,961,685 $65,106,695 $64,915,085 $158,359,572 $157,876,770 18 Management's Discussion and Analysis $8,721,203 of the City's net position represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($25,175,453) may be used to meet ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net position, both for the City as a whole, as well as for its separate governmental and business -type activities. Governmental Activities Total net position of the governmental activities increased $291,192, or 0.3%. The components of net position increased or decreased as follows: • Net investment in capital assets decreased $879,145 due to the reduction in depreciable assets (current year depreciation expense exceeded current year additions). • Restricted net position decreased $484,794. Amounts restricted for park improvements decreased $865,909 due to current year expenditures while amounts restricted for debt service and tax increment purposes each increased by approximately $200,000. • Unrestricted net position increased $1,655,131 due primarily to the sale of the City's old public works building, which is indentified as a special item on the Statement of Activities. 19 Management's Discussion and Analysis Business -Type Activities The net position of the City's business -type activities increased by $191,610, or 0.3%. Net investment in capital assets decreased $954,785 because depreciation expense exceeded capital asset additions. Unrestricted net position increased $1,146,395, due in large part to increases in utility operating revenues and connection charges. City of Chanhassen, Minnesota's Changes in Net Position Governmental Activities Business -Type Activities 2012 2011 2012 2011 Revenues: Program revenues: Charges for services Operating grants and contributions Capital grants and contributions General revenues: Property taxes Taxincrement collections Grants and contributions not restricted to specific programs Unrestricted investment earnings Special item- sale ofpublic works building Gain on sale ofcapital assets Total revenues Expenses: General government Public safety Public works Parks and recreation Community development Interest on long-term debt Water Sewer Surface water management Total expenses Totals 2012 2011 $3,109,711 $2,555,623 $6,171,579 $5,450,120 $9,281,290 $8,005,743 404,663 692,428 121,925 12,589 526,588 705,017 2,953,496 1,646,573 1,861,689 1,086,655 4,815,185 2,733,228 10,064,176 9,849,882 - - 10,064,176 9,849,882 533,011 566,045 64,915,085 67,288,176 533,011 566,045 20,071 28,304 - - 20,071 28,304 173,523 505,541 92,453 211,707 265,976 717,248 1,246,275 - - - 1,246,275 - 56,610 44,000 $157,876,770 56,610 44,000 18,561,536 15,888,396 8,247,646 6,761,071 26,809,182 22,649,467 2,690,853 2,565,486 - - 2,690,853 2,565,486 3,176,441 3,061,122 3,176,441 3,061,122 7,743,147 8,607,534 7,743,147 8,607,534 3,114,340 2,921,593 3,114,340 2,921,593 646,262 799,379 646,262 799,379 725,881 838,421 - - 725,881 838,421 - - 3,646,787 3,581,955 3,646,787 3,581,955 - 3,235,324 3,317,329 3,235,324 3,317,329 - 1,347,345 1,173,115 1,347,345 1,173,115 18,096,924 18,793,535 8,229,456 8,072,399 26,326,380 26,865,934 Increase (decrease) in net position before transfers 464,612 (2,905,139) 18,190 (1,311,328) 482,802 (4,216,467) Transfers (173,420) 1,061,763 173,420 (1,061,763) - Cbange in net position 291,192 (1,843,376) 191,610 (2,373,091) 482,802 (4,216,467) Net position - beginning, as previously reported 92,961,685 94,180,061 64,915,085 67,288,176 157,876,770 161,468,237 Prior period adjustment - 625,000 - - - 625,000 Net position - beginning, as restated 92,961,685 94,805,061 64,915,085 67,288,176 157,876,770 162,093,237 Netposition- ending $93,252,877 $92,961,685 $65,106,695 $64,915,085 $158,359,572 $157,876,770 20 Management's Discussion and Analysis Governmental Activities Revenues Revenues for the governmental activities increased by $2,673,140, or 17%. Capital grants and contributions increased by $1,306,923 from 2011 due to state grant funds being received for the TH101 — Lyman Blvd to Pioneer Trail project. Also, a $1,246,275 gain was recognized when the City sold its old public works building. Expenses Expenses for the governmental activities decreased by $696,611, or 4%. The decrease is largely due to fewer public works expenditures in the Revolving Assessment Fund for construction projects that were not capitalized. Below are specific graphs which provide comparisons of the governmental activities revenues and expenses: Governmental Activities- Revenuesfr�pe"y t' 142 Capital grants andronUibutioru 1 S.9°k� Operating grantiamdconvibuvomJ Charges fm —icea 16 9% 21 �Tanincxement caIlectiaru 2.9% Crzanta andconhibuRori€nat mstncted �to speciSc pwgamsQ.l".b rYd bl on sale of capital aasets d.3% �IImesmcted inc•eatmenteamings 0.9?x Special item -sale of public racks building 67% Management's Discussion and Analysis Interest on long-term debt 3.9% Governmental Activities -Expenses Community development 3.6 General government 14.9% Parks and reereatiou 172% Public safety 17.6% Public works 42M/ Business -Type Activities Revenues Revenues for the business -type activities increased by $1,486,575, or 22%, due primarily to increases in utility operating revenues and connection charges. The increase was mostly due to additional water consumption and only slightly due to increased utility usage rates. Expenses Expenses for business -type activities increased by $157,057, or 2%. The majority of the increase was due to an increase in operating expenses of the Surface Water Management Fund. 22 Management's Discussion and Analysis Below are specific graphs showing the business -type activities revenue and expense comparisons: tirIPP311id.di. m -t —ingst 1% $uvloess-Tcpv Ara MIi-- R-e Crpilal grants andcOnlnbuUOni_':6° 17pcid4ir��dni3 =(zibuki= 1.5% L.Chazges Cor senices 7x.895 S,_ 23 Management's Discussion and Analysis Financial Analysis of the Government's Funds Governmental Funds. The focus of the City's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unrestricted fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of $19,308,890. Approximately 33% of this total amount ($6,359,422) constitutes fund balance restricted by external constraints established by creditors, grantors, contributors, or by state statutory provisions. $1,430,283 of fund balance is not in a spendable form, $6,731,400 has been assigned, and $4,787,785 is unassigned. The General Fund increased by $196,380 in 2012. The increase in fund balance was attributable to permit revenue in excess of budget The 2009A G.O. Refunding Bonds debt service fund increased by $612,672 due to developing properties in the area beginning to pay the deferred assessments. As properties continue to develop assessment collections will increase to help pay for the infrastructure improvements that were put in place in 2008. The 2002A and 2010A G.O. Library Bonds Fund decreased by $3,942,774. The decrease in fund balance was attributable to the extinguishing of the G.O. Library Bonds of 2002A ($4,065,000). The Revolving Assessment Fund increased by $2,169,273. The majority of the increase was from transfers in from the Capital Replacement Fund and the CATV Fund to fund additional local street improvement projects in years 2013 through 2014. The nonmajor special revenue funds decreased by $1,684,282 in 2012. This decrease was primarily due to a transfer of excess franchise fees in the CATV Fund to the City's Revolving Assessment Fund as noted above. The nonmajor debt service funds increased by $97,116 in 2012. There were no significant items that accounted for this increase. The nonmajor capital project funds increased by $294,569. This increase was from amounts coming in to capital project funds for the sale of the old public works building and reimbursements from the state and county for Lyman Blvd improvements. Those funds were offset by a transfer out of the Capital Replacement Fund to be used for street improvement projects and a $600,000 expense for a pedestrian underpass and trail out of the Park Acquisition and Development Fund. The net of these transactions resulted in the increase in fund balance. 24 Management's Discussion and Analysis Proprietary funds. The City's proprietary funds provide the same type of information found in the government -wide financial statements, but in more detail. The unrestricted net position in the respective proprietary funds are Water $5,786,097, Sewer $4,131,616 and Surface Water Management $713,629. The Water Fund had an increase in net position in 2012 of $678,899, while the Sewer and Surface Water Management Funds each had a decrease in net position in 2012 of $268,682 and $218,607, respectively. Budgetary Highlights General Fund There were no budget amendments to the General Fund in 2012. Budgetary Variances —Revenues The positive General Fund revenue variance of $405,833 was mostly due to building permit revenues in excess of anticipated collections. Budgetary Variances — Expenses Expenses for the General Fund had a positive variance of $212,086. The majority of the variance was attributed to under spending of contractual policing services with Carver County and the elimination of a full time position in the Community Development department. 25 Management's Discussion and Analysis Capital Asset and Debt Administration Capital assets. The City's investment in capital assets for its governmental and business -type activities as of December 31, 2012, amounts to $153,025,916 (net of accumulated depreciation). This investment in capital assets includes land, buildings, infrastructure, machinery, and equipment. City of Chanhassen, Minnesota's Capital Assets (Net of Depreciation) Beginning Primary Government Balance Increase Governmental activities: Capital assets not being depreciated: Land Construction in progress Permanent easements Total capital assets not being depreciated Capital assets being depreciated: Buildings and structures Machinery and equipment Other improvements Temporary easements Infrastructure Total capital assets being depreciated Less accumulated depreciation for: Buildings and structures Machinery and equipment Other improvements Temporary easements Infrastructure Total accumulated depreciation Ending Decrease Balance $18,986,127 $645,362 $ - $19,631,489 1,676,562 2,214,641 (1,388,264) 2,502,939 550,700 - - 550,700 21,213,389 2,860,003 (1,388,264) 22,685,128 23,437,942 8,202 (613,953) 22,832,191 7,471,164 677,455 (126,151) 8,022,468 5,594,088 228,670 (22,389) 5,800,369 - 12,000 - 12,000 108,733,291 1,523,139 (794,998) 109,461,432 145,236,485 2,449,466 (1,557,491) 146,128,460 5,416,956 558,665 (385,228) 5,590,393 5,101,415 424,399 (82,381) 5,443,433 2,202,111 230,811 (10,149) 2,422,773 - 5,406 - 5,406 64,841,227 3,878,878 (457,086) 68,263,019 77,561,709 5,098,159 (934,844) 81,725,024 Governmental activities capital assets -net $88,888,165 $211,310 ($2,010,911) $87,088,564 26 Management's Discussion and Analysis Primary Government Business -type activities: Capital assets not being depreciated: Land Construction in progress Permanent easements Total capital assets not being depreciated Capital assets being depreciated: Buildings and structures Machinery and equipment Temporary easements Other improvements Total capital assets being depreciated Less accumulated depreciation for: Buildings and structures Machinery and equipment Temporary easements Other improvements Total accumulated depreciation Business -type activities capital assets -net Total capital assets -net Beginning Ending Balance Increase Decrease Balance $1,997,435 $ - $ - $1,997,435 2,002,125 2,646,257 (1,664,142) 2,984,240 247,292 186,000 - 433,292 4,246,852 2,832,257 (1,664,142) 5,414,967 12,445,429 - - 12,445,429 2,502,903 130,252 (50,576) 2,582,579 98,499,068 1,799,994 (168,731) 100,130,331 113,447,400 1,930,246 (219,307) 115,158,339 996,327 248,918 - 1,245,245 1,413,993 132,825 - 1,546,818 - 17,412 - 17,412 49,150,640 2,844,570 (168,731) 51,826,479 51,560,960 3,243,725 (168,731) 54,635,954 66,133,292 1,518,778 (1,714,718) 65,937,352 $155,021,457 $1,730,088 ($3,725,629) $153,025,916 Additional information on the City's capital assets can be found in Note 4. Governmental Activities Capital Assets. There was a decrease in capital assets due to the reduction in depreciable assets (current year depreciation expense exceeded current year additions). Business -Type Activities Capital Assets. There was a decrease in capital assets due to the reduction in depreciable assets (current year depreciation expense exceeded current year additions). Long-term debt. At the end of the current fiscal year, the City had total bonds payable outstanding of $38,248,313, a decrease of $4,599,026 from 2011. The City issued $1,245,000 of G.O. Water and Sewer Revenue bonds in 2012 for its radio replacement project and made $5,844,026 of principal payments on its existing debt, including a $4,065,000 payment to extinguish the G.O. Library Bonds of 2002A. The balance of the bonds payable outstanding is comprised o£ $10,705,000 in general obligation bonds, $6,190,000 for special assessment debt which is supported in part by special assessments, $20,410,000 of revenue bonds which financed capital investments for the water, sewer, and surface water management operations, $775,000 in tax increment bonds and an unamortized bond premium of $168,313. 27 Management's Discussion and Analysis Additional long-term debt in the amount of $968,000 for compensated absences was also outstanding at the end of 2012. City of Chanhassen, Minnesota's Outstanding Debt The City's bond rating was reaffirmed in 2012 by Standard & Poor's when the City issued the G.O. Water and Sewer Revenue Bonds of 2012A. The City of Chanhassen is one of approximately 15 communities in the State of Minnesota to have an AAA bond rating from either Standard & Poor's or Moody's. State statutes limit the amount of general obligation debt a Minnesota city may issue to 3% of the total estimated market value. The current debt limitation for the City is $94,598,250. Of the City's outstanding debt, $9,347,347 is counted within the statutory limitation. Additional information on the City's long-term debt can be found in Note 5. Requests for Information. This financial report is designed to provide a general overview of the City of Chanhassen, Minnesota's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director of Finance, 7700 Market Boulevard, P.O. Box 147, Chanhassen, Minnesota 55317. 28 Governmental Activities Business -Type Activities Totals 2012 2011 2012 2011 2012 2011 General obligation bonds $10,705,000 $15,025,000 $ - $ - $10,705,000 $15,025,000 Revenue bonds - 120,000 20,410,000 19,895,000 20,410,000 20,015,000 Tax increment bonds 775,000 840,000 - - 775,000 840,000 General improvement bonds 6,190,000 6,785,000 - - 6,190,000 6,785,000 Bond premium - - 168,313 182,339 168,313 182,339 Compensated absences 830,144 789,295 137,856 124,425 968,000 913,720 Total $18,500,144 $23,559,295 $20,716,169 $20,201,764 $39,216,313 $43,761,059 The City's bond rating was reaffirmed in 2012 by Standard & Poor's when the City issued the G.O. Water and Sewer Revenue Bonds of 2012A. The City of Chanhassen is one of approximately 15 communities in the State of Minnesota to have an AAA bond rating from either Standard & Poor's or Moody's. State statutes limit the amount of general obligation debt a Minnesota city may issue to 3% of the total estimated market value. The current debt limitation for the City is $94,598,250. Of the City's outstanding debt, $9,347,347 is counted within the statutory limitation. Additional information on the City's long-term debt can be found in Note 5. Requests for Information. This financial report is designed to provide a general overview of the City of Chanhassen, Minnesota's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director of Finance, 7700 Market Boulevard, P.O. Box 147, Chanhassen, Minnesota 55317. 28 BASIC FINANCIAL STATEMENTS 29 - This page intentionally left blank - 30 CITY OF CHANHASSEN, MINNESOTA STATEMENT OF NET POSITION December 31, 2012 With Comparative Totals For December 31, 2011 Assets: Cash and investments Cash with escrow agent Restricted cash Accrued interest receivable Due from other governmental units Accounts receivable - net Property taxes receivable Prepaid items Inventories - at cost Internal balances Contract for deed receivable Special assessments receivable Deferred charges Capital assets (net of accumulated depreciation): Nondepreciable Depreciable Total assets Liabilities: Accounts payable Due to other governmental units Salaries payable Contracts payable Accrued interest payable Unearned revenue Compensated absences payable: Due within one year Due in more than one year Other post employment benefits payable: Due in more than one year Bonds payable: Due within one year Due in more than one year Total liabilities Net position: Net investment in capital assets Restricted for: Debt service Park improvements Tax increment purposes Other purposes Unrestricted Total net position Statement 1 Primary Government Governmental Business -Type Totals 25,460,241 Activities Activities 2012 2011 $19,746,734 $9,297,623 $29,044,357 $26,030,979 - 7,114,653 7,114,653 11,053,506 - 1,848,326 1,848,326 2,224,185 68,853 43,636 112,489 104,656 714,239 29,202 743,441 299,861 145,956 1,164,293 1,310,249 1,834,962 277,975 - 277,975 353,821 57,600 14,784 72,384 31,901 - 24,006 24,006 25,685 (646,856) 646,856 - - 1,416,079 - 1,416,079 - 5,427,728 100,225 5,527,953 6,314,396 - 132,739 132,739 146,008 22,685,128 5,414,967 28,100,095 25,460,241 64,403,436 60,522,385 124,925,821 129,561,216 114,296,872 86,353,695 200,650,567 203,441,417 377,583 95,021 472,604 764,626 699,931 53,565 753,496 73,858 127,440 24,144 151,584 116,669 207,671 119,557 327,228 234,878 252,871 238,544 491,415 557,999 862,819 - 862,819 43,890 35,276 5,858 41,134 49,775 794,868 131,998 926,866 863,945 15,536 - 15,536 11,668 1,590,000 4,254,026 5,844,026 5,844,026 16,080,000 16,324,287 32,404,287 37,003,313 21,043,995 21,247,000 42,290,995 45,564,647 69,987,563 54,475,353 124,462,916 126,296,846 5,905,553 - 5,905,553 5,709,727 1,650,118 - 1,650,118 2,516,027 1,022,785 - 1,022,785 812,096 142,747 - 142,747 168,147 14,544,111 10,631,342 25,175,453 22,373,927 $93,252,877 $65,106,695 $158,359,572 $157,876,770 The accompanying notes are an integral part of these financial statements. 31 CITY OF CHANHASSEN, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Charges For Functions/Pro rg ams Expenses Services Primary government: 3,646,787 3,146,886 Governmental activities: 3,235,324 2,434,370 General government $2,690,853 $553,852 Public safety 3,176,441 1,404,569 Public works 7,743,147 430,486 Parks and recreation 3,114,340 695,740 Community development 646,262 25,064 Interest and fees on long-term debt 725,881 - Total governmental activities 18,096,924 3,109,711 Business -type activities: Water 3,646,787 3,146,886 Sewer 3,235,324 2,434,370 Surface water management 1,347,345 590,323 Total business -type activities 8,229,456 6,171,579 Total primary government $26,326,380 $9,281,290 The accompanying notes are an integral part of these financial statements. 32 Statement 2 The accompanying notes are an integral part of these financial statements. 33 Net (Expense) Revenue and Program Revenues Changes in Net Position Operating Capital Primary Government Grants and Grants and Governmental Business -Type Totals Contributions Contributions Activities Activities 2012 2011 $2,960 $ - ($2,134,041) $ - ($2,134,041) ($2,023,200) 281,228 - (1,490,644) - (1,490,644) (1,319,271) 100,000 2,953,496 (4,259,165) - (4,259,165) (6,470,286) 20,475 - (2,398,125) - (2,398,125) (2,460,830) - - (621,198) - (621,198) (786,903) - - (725,881) - (725,881) (838,421) 404,663 2,953,496 (11,629,054) 0 (11,629,054) (13,898,911) 2,831 1,068,533 - 571,463 571,463 (177,082) 78,760 427,067 - (295,127) (295,127) (729,210) 40,334 366,089 - (350,599) (350,599) (616,743) 121,925 1,861,689 0 (74,263) (74,263) (1,523,035) $526,588 $4,815,185 (11,629,054) (74,263) (11,703,317) (15,421,946) General revenues: General property taxes 10,064,176 - 10,064,176 9,849,882 Tax increment collections 533,011 - 533,011 566,045 Grants and contributions not restricted to specific programs 20,071 - 20,071 28,304 Unrestricted investment earnings 173,523 92,453 265,976 717,248 Gain on sale of capital assets 56,610 - 56,610 44,000 Special item - sale of public works building 1,246,275 - 1,246,275 - Transfers (173,420) 173,420 - - Total general revenues, special item and transfers 11,920,246 265,873 12,186,119 11,205,479 Change in net position 291,192 191,610 482,802 (4,216,467) Net position - beginning as previously reported 92,961,685 64,915,085 157,876,770 161,468,237 Prior period adjustment - - - 625,000 Net position - beginning as restated 92,961,685 64,915,085 157,876,770 162,093,237 Net position - ending $93,252,877 $65,106,695 $158,359,572 $157,876,770 The accompanying notes are an integral part of these financial statements. 33 - This page intentionally left blank - 34 CITY OF CHANHASSEN, MINNESOTA BALANCESHEET GOVERNMENTAL FUNDS December 31, 2012 With Comparative Totals For December 31, 2011 Assets: Cash and investments Cash with escrow agent Accrued interest receivable Due from other governmental units Accounts receivable - net Property taxes receivable Prepaid items Contract for deed receivable Special assessments receivable Total assets Liabilities and Fund Balances Liabilities: Accounts payable Due to other governmental units Salaries payable Contracts payable Interfund loan payable Deferred revenue Total liabilities Fund balances: Nonspendable Restricted Assigned Unassigned Total fund balances 357/369 368 2009A 2002A & 601 G.O. 2010A G.O. Revolving General Refunding Library Assessment Other Govf1 Statement 3 Fund Bonds Bonds Fund Funds Totals Governmental Funds 699,931 29,545 125,560 - - - 1,880 127,440 2012 2011 $5,595,949 $2,118,976 $515,721 $2,980,315 $8,535,773 $19,746,734 $18,391,179 - - - - - - 3,829,832 18,315 6,461 1,435 4,483 38,159 68,853 70,153 123,320 - - - 590,919 714,239 296,108 16,497 - - - 129,459 145,956 707,249 259,003 2,328 2,568 3,035 11,041 277,975 353,821 57,137 - - - 463 57,600 29,942 - - - - 1,416,079 1,416,079 - 1,456 2,591,012 - 2,024,614 810,646 5,427,728 6,152,780 $6,071,677 $4,718,777 $519,724 $5,012,447 $11,532,539 $27,855,164 $29,831,064 $125,644 $ - $ - $ - $251,939 $377,583 $715,170 83,895 - - - 616,036 699,931 29,545 125,560 - - - 1,880 127,440 98,801 - - - 206,001 1,670 207,671 228,311 - - - - 646,856 646,856 729,253 244,800 2,591,012 - 21020,799 1,630,182 6,486,793 6,464,048 579,899 2,591,012 0 2,226,800 3,148,563 8,546,274 8,265,128 57,137 - - - 1,373,146 1,430,283 29,942 - 2,127,765 519,724 - 3,711,933 6,359,422 10,426,585 - - - 2,785,647 3,945,753 6,731,400 6,561,411 5,434,641 - - - (646,856) 4,787,785 4,547,998 5,491,778 2,127,765 519,724 2,785,647 8,383,976 19,308,890 21,565,936 Total liabilities and fund balances $6,071,677 $4,718,777 $519,724 $5,012,447 $11,532,539 $27,855,164 $29,831,064 Fund balance reported above Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources, and therefore, are not reported in the funds. Other long-term assets are not available to pay for current period expenditures and, therefore, are deferred in the funds. Long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds. Net position of governmental activities The accompanying notes are an integral part of these financial statements. 35 $19,308,890 $21,565,936 87,088,564 88,888,165 5,623,974 6,420,158 (18,768,551) (23,912,574) $93,252,877 $92,961,685 CITY OF CHANHASSEN, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Revenues: General property taxes Tax increment collections Licenses and permits Intergovernmental Special assessments Charges for services Fines and forfeits Investment income Contributions and donations Refunds and reimbursements Other Total revenues Expenditures: Current: General government Public safety Public works Parks and recreation Community development Capital outlay: General government Public safety Public works Parks and recreation Debt service: Principal Interest and paying agent fees Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses) Special item: Sale of old public works building Net change in fund balance General Fund $7,423,821 1,317,325 285,641 581,285 119,997 29,148 21,685 66,576 176,955 10,022,433 368 2009A G.O. Refunding Bonds $335,900 625,288 12,459 973,647 357/369 2002A & 2010A G.O. Library Bonds $351,648 52,137 403,785 1,916,410 - - 2,913,376 - - 2,239,003 - - 1,900,503 - - 424,077 - - 11,145 - - 9,404,514 617,919 (421,539) (421,539) 195,000 165,975 360,975 612,672 0 4,065,000 281,559 4,346,559 (3,942,774) 0 196,380 612,672 (3,942,774) Fund balance - January 1 5,295,398 1,515,093 Fund balance - December 31 $5,491,778 $2,127,765 The accompanying notes are an integral part of these financial statements. 36 4,462,498 $519,724 Statement 4 601 Revolving Intra Activity Assessment Fund Other Govt'l Funds Eliminations Totals Governmental Funds $437,842 732,931 7,576 1,178,349 $1,593,800 533,011 278,033 1,866,144 309,662 299,635 72,203 15,208 186,454 87,083 5,241,233 410,080 - - 100,604 - 53,039 1,434,116 - - 254,211 - 218,326 - 75,226 - - 39,314 - 2,580,607 910,619 - - 1,310,366 - 400,000 12,590 3,046,236 (1,867,887) 4,037,160 4,037,160 2,169,273 616,374 $2,785,647 11 2012 $10,143,011 533,011 1,595,358 2,151,785 1,667,881 880,920 119,997 173,523 36,893 253,030 264,038 17,819,447 2,326,490 3,013,980 3,726,158 2,154,714 642,403 75,226 39,314 3,502,371 1,310,366 440,000 - 5,100,000 354,497 - 814,621 5,547,359 0 22,705,643 (306,126) 0 (4,886,196) 110,737 (2,944,866) 1,203,031 (2,572,208) 2,944,866 (48,881) (2,461,471) 0 1,154,150 1,475,000 - 1,475,000 (1,292,597) 0 (2,257,046) 9,676,573 - 21,565,936 $8,383,976 $0 $19,308,890 The accompanying notes are an integral part of these financial statements. 37 2011 $9,760,052 566,045 1,381,326 1,425,525 1,242,040 795,616 126,571 505,541 50,685 117,441 846,523 16,817,365 2,162,479 2,896,644 4,779,067 1,906,489 801,132 129,535 52,645 2,122,641 309,524 1,025,000 853,152 17,038,308 (220,943) 1,734,590 1,734,590 1,513,647 20,052,289 $21,565,936 CITY OF CHANHASSEN, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Amounts reported for governmental activities in the statement of activities (Statement 2) are different because: Net changes in fund balances - total governmental funds (Statement 4) Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays differ from depreciation in the current period. The net effect of various miscellaneous transactions involving capital assets is to increase (decrease) net assets. Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long-term debt and related items. Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Change in net position of governmental activities (Statement 2) Statement 5 2012 2011 ($2,257,046) $1,513,647 (170,882) (2,679,944) (1,628,719) (648,094) (796,184) (1,107,608) 5,100,000 1,025,000 The accompanying notes are an integral part of these financial statements. 38 44,023 53,623 $291,192 ($1,843,376) CITY OF CHANHASSEN, MINNESOTA STATEMENT OF NET POSITION PROPRIETARY FUNDS December 31, 2012 With Comparative Totals For December 31, 2011 Statement 6 The accompanying notes are an integral part of these financial statements. 39 Surface Water Water Sewer Management Totals Assets: 2012 2011 Current assets: Cash and cash equivalents $4,904,828 $3,760,165 $632,630 $9,297,623 $7,639,800 Cash with escrow agent 7,114,653 - - 7,114,653 7,223,674 Restricted cash 1,240,675 607,651 - 1,848,326 2,224,185 Accrued interest receivable 23,743 16,021 3,872 43,636 34,503 Due from other governmental units 13,868 - 15,334 29,202 3,753 Accounts receivable - net 569,759 471,525 123,009 1,164,293 1,127,713 Prepaid items 6,874 4,814 3,096 14,784 1,959 Water meter inventory 24,006 - - 24,006 25,685 Interfund loan receivable 646,856 - - 646,856 729,253 Special assessments receivable 19,155 - - 19,155 31,665 Connection charges receivable 56,239 24,831 - 81,070 129,951 Total current assets 14,620,656 4,885,007 777,941 20,283,604 19,172,141 Noncurrent assets: Deferred charges 132,739 - - 132,739 146,008 Capital assets: Land 1,370,974 145,550 480,911 1,997,435 1,997,435 Easements 237,828 97,732 97,732 433,292 247,292 Buildings and structures 12,445,429 - - 12,445,429 12,445,429 Machinery and equipment 1,997,701 566,895 17,983 2,582,579 2,502,903 Other improvements 42,952,459 32,479,428 24,698,444 100,130,331 98,499,068 Construction in progress 2,251,891 242,147 490,202 2,984,240 2,002,125 Total capital assets 61,256,282 33,531,752 25,785,272 120,573,306 117,694,252 Less: Allowance for depreciation (23,516,275) (19,370,483) (11,749,196) (54,635,954) (51,560,960) Net capital assets 37,740,007 14,161,269 14,036,076 65,937,352 66,133,292 Total assets 52,493,402 19,046,276 14,814,017 86,353,695 85,451,441 Liabilities: Current liabilities: Accounts payable 42,714 23,597 28,710 95,021 49,456 Due to other governmental units 4,421 44,081 5,063 53,565 44,313 Salaries payable 11,607 8,167 4,370 24,144 17,868 Contracts payable 119,557 - - 119,557 6,567 Accrued interest payable 237,642 902 - 238,544 216,388 Compensated absences payable - due within one year 2,445 2,301 1,112 5,858 6,778 Bonds payable - due within one year 4,254,026 - - 4,254,026 744,026 Total current liabilities 4,672,412 79,048 39,255 4,790,715 1,085,396 Noncurrent liabilities: Compensated absences payable - due in more than one year 55,098 51,843 25,057 131,998 117,647 Bonds payable - due in more than one year 15,701,787 622,500 - 16,324,287 19,333,313 Total noncurrent liabilities 15,756,885 674,343 25,057 16,456,285 19,450,960 Total liabilities 20,429,297 753,391 64,312 21,247,000 20,536,356 Net position: Net investment in capital assets 26,278,008 14,161,269 14,036,076 54,475,353 55,430,138 Unrestricted 5,786,097 4,131,616 713,629 10,631,342 9,484,947 Total net position $32,064,105 $18,292,885 $14,749,705 $65,106,695 $64,915,085 The accompanying notes are an integral part of these financial statements. 39 CITY OF CHANHASSEN, MINNESOTA STATEMENT OF REVENUES, EXPENSES AND Statement 7 CHANGES IN FUND NET POSITION PROPRIETARY FUNDS For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Operating revenues: Charges for services Penalties and other Total operating revenues Operating expenses: Personal services Materials and supplies Contractual services: MCES Other Repairs and maintenance Depreciation Total operating expenses Operating income (loss) Nonoperating revenues (expenses): Investment income Intergovernmental Refunds and reimbursements Interest and fiscal charges Gain (loss) on disposal of capital assets Total nonoperating revenues (expenses) Income before contributions and transfers Transfer in Transfer out Capital contributions: Contributions of capital assets Special assessments Connection charges Total contributions and transfers Change in net position Net position - January 1 Water Sewer Surface Water Management Totals gni? ?nii $2,998,495 $2,376,222 $561,851 $5,936,568 $5,270,314 133,363 57,458 21,043 211,864 179,459 3,131,858 2,433,680 582,894 6,148,432 5,449,773 571,062 351,243 234,055 1,156,360 1,133,559 244,301 49,910 32,072 326,283 335,220 - 1,506,629 - 1,506,629 1,519,879 441,767 191,808 290,421 923,996 890,608 269,023 194,992 369 464,384 477,440 1,529,494 923,803 790,428 3,243,725 3,232,214 3,055,647 3,218,385 1,347,345 7,621,377 7,588,920 76,211 (784,705) (764,451) (1,472,945) (2,139,147) 59,129 26,578 6,746 92,453 211,707 2,831 78,760 40,334 121,925 12,589 15,028 690 7,429 23,147 347 (589,952) (15,751) - (605,703) (463,958) (1,188) (1,188) - (2,376) (19,521) (514,152) 89,089 54,509 (370,554) (258,836) (437,941) (695,616) (709,942) (1,843,499) (2,397,983) 48,480 152 249 48,881 - (510,685) (296,273) (396,073) (1,203,031) (1,734,590) 576,048 355,014 606,165 1,537,227 697,851 15,355 6,042 - 21,397 48,114 987,642 361,999 280,994 1,630,635 1,013,517 1,116,840 426,934 491,335 2,035,109 24,892 678,899 (268,682) (218,607) 191,610 (2,373,091) 31,385,206 18,561,567 14,968,312 64,915,085 67,288,176 Net position - December 31 $32,064,105 $18,292,885 $14,749,705 $65,106,695 $64,915,085 Capital Transfers - Contributions Net Amounts reported above $3,189,259 ($1,154,150) Amounts reported for business -type activities in the statement of activities are different because: Transfer in of capital assets from governmental activities (1,327,570) 1,327,570 Amounts reported on the statement of activities The accompanying notes are an integral part of these financial statements. 40 $1,861,689 $173,420 CITY OF CHANHASSEN, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Cash flows from operating activities: Receipts from customers and users Payment to suppliers Payment to employees Miscellaneous revenue Net cash flows provided by operating activities Cash flows from noncapital financing activities: Transfers in Transfers out Decrease in interfund loan receivable Net cash flows provided by (used in) noncapital financing activities Cash flows from capital and related financing activities: Acquisition of capital assets Connection charges Special assessment revenue Proceeds from debt Principal paid on bonds Interest and fiscal charges Net cash flows provided by (used in) capital and related financing activities Cash flows from investing activities: Investment income Net (decrease) in cash and cash equivalents Cash and cash equivalents - January 1 Cash and cash equivalents - December 31 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Miscellaneous revenue (expense) Noncash repair and maintenance expense Depreciation Changes in assets and liabilities: Statement 8 (379,808) (296,121) (395,824) (1,071,753) (1,734,590) (1,438,839) (28,223) Surface Water (1,469,229) (700,676) Water Sewer Management Totals 1,078,537 16,177 17,730 2012 2011 $3,089,420 $2,434,664 $562,319 $6,086,403 $5,314,657 (943,721) (1,864,402) (300,213) (3,108,336) (3,212,922) (563,519) (345,154) (227,980) (1,136,653) (1,127,427) 17,859 79,450 47,763 145,072 12,936 1,600,039 304,558 81,889 1,986,486 987,244 221,870 264,621 937,116 48,480 152 249 48,881 - (510,685) (296,273) (396,073) (1,203,031) (1,734,590) 82,397 - - 82,397 - (379,808) (296,121) (395,824) (1,071,753) (1,734,590) (1,438,839) (28,223) (2,167) (1,469,229) (700,676) 1,021,768 376,754 280,994 1,679,516 1,078,537 16,177 17,730 - 33,907 66,101 622,500 622,500 - 1,245,000 9,822,339 (660,000) (70,000) - (730,000) (700,000) (568,099) (16,205) - (584,304) (579,293) (1,006,493) 902,556 278,827 174,890 8,987,008 50,883 26,123 6,314 83,320 221,870 264,621 937,116 (28,794) 1,172,943 8,461,532 12,995,535 3,430,700 661,424 17,087,659 8,626,127 $13,260,156 $4,367,816 $632,630 $18,260,602 $17,087,659 $76,211 ($784,705) ($764,451) ($1,472,945) ($2,139,147) 17,859 79,450 47,763 145,072 12,936 - 69,285 - 69,285 - 1,529,494 923,803 790,428 3,243,725 3,232,214 Decrease (increase) in receivables (42,438) 984 (20,575) (62,029) (135,116) Decrease in prepaid items (5,624) (4,163) (3,038) (12,825) 11,592 Decrease (increase) in inventory 1,679 - - 1,679 1,541 Increase (decrease) in payables 22,858 19,904 31,762 74,524 3,224 Total adjustments 1,523,828 1,089,263 846,340 3,459,431 3,126,391 Net cash provided by operating activities $1,600,039 $304,558 $81,889 $1,986,486 $987,244 Noncash investing, capital and financing activities: Capital assets in the amount of $576,048 and $489,836 were contributed to the Water Fund in 2012 and 2011, respectively. Capital assets in the amount of $355,014 and $82,700 were contributed to the Sewer Fund in 2012 and 2011, respectively. Capital assets in the amount of $606,165 and $123,609 were contributed to the Surface Water Fund in 2012 and 2011, respectively. The accompanying notes are an integral part of these financial statements. 41 CITY OF CHANHASSEN, MINNESOTA STATEMENT OF NET POSITION FIDUCIARY FUNDS December 31, 2012 With Comparative Totals For December 31, 2011 Assets: Cash and investments Liabilities: Escrow deposits payable Statement 9 Agency Funds 2012 2011 $1,093,722 $895,645 $1,093,722 $895,645 The accompanying notes are an integral part of these financial statements. 42 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Note 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Chanhassen, Minnesota (the City) was incorporated in 1967 and operates under the State of Minnesota Statutory Plan B form of government. The governing body consists of a five member City council elected by voters of the City. The financial statements of the City have been prepared in conformity with accounting principles generally accepted in the United States of America as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of the significant accounting policies. A. FINANCIAL REPORTING ENTITY In accordance with GASB pronouncements and accounting principles generally accepted in the United States of America, the financial statements of the reporting entity should include those of the City (the City) (the primary government) and its component units. The component unit discussed below is included in the City's reporting entity because of the significance of its operational or financial relationships with the City. COMPONENT UNITS In conformity with accounting principles generally accepted in the United States of America, the financial statements of the component unit have been included in the financial report as a blended component unit. Pursuant to the authorization of Minnesota Statutes Section 469.094, on April 28, 1997 the City transferred to the Economic Development Authority of the City all activities, programs, operations, and authority of the existing City Housing and Redevelopment Authority (HRA). The Economic Development Authority (EDA), an entity legally separate from the City, is governed by a board which is substantially the same as the City Council. The City is in a relationship of financial benefit or burden with the EDA. Separate financial statements for the EDA are not prepared. JOINTLY GOVERNED ORGANIZATIONS Southwest Area Transit Commission. The City, in conjunction with the Cities of Eden Prairie and Chaska, has agreed to establish the Southwest Area Transit Commission (the Commission). The purpose of the Commission is to provide alternative methods of public transit service to the three cities. The Commission's board is composed of two commissioners from each of the cities. Western Area Fire Training Association (WAFTA). The City is a member of a joint powers group along with ten other communities. WAFTA operates a fire training facility in western Carver County. JOINT POWERS AGREEMENT The Chanhassen Recreation Center is owned by Independent School District No. 112 and operates under a joint powers agreement between the City and the School District. The ninety-nine year agreement expires in 2093. According to the terms of the agreement, the City reimburses the School District 24% of the cost to operate and maintain the facility. 43 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 B. GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS The government -wide financial statements (i.e., the statement of net position and the statement of changes in net position) report information on all of the nonfiduciary activities of the primary government and its component units. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or business -type activity, are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or business -type activity. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or business -type activity and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or business -type activity. Taxes and other items not included among program revenues are reported instead of general revenues. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. MEASUREMENT FOCUS, BASIS OF ACCOUNTING, AND FINANCIAL STATEMENT PRESENTATION The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. The City's only fiduciary funds are agency funds. Agency funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. 44 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: General Fund is the City's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. 2009A General Obligation Improvement Bond Fund (368) accounts for the accumulation of resources for payment of the general obligation bonds issued to finance utility improvements. 2002A & 2010A G. 0. Library Bond Fund (357/369) accounts for the accumulation of resources for payment of the general obligation bonds issued to finance construction of the library. Sources from the 2010A Refunding Bonds were used to retire the 2002A Bonds during 2012. Revolving Assessment Fund (601) accounts for the City's annual street re -construction program. The individual property owner will pay a portion of the cost of the annual project with assessments and the City will fund their portion with the reserves created in this fund and an annual tax levy in future years. The City reports the following major proprietary funds: The Water Fund accounts for the water service charges which are used to finance the water system operating expenses. The Sewer Fund accounts for the sewer service charges which are used to finance the sanitary sewer system operating expenses. The Surface Water Management Fund accounts for the surface water charges which are used to finance the surface water system operating expenses. Additionally, the City reports the following fund type: Agency funds account for the assets of various escrow deposits and the Moon Valley Restoration Funds held by the City in a trustee capacity or as an agent. As a general rule the effect of interfund activity has been eliminated from the government -wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. 45 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary Funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the water, sewer, and surface water management enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for an allowable use, it is the City's policy to use restricted resources first, then unrestricted resources as they are needed. D. BUDGETS Budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Annual appropriated budgets are adopted for the General Fund and for the Contribution and CATV Special Revenue Funds. Budgeted amounts are reported as originally adopted, or as amended by the City Council. There were no budget amendments during 2012. Budgeted expenditure appropriations lapse at year end. Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the appropriation, is not employed by the City because it is at present not considered necessary to assure effective budgetary control or to facilitate effective cash management. E. LEGAL COMPLIANCE - BUDGETS The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1. The City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. 2. Public hearings are conducted to obtain taxpayer comments. 3. The budget is legally enacted through passage of a resolution. 4. Management may authorize transfer of budgeted amounts between departments within any fund. All budget amendments between funds must be approved by the City Council. The legal level of budgetary control is at the fund level. Budgetary monitoring, by departments or divisions and by category, is required by City policy. 46 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 5. Formal budgetary integration is employed as a management control device during the year for the General Fund and Special Revenue Funds. Formal budgetary integration is not employed for Debt Service Funds because effective budgetary control is alternatively achieved through general obligation bond indenture provisions. Budgetary control for Capital Projects Funds is accomplished through the use of project controls. During 2012, the CATV Special Revenue Fund had expenditures of $195,884, which exceeded budgeted expenditures of $102,900 by $92,984. The Contribution Special Revenue Fund had expenditures of $30,830, which exceeded budgeted expenditures of $18,700 by $12,130. F. CASH AND INVESTMENTS Cash and investment balances from all funds are pooled and invested to the extent available in authorized investments. Investment income is allocated to individual funds on the basis of the fund's equity in the cash and investment pool. The City provides temporary advances to funds that have insufficient cash balances by means of an advance from another fund shown as interfund receivable in the advancing fund, and an interfund payable in the fund with the deficit, until adequate resources are received. Investments are stated at fair value, based upon quoted market prices, except for investments in 2a7 - like external investment pools, which are stated at amortized cost. Investment income is accrued at the balance sheet date. For purposes of the statement of cash flows, the Proprietary Funds consider all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. All of the cash and investments allocated to the Proprietary Fund types have original maturities of 90 days or less. Therefore, the entire balance in such fund types is considered cash equivalents. G. RESTRICTED CASH Certain funds of the City are classified as restricted cash on the statement of net position because the restriction is either imposed by law through constitutional provisions or enabling legislation or imposed externally by creditors, grantors, contributors, or laws or regulations of other governments. Therefore, their use is limited by applicable laws and regulations. At December 31, 2012, $1,848,326 of restricted cash is held, $633,024 in the Water Fund to be used for construction of an elevated storage tank and $607,651 in each the Water Fund and the Sewer Fund to be used for the radio replacement project. H. RECEIVABLES Property taxes and special assessment receivables have been reported net of estimated uncollectible accounts (See Note 1 I and J). Because utility bills are considered liens on property, no estimated uncollectible amounts are established. Uncollectible amounts are not material for other receivables and have not been reported. 47 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 I. PROPERTY TAX REVENUE RECOGNITION The City Council annually adopts a tax levy and certifies it to the County in December (levy/assessment date) of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners) on May 15 and October 15 of each calendar year. Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 15 and December 15 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. GOVERNMENT -WIDE FINANCIAL STATEMENTS The City recognizes property tax revenue in the period for which taxes were levied. Uncollectible property taxes are not material and have not been reported. GOVERNMENT FUND FINANCIAL STATEMENTS The City recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. In practice, current and delinquent taxes and State credits received by the City in July, December and January are recognized as revenue for the current year. Taxes collected by the County by December 31 (remitted to the City the following January) and taxes and credits not received at year end are classified as delinquent and due from County taxes receivable. The portion of delinquent taxes not collected by the City in January are fully offset by deferred revenue because they are not available to finance current expenditures. The City's property tax revenue includes payments from the Metropolitan Revenue Distribution (Fiscal Disparities Formula) per State Statute 473F. This statute provides a means of spreading a portion of the taxable valuation of commercial/industrial real property to various taxing authorities within the defined metropolitan area. The valuation "shared" is a portion of commercial/industrial property valuation growth since 1971. J. SPECIAL ASSESSMENT REVENUE RECOGNITION Special assessments are levied against benefited properties for the cost or a portion of the cost of special assessment improvement projects in accordance with State Statutes. These assessments are collectible by the City over a term of years usually consistent with the term of the related bond issue. Collection of annual installments (including interest) is handled by the County Auditor in the same manner as property taxes. Property owners are allowed to (and often do) prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent, the property is subject to tax forfeit sale and the first proceeds of that sale (after costs, penalties and expenses of sale) are remitted to the City in payment of delinquent special assessments. Generally, the City will collect the full amount of its special assessments not adjusted by City Council or court action. Pursuant to State Statutes, a 48 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 property shall be subject to a tax forfeit sale after three years unless it is homesteaded, agricultural or seasonal recreational land in which event the property is subject to such sale after five years. GOVERNMENT -WIDE FINANCIAL STATEMENTS The City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. GOVERNMENT FUND FINANCIAL STATEMENTS Revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. Special assessments are collected by the County and remitted by December 31 (remitted to the City the following January) and are also recognized as revenue for the current year. All remaining delinquent, deferred and special deferred assessments receivable in governmental funds are completely offset by deferred revenues. K. INVENTORIES GOVERNMENTAL FUNDS The original cost of materials and supplies are recorded as expenditures at the time of purchase. These funds do not maintain material amounts of inventories. PROPRIETARY FUNDS Inventories of the Proprietary Funds are stated at cost, which approximates market, using the first -in, first -out (FIFO) method. L. PREPAID ITEMS Certain prepayments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government -wide and fund financial statements. Prepaid items are reported using the consumption method and recorded as expenditures/expenses at the time of consumption. M. CAPITAL ASSETS Capital assets, which include property, plant, equipment, infrastructure assets (e.g., roads, trails, sidewalks, and similar items), and intangible assets such as easements and computer software, are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of more than $5,000 (except for easements which is $10,000) and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. 49 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 In the case of the initial capitalization of general infrastructure assets, the City chose to include all such items regardless of their acquisition date amount. These assets are reported at historical or estimated historical cost, using the 1987 base highway construction price trend, when historical costs were unavailable. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business -type activities is included as part of the capitalized value of the assets constructed. For the year ended December 31, 2012, no interest was capitalized in connection with construction in progress. Capital assets of the City are depreciated/amortized using the straight line method over the following estimated useful lives: Buildings and structures 20 — 50 years Machinery and equipment (including software) 3 — 30 years Drainage systems 30 years Water and sewer lines 30 years Streets 25 — 50 years Trails 15 years Sidewalks 25 years Other improvements 7 — 40 years Temporary easements 2 years N. COMPENSATED ABSENCES The City compensates all employees upon termination for unused vacation and unused sick time up to a maximum based upon length of service. The City compensates nonexempt employees for unused comp time. All vacation pay and comp time is accrued when incurred in the government -wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. In accordance with the provisions of Statement of Government Accounting Standards No. 16, Accounting for Compensated Absences, no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. However, a liability is recognized for that portion of accumulating sick leave benefits that is vested as severance pay. O. LONG-TERM OBLIGATIONS In the government -wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net position. Bond premiums and discounts, as well as issuance costs, if material, are amortized over the life of the related debt. 50 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. P. FUND BALANCE CLASSIFICATIONS In the fund financial statements, governmental funds report fund balance in classifications that disclose constraints for which amounts in those funds can be spent. These classifications are as follows: Nonspendable - consists of amounts that are not in spendable form, such as prepaid items. Restricted - consists of amounts related to externally imposed constraints established by creditors, grantors or contributors; or constraints imposed by state statutory provisions. Committed - consists of internally imposed constraints. These constraints are established by Resolution of City Council, and committed amounts cannot be used for any other purpose unless the City Council removes or changes the specified use by resolution. Assigned — consists of internally imposed constraints for the specific purpose of the City's intended use. Pursuant to the City's Fund Balance Policy, the City Manager or Finance Director are authorized to assign fund balance that reflects the City's intended use of those funds. Unassigned — is the residual classification for the general fund and also reflects negative residual amounts in other funds. When both restricted and unrestricted resources are available for use, it is the City's policy to first use restricted resources, and then use unrestricted resources as they are needed. When committed, assigned or unassigned resources are available for use, it is the City's policy to use resources in the following order; 1) committed 2) assigned and 3) unassigned. The exception to this is the Park Acquisition and Development Fund (410), where it is the City's policy to use resources in the following order; 1) assigned, 2) committed, and 3) restricted. Q. INTERFUND TRANSACTIONS During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. 51 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Short-term interfund loans are classified as "due to/from other funds." Long-term interfund loans are classified as "interfund loan receivable/payable." Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide financial statements as "internal balances." All other interfund transactions are reported as transfers. R. USE OF ESTIMATES The preparation of financial statements in accordance with generally accepted accounting principles (GAAP) requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. S. RECLASSIFICATIONS Certain amounts in the prior year have been reclassified to conform with the current year presentation. T. COMPARATIVE TOTALS The basic financial statements and schedules, required supplementary information, and combining and individual fund financial statements include certain prior -year summarized comparative information in total but not at the level of detail required for a presentation in conformity with generally accepted accounting principles. Accordingly, such information should be read in conjunction with the government's financial statements for the year ended December 31, 2011, from which the summarized information was derived. U. RECONCILIATION OF GOVERNMENT -WIDE AND FUND FINANCIAL STATEMENTS 1. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND BALANCE SHEET AND THE GOVERNMENT -WIDE STATEMENT OF NET POSITION The governmental fund balance sheet includes a reconciliation between fund balances — total governmental funds and net position —governmental activities as reported in the government -wide statement of net position. One element of that reconciliation explains that "long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds." The details of this ($18,768,551) difference are as follows: Bonds payable ($17,670,000) Accrued interest payable (252,871) Compensated absences (830,144) Other post employment benefit payable (15,536) Net adjustment to decrease fund balances - total governmental funds to arrive at net position - governmental activities ($18,768,551) 52 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 2. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES AND THE GOVERNMENT -WIDE STATEMENT OF ACTIVITIES The government fund statement of revenues, expenditures, and changes in fund balances includes a reconciliation between net changes in fund balances — total governmental funds and changes in netposition ofgovernmental activities as reported in the government -wide statement of activities. One element of that reconciliation explains that "governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this ($170,882) difference are as follows: Capital outlay/construction $4,927,277 Depreciation expense (5,098,159) Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net position of governmental activities ($170,882) Another element of that reconciliation states that "the net effect of various miscellaneous transactions involving capital assets (i.e., sales, trade-ins and donations) is to increase (decrease) net position." The details of this ($1,628,719) difference are as follows: Donation of capital assets increase net position in the statement of activities, but do not appear in the governmental funds because they are not financial resources Transfer of capital assets to Enterprise Funds The statement of activities reports losses arising from the trade-in or disposal of existing assets to acquire new capital assets. Conversely, governmental funds do not report any gain or loss on trade-in of capital assets Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net position of governmental activities 53 $235,388 (1,327,570) (536,537) ($1,628,719) CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Another element of that reconciliation states that "revenues on the statement of activities that do not provide current financial resources are not reported as revenues in the funds." The details of this ($796,184) difference are as follows: General property taxes deferred revenue: At December 31, 2011 ($272,940) At December 31, 2012 194,105 Special assessments deferred revenue: At December 31, 2011 (6,147,218) At December 31, 2012 5,423,913 Other 2012 revenue has been deferred because it was not collected within 60 days from year-end. At December 31, 2011 - At December 31, 2012 5,956 Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net position of governmental activities ($796,184) Another element of that reconciliation states that "the issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the long-term debt consumes the current financial resources of governmental funds." Neither transaction, however, has any effect on net position. The details of this $5,100,000 difference are as follows: Debt issued: Bonds issued Principal repayments: General obligation debt General obligation improvement bonds General obligation tax increment bonds Public project revenue bonds Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net position of governmental activities 54 4,320,000 595,000 65,000 120,000 $5,100,000 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Another element of that reconciliation states that "some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds." The details of this $44,023 difference are as follows: Compensated absences ($40,849) Other post employment benefits (3,868) Accrued interest 88,740 Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net position of governmental activities $44,023 Note 2 DEPOSITS AND INVESTMENTS A. DEPOSITS In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council, all of which are members of the Federal Reserve System. Custodial Credit Risk — Custodial credit risk is the risk that in the event of a bank failure, the City's deposits may not be returned to it. Minnesota Statutes require that insurance, surety bonds or collateral protect all City deposits. The market value of collateral pledged must equal 110% of deposits not covered by insurance or bonds. The City has no additional deposit policies addressing custodial credit risk. As of December 31, 2012, the bank balance of the City's deposits was covered by federal depository insurance or covered by collateral pledged and held in the City's name. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City Treasurer or in a financial institution other than that furnishing the collateral. Authorized collateral includes the following: a) United States government treasury bills, treasury notes, treasury bonds; b) Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; c) General obligation securities of any state or local government with taxing powers which is rated "A" or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated "AA" or better by a national bond rating service; d) General obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity; e) Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied by written evidence that the bank's public debt is rated "AA" or better by Moody's 661.7 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Investors Service, Inc. or Standard & Poor's Corporation; and f) Time deposits that are fully insured by any federal agency. At December 31, 2012, the carrying amount of the City's deposits with financial institutions was $8,874,282. B. INVESTMENTS Minnesota Statutes authorize the City to invest in the following: a) Direct obligations or obligations guaranteed by the United States or its agencies, its instrumentalities, or organizations created by an act of congress, excluding mortgage-backed securities defined as high risk. b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a) above, general obligation tax-exempt securities, or repurchase or reverse repurchase agreements. c) State and local securities as follows: 1) any security which is a general obligation of any state or local government with taxing powers which is rated "A" or better by a national bond rating service; 2) any security which is a revenue obligation of any state or local government with taxing powers which is rated "AA" or better by a national bond rating service; and 3) a general obligation of the Minnesota Housing Finance Agency which is a moral obligation of the State of Minnesota and is rated "A" or better by a national bond rating agency. d) Bankers acceptance of United States banks. e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. f) Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; certain Minnesota securities broker-dealers; or, a bank qualified as a depositor. g) General obligation temporary bonds of the same governmental entity issued under section 429.091, subdivision 7; 469.178, subdivision 5; or 475.6 1, subdivision 6. 56 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 As of December 31, 2012, the City had the following investments and maturities: Investment Maturities (in Years) Fair Less Investment Type Rating Value Than 1 1-5 6-10 4M Fund NR $8,626 $8,626 $ - $ - Money Market Mutual Funds NR 6,001,873 6,001,873 - - Brokered Certificates of Deposit NR 4,988,487 2,986,946 2,001,541 - Municipal Bonds (1) 11,589,177 561,644 10,810,882 216,651 Federal Home Loan Bank Notes Aaa 2,573,121 2,044,886 528,235 - Federal National Mortgage Assn. Notes NR 3,041,365 - 2,535,858 505,507 Federal Home Loan Mortgage Corp. Notes NR 1,253,492 - - 1,253,492 City of Chanhassen G.O. Bonds AAA 770,000 770,000 Total $30,226,141 $12,373,975 $15,876,516 $1,975,650 (1) $3,114,458 are rated Aaa, $1,320,542 are rated Aal, Total investments $30,226,141 $3,226,223 are rated Aa2, $3,423,879 are rated Aa3 and $504,075 Deposits 8,874,282 are rated Al. Petty cash 635 NR - Not Rated Total cash and investments $39,101,058 Classifications above are by maturity date. Some investments listed above have call dates that occur in less than one year. These amounts are presented in the financial statements as follows: Cash and investments: Governmental and business -type (Statement 1) $29,044,357 Fiduciary (Statement 9) 1,093,722 Cash with escrow agent (Statement 1) 7,114,653 Restricted cash 1,848,326 Total C. INVESTMENT RISKS $39,101,058 Custodial credit risk — investments — For investments in securities, custodial credit risk is the risk that in the event of failure of the counterparty to a transaction, the City will not be able to recover the value of its investment securities that are in the possession of an outside party. Investments in investment pools and money markets are not evidenced by securities that exist in physical or book entry form, and therefore are not subject to custodial credit risk disclosures. The City's investment policy requires the City's security broker/dealers to provide its audited financial statements, proof of NASD certification, proof of state registration, and certification of having read, understood and agreed to comply with the City's investment policy. Investments in securities are held by the City's broker-dealer of which $1,500,000 is insured through SIPC. Each broker-dealer has provided additional protection by providing additional insurance. This insurance is subject to aggregate limits applied to all of the broker -dealer's accounts. 61VA CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Interest rate risk — Interest rate risk is the risk that changes in interest rates of debt investments could adversely affect the fair value of an investment. The City's investment policy requires the City to diversify its investment portfolio to eliminate the risk of loss resulting from over concentration of assets in a specific maturity. The policy also states the City's investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements which might be reasonable, i.e., not investing in maturities longer than seven years. Credit Risk — Credit risk is the risk that an issuer or other counterparty to an investment will be unable to fulfill its obligation to the holder of the investment. State law limits investments to commercial paper to those rated in the highest quality category by at least two nationally recognized rating agencies; in any security of the State of Minnesota or any of its municipalities which is rated "A" or better by a national bond rating service for general obligation and rated "AA" or better for a revenue obligation; a general obligation of the Minnesota Housing Finance Agency to those rated "A" or better by a national bond rating agency; mutual funds or money market funds whose investments are restricted to securities described in MS I I8A.04. The City's investment policy does not place further restrictions on investment options. The City's external investment pool is with the 4M fund which is regulated by Minnesota Statutes and the Board of Directors of the League of Minnesota Cities. The 4M fund is an unrated 2a7 -like pool and the fair value of the position in the pool is the same as the value of pool shares. Concentration of credit risk — Concentration of credit risk is the risk of loss that may be attributed to the magnitude of a government's investment in a single issuer. The City's investment policy states investments shall be diversified by limiting investments to avoid over concentration in securities from a specific issuer or business sector (excluding U.S. Treasury securities). Investments in a single issuer exceeding 5% of the City's overall cash and investment portfolio (excluding cash with escrow agent) are in various holdings as follows: Federal Home Loan Bank notes 8% Federal National Mortgage Association notes 10% 58 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Note 3 RECEIVABLES Significant receivable balances not expected to be collected within one year of December 31, 2012 are as follows: CONTRACT FOR DEED RECEIVABLE During 2012, the City sold its old public works building for $1,475,000. The transaction meets the definition of a special item and has been reported as such in the financial statements. The City received $30,000 at the time of closing, and entered into an agreement to collect the remaining amount due, plus 5% interest, in monthly payments through July 2017 as follows: Year Ending December 31, 2013 2014 2015 2016 2017 Principal $43,396 45,616 39,492 29,373 1,258,202 Total $1,416,079 59 Contract Interfund Delinquent Special for Deed Loan Property Assessments Receivable Receivable Taxes Receivable Total Major Funds: General $ - $ - $55,701 $444 $56,145 2009A G.O. Refunding - - - 2,485,603 2,485,603 Revolving Assessment Fund - - - 1,701,474 1,701,474 Water - - - 52,120 52,120 Sewer - - - 14,678 14,678 Nonmajor Funds 1,372,683 559,515 - 712,999 2,645,197 $1,372,683 $559,515 $55,701 $4,967,318 $6,955,217 CONTRACT FOR DEED RECEIVABLE During 2012, the City sold its old public works building for $1,475,000. The transaction meets the definition of a special item and has been reported as such in the financial statements. The City received $30,000 at the time of closing, and entered into an agreement to collect the remaining amount due, plus 5% interest, in monthly payments through July 2017 as follows: Year Ending December 31, 2013 2014 2015 2016 2017 Principal $43,396 45,616 39,492 29,373 1,258,202 Total $1,416,079 59 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: 60 Major Funds 2009A G.O. Revolving General Refunding Assessment Nonmajor Fund Bonds Fund Funds Total Unavailable: Delinquent property taxes receivable $194,105 $ - $ - $ - $194,105 Special assessments not yet due 1,456 2,591,012 2,020,799 810,646 5,423,913 Other 5,956 - - 5,956 Total unavailable revenue 201,517 2,591,012 2,020,799 810,646 5,623,974 Unearned: Antenna rental fees received but not yet earned 34,084 - - - 34,084 Donations/rentals received but not yet earned 9,199 - - 9,199 Grants and state aid - 819,536 819,536 Total unearned revenue 43,283 0 0 819,536 862,819 Total deferred unavailable/unearned revenue for governmental funds $244,800 $2,591,012 $2,020,799 $1,630,182 $6,486,793 60 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Note 4 CAPITAL ASSETS Capital asset activity for the year ended December 31, 2012 was as follows: Primary Government Governmental activities: Capital assets not being depreciated: Land Construction in progress Permanent easements Total capital assets not being depreciated Capital assets being depreciated: Buildings and structures Machinery and equipment Other improvements Temporary easements Infrastructure Total capital assets being depreciated Less accumulated depreciation for: Buildings and structures Machinery and equipment Other improvements Temporary easements Infrastructure Total accumulated depreciation Beginning 558,665 (385,228) Ending Balance Increase Decrease Balance 2,202,111 230,811 $18,986,127 $645,362 $ - $19,631,489 1,676,562 2,214,641 (1,388,264) 2,502,939 550,700 - - 550,700 21,213,389 2,860,003 (1,388,264) 22,685,128 23,437,942 8,202 (613,953) 22,832,191 7,471,164 677,455 (126,151) 8,022,468 5,594,088 228,670 (22,389) 5,800,369 - 12,000 - 12,000 108,733,291 1,523,139 (794,998) 109,461,432 145,236,485 2,449,466 (1,557,491) 146,128,460 5,416,956 558,665 (385,228) 5,590,393 5,101,415 424,399 (82,381) 5,443,433 2,202,111 230,811 (10,149) 2,422,773 - 5,406 - 5,406 64,841,227 3,878,878 (457,086) 68,263,019 77,561,709 5,098,159 (934,844) 81,725,024 Governmental activities capital assets - net $88,888,165 $211,310 ($2,010,911) $87,088,564 61 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Primary Government Business -type activities: Capital assets not being depreciated: Land Construction in progress Permanent easements Total capital assets not being depreciated Capital assets being depreciated: Buildings and structures Machinery and equipment Temporary easements Other improvements Total capital assets being depreciated Less accumulated depreciation for: Buildings and structures Machinery and equipment Temporary easements Other improvements Total accumulated depreciation Business -type activities capital assets - net Total capital assets - net Beginning Ending Balance Increase Decrease Balance $1,997,435 $ - $ - $1,997,435 2,002,125 2,646,257 (1,664,142) 2,984,240 247,292 186,000 - 433,292 4,246,852 2,832,257 (1,664,142) 5,414,967 12,445,429 - - 12,445,429 2,502,903 130,252 (50,576) 2,582,579 98,499,068 1,799,994 (168,731) 100,130,331 113,447,400 1,930,246 (219,307) 115,158,339 996,327 248,918 - 1,245,245 1,413,993 132,825 - 1,546,818 - 17,412 - 17,412 49,150,640 2,844,570 (168,731) 51,826,479 51,560,960 3,243,725 (168,731) 54,635,954 66,133,292 1,518,778 (1,714,718) 65,937,352 $155,021,457 $1,730,088 ($3,725,629) $153,025,916 Depreciation expense was charged to functions/programs of the City as follows: Governmental activities: General government Public safety Public works Parks and recreation Total depreciation expense - governmental activities Business -type activities: Water Sewer Surface water management Total depreciation expense - business -type activities 62 $341,623 157,074 3,651,678 947,784 $5,098,159 $1,529,494 923,803 790,428 $3,243,725 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Note 5 CITY INDEBTEDNESS The City issues general obligation bonds, to provide funds for the acquisition and construction of major capital facilities. The reporting entity's long-term debt is segregated between the amounts to be repaid from governmental activities and amounts to be repaid from business -type activities. GOVERNMENTAL ACTIVITIES As of December 31, 2012, the governmental activities long-term debt of the City consisted of the following: Final Authorized Issue Maturity Interest And Outstanding Date Date Rate Issued 12/31/12 General Long -Tenn Debt: General Obligation Bonds: G.O. Capital Improvement Plan Bonds, Series 2008A 11/18/08 2/01/30 4.00% - 4.60% $7,550,000 $7,045,000 G.O. Library Refunding Bonds, 2010A 1/27/10 2/01/22 2.00% - 3.10% 3,660,000 3,660,000 Total general obligation bonds 11,210,000 10,705,000 Tax Increment Bonds: G.O. Tax Increment Refunding Bonds, Series 2004C General Improvement Bonds: G.O. Improvement Refunding Bonds, Series 2009A G.O. Street Reconstruction Bonds, Series 2010 Total improvement bonds Compensated absences payable 8/10/04 2/01/21 3.00%-6.00% 1,170,000 775,000 6/03/09 2/01/17 3% 6,020,000 5,420,000 7/22/10 6/15/13 .65%-1.2% 1,540,000 770,000 7,560,000 6,190,000 N/A 830,144 Total City indebtedness - governmental activities $19,940,000 $17,670,000 63 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 BUSINESS -TYPE ACTIVITIES $970,000 $164,220 $70,000 $41,345 $550,000 As of December 31, 2012, the business -type activities long-term debt of the City consisted of the following: 3,515,000 103,875 Final 37,775 Authorized 375,173 2015 Issue Maturity Interest And Outstanding 356,848 Date Date Rate Issued 12/31/12 G.O. Revenue Bonds: 337,111 2017 590,000 8,850 85,000 Water Revenue Bonds, Series 2004B 8/10/2004 2/1/2025 4.00% - 4.50% $7,930,000 $5,845,000 Water Revenue Bonds, Series 2005B 11/16/2005 2/1/2021 3.75% - 3.90% 5,465,000 3,680,000 Water Revenue Bonds, Series 2011A 10/6/2011 2/1/2022 0.30% - 2.15% 5,920,000 5,920,000 Water Revenue Refunding Bonds, Series 2011B 10/6/2011 2/1/2025 2.00% - 3.00% 3,720,000 3,720,000 Water and Sewer Revenue Bonds, Series 2012A 11/15/2012 2/1/2023 1.00% -1.55% 1,245,000 1,245,000 Bond premium 2022 - - 182,339 168,313 Total G.O. revenue bonds 185,370 2023 - 24,462,339 20,578,313 Compensated absences payable N/A 137,856 Total City indebtedness - business -type activities $24,462,339 $20,716,169 GOVERNMENTAL ACTIVITIES Annual debt service requirements to maturity for the governmental activities long-term debt are as follows: G.O. Improvement Bonds Year Ending Governmental Activities December 31, Principal Interest G.O. Tax Increment Bonds Governmental Activities Principal Interest Principal Interest All Other G.O. Bonds Governmental Activities 2013 $970,000 $164,220 $70,000 $41,345 $550,000 $392,123 2014 3,515,000 103,875 70,000 37,775 605,000 375,173 2015 550,000 42,900 75,000 34,005 625,000 356,848 2016 565,000 26,175 80,000 29,895 640,000 337,111 2017 590,000 8,850 85,000 25,440 670,000 315,298 2018 - - 90,000 20,580 695,000 291,648 2019 - - 95,000 15,308 725,000 266,964 2020 - - 100,000 9,600 755,000 241,053 2021 - - 110,000 3,300 780,000 213,948 2022 - - - - 815,000 185,370 2023 - - - - 405,000 162,014 2024 - - - - 425,000 144,270 2025 - - - - 445,000 125,454 2026 - - - - 465,000 105,545 2027 - - - - 490,000 84,413 2028 - - - - 510,000 62,035 2029 - - - - 540,000 38,275 2030 - - - - 565,000 12,995 Total $6,190,000 $346,020 $775,000 $217,248 $10,705,000 $3,710,537 It is not practicable to determine the specific year for payment of long-term accrued compensated absences. 64 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 The revenue and street reconstruction bonds issued were sold by the City's Economic Development Authority (EDA) to fund the construction of a municipal facility and street reconstruction costs. The City makes lease payments to the EDA to fund debt service on these issues. The EDA is a blended component unit of the City and the bond is reported in the governmental activities column on the Statement of Net Position. The City has issued General Improvement Bonds to provide funds for various construction projects. In case of a default by property owners, the City can place a lien on the property in order to recover the default. The balance payable at December 31, 2012 is $6,190,000. BUSINESS -TYPE ACTIVITIES Annual debt service requirements to maturity for the business -type long-term debt are as follows: G.O. Revenue Bonds Year Ending Business -Type Activities December 31, Principal Interest 2013 $4,240,000 $501,296 2014 4,690,000 419,419 2015 1,145,000 243,303 2016 1,190,000 222,281 2017 1,215,000 198,140 2018 1,25 5,000 171,048 2019 1,290,000 145,828 2020 1,310,000 120,679 2021 1,355,000 90,821 2022 920,000 63,634 2023 670,000 42,971 2024 555,000 25,575 2025 575,000 8,625 Total $20,410,000 $2,253,620 It is not practicable to determine the specific year for payment of long-term accrued compensated absences. 65 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 CHANGE IN LONG-TERM LIABILITIES Long-term liability activity for the year ended December 31, 2012 was as follows: Governmental activities: Bonds payable: General obligation G.O. improvement bonds G.O. tax increment bonds Public project revenue bonds Total bonds payable Compensated absences Total governmental activity long-term liabilities Business -type activities: G.O. revenue bonds Bond premium Compensated absences Total business -type activity long-term liabilities Beginning Ending Due Within Balance Additions Deletions Balance One Year $15,025,000 $ - ($4,320,000) $10,705,000 $550,000 6,785,000 - (595,000) 6,190,000 970,000 840,000 - (65,000) 775,000 70,000 120,000 - (120,000) - - 22,770,000 - (5,100,000) 17,670,000 1,590,000 789,295 534,779 (493,930) 830,144 35,276 $23,559,295 $534,779 ($5,593,930) $18,500,144 $1,625,276 $19,895,000 $1,245,000 ($730,000) $20,410,000 $4,240,000 182,339 - (14,026) 168,313 14,026 124,425 104,627 (91,196) 137,856 5,858 $20,201,764 $1,349,627 ($835,222) $20,716,169 $4,259,884 For the governmental activities, compensated absences are generally liquidated by the General and Special Revenue Funds. All long-term bonded indebtedness outstanding at December 31, 2012 is backed by the full faith and credit of the City, including special assessment, tax increment and water revenue bond issues. Delinquent assessments receivable at December 31, 2012 totaled $18,490. General Obligation Water Revenue Bonds are serviced by the Sewer and Water Enterprise Funds and are carried as debt of that fund. Other bonds are supported by various Debt Service Funds. All bonds are backed by the full faith, credit, and taxing power of the City. CROSSOVER REFUNDINGS Series 2011A Bonds On October 6, 2011, the City issued $5,920,000 in General Obligation Bonds, Series 2011A with an average interest rate of 1.48%. $3,430,000 of the proceeds will be used to advance refund $3,330,000 of outstanding 2005B Series Bonds with an average interest rate of 3.82%. The net proceeds were used to purchase U.S. government securities in the amount of $3,379,956. Those securities were deposited in an irrevocable trust with an escrow agent to provide for the interest on the refunding bonds through the crossover date and called principal on the refunded bonds on February 1, 2013. 66 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 The City advance refunded the 2005B General Obligation Water Revenue Bonds to reduce its total debt service payments during the years 2012 through 2021 by $264,221 and to obtain an economic gain (difference between the present value of the debt service payments on the old and new debt) of $245,005. The City is responsible for the debt service of the refunded bonds through the crossover date (February 1, 2013) and the debt service of the refunding bonds after the crossover date. The debt service of the refunding bonds before the crossover date is payable from the escrow account. Assets held with the escrow agent total $3,348,939 at December 31, 2012. The financial statements present each bond issue and the escrow account assets pursuant to GASB No. 7. The effect on the financial statements is to report greater debt than, in substance, the City will be responsible for paying. The refunding portion of the 2011A bonds are crossover refunding bonds whereby the City and the escrow agent are responsible for debt service payments as follows: Year Ending December 31, Refunded Refunding Bonds Total Bonds Total Debt Service Commitment Escrow Account City 2013 $3,749,910 $41,898 $3,350,949 $440,859 2014 - 446,088 - 446,088 2015 - 454,240 - 454,240 2016 - 451,439 - 451,439 2017 - 452,365 - 452,365 2018 - 457,153 - 457,153 2019 - 460,730 - 460,730 2020 - 458,205 - 458,205 2021 - 464,600 - 464,600 Total $3,749,910 $3,686,718 $3,350,949 $4,085,679 Series 2011B Bonds On October 6, 2011, the City issued $3,720,000 in General Obligation Water Revenue Bonds, Series 2011B with an average interest rate of 2.90% to advance refund $3,575,000 of outstanding 2004B Series Bonds with an average interest rate of 4.22%. The net proceeds were used to purchase U.S. government securities in the amount of $3,843,718. Those securities were deposited in an irrevocable trust with an escrow agent to provide for the interest on the refunding bonds through the crossover date of August 1, 2014 and called principal on the refunded bonds (2019 through 2025 maturities) on August 1, 2014. The City advance refunded the 2019 through 2025 maturities of the 2004B General Obligation Water Revenue Bonds to reduce its total debt service payments during the years 2012 through 2025 by $259,863 and to obtain an economic gain (difference between the present value of the debt service payments on the old and new debt) of $223,262. 67 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 The City is responsible for the debt service of the refunded bonds through February 1, 2018 and the debt service of the refunding bonds beginning February 1, 2015. The debt service of the refunding bonds due prior to February 1, 2015 is payable from the escrow account. Assets held with the escrow agent total $3,765,714 at December 31, 2012. The financial statements present each bond issue and the escrow account assets pursuant to GASB No. 7. The effect on the financial statements is to report greater debt than, in substance, the City will be responsible for paying. The refunding portion of the 2011B bonds are crossover refunding bonds whereby the City and the escrow agent are responsible for debt service payments as follows: 68 Debt Service Commitment Year Ending Refunded Refunding Escrow December 31, Bonds Total Bonds Total Account City 2013 $582,754 $106,000 $106,000 $582,754 2014 4,158,854 106,000 3,681,000 583,854 2015 426,840 106,000 - 532,840 2016 426,740 135,700 - 562,440 2017 425,840 135,100 - 560,940 2018 428,820 134,500 - 563,320 2019 - 569,500 - 569,500 2020 - 567,600 - 567,600 2021 - 572,900 - 572,900 2022 - 572,675 - 572,675 2023 - 576,925 - 576,925 2024 - 580,575 - 580,575 2025 - 583,625 - 583,625 Total $6,449,848 $4,747,100 $3,787,000 $7,409,948 68 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 REVENUE PLEDGED Future revenue pledged for the payment of long-term debt is as follows: Note 6 DEFERRED AD VALOREM TAX LEVIES - BONDED DEBT General obligation bond issues sold by the City are financed by ad valorem tax levies. Special assessment bond issues sold by the City are partially financed by ad valorem tax levies in addition to special assessments levied against the benefiting properties. When a bond issue to be financed partially or completely by ad valorem tax levies is sold, specific annual amounts of such tax levies are stated in the bond resolution and the County Auditor is notified and instructed to levy these taxes over the appropriate years. The future tax levies are subject to cancellation when and if the City has provided alternative sources of financing. The City Council is required to levy any additional taxes found necessary for full payment of principal and interest. These future scheduled tax levies are not shown as assets in the accompanying financial statements at December 31, 2012. Future scheduled tax levies for all bonds outstanding at December 31, 2012 totaled $16,236,340. 69 Revenue Pledged Current Year Percent of Debt service Remaining Principal Pledged Use of Total as a % of Term of Principal and Interest Revenue Bond Issue Proceeds Type Debt Service net revenues Pledge and Interest Paid Received 2008A CIP bonds Public Works Facility construction Property taxes 100% n/a 2009-2029 $10,186,589 $561,017 $593.,800 2010A Library Refunding bonds Library construction Property taxes 1001) o 2012-2021 $4,228,948 $99,805 $351,648 - refunded the 2002A Library bonds 2004C TIF Refunding bonds Downtown Redevelopment Project Tax increment 10011, n, v 2004-2021 $992,248 $110,270 $110,270 2009A Improvement Refunding bonds Infrastructure improvements Special assessments 6811'. n. a 2009-2017 $5,761,400 $360,975 $961,188 - refunded the 2005A & 2006A bonds Property taxes 32% 2010 Street Reconstruction bonds Street reconstruction Property taxes 100% nia 2010-2013 $774,620 $412,590 $412,590 2011A Water Revenue bonds Water infrastructure improvements Water usage charges 100% 1 9". 2012-2021 $6,382,157 $59,656 $3,131,858 - refunded the 2005B bonds 201113 Water Revenue bonds Water infrastructure improvements Water usage charges 100% 2.8% 2012-2024 $4,747,100 $86,861 $3,131,858 - refunded the 2005B bonds 2012A Water & Sewer Revenue Purchase of meter reading equipment Water and sewer 100"% 0.0% 2013-2022 $1,334,605 $ - $5,565,538 Bonds usage charges Note 6 DEFERRED AD VALOREM TAX LEVIES - BONDED DEBT General obligation bond issues sold by the City are financed by ad valorem tax levies. Special assessment bond issues sold by the City are partially financed by ad valorem tax levies in addition to special assessments levied against the benefiting properties. When a bond issue to be financed partially or completely by ad valorem tax levies is sold, specific annual amounts of such tax levies are stated in the bond resolution and the County Auditor is notified and instructed to levy these taxes over the appropriate years. The future tax levies are subject to cancellation when and if the City has provided alternative sources of financing. The City Council is required to levy any additional taxes found necessary for full payment of principal and interest. These future scheduled tax levies are not shown as assets in the accompanying financial statements at December 31, 2012. Future scheduled tax levies for all bonds outstanding at December 31, 2012 totaled $16,236,340. 69 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Note 7 PENSION PLANS A. PUBLIC EMPLOYEES RETIREMENT ASSOCIATION (PERA) PLAN DESCRIPTION All full-time and certain part-time employees of the City are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the General Employees Retirement Fund (GERF) and the Public Employees Police and Fire Fund (PEPFF) which are cost-sharing, multiple -employer retirement plans. These plans are established and administered in accordance with Minnesota Statute, Chapters 353 and 356. GERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers, firefighters and peace officers who qualify for membership by statute are covered by the PEPFF. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for GERF and PEPFF. That report may be obtained on the internet at www.nmpera.org, by writing to PERA, 60 Empire Drive #200, St. Paul, Minnesota, 55103-2088 or by calling 651-296-7460 or 1-800-652-9026. B. FUNDING POLICY Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. GERF Basic Plan members and Coordinated Plan members were required to contribute 9.10% and 6.25%, respectively, of their annual covered salary in 2012. PEPFF members were required to contribute 9.6% of their annual covered salary in 2012. The City was required to contribute the following percentages of annual covered payroll in 2012: 11.78% for Basic Plan GERF members, 7.25% for Coordinated Plan members, and 14.4% for PEPFF members. The City's contributions to the General Employees Retirement Fund for the years ending December 31, 2012, 2011 and 2010 were $318,411, $318,398 and $314,239, respectively. The City's contributions to the Public Employees Police and Fire Fund for the years ending December 31, 2012, 2011 and 2010 were $18,444, $18,058 and $18,168, respectively. The City's contributions were equal to the contractually required contributions for each year as set by state statute. FTI CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 C. CHANHASSEN FIRE RELIEF ASSOCIATION PLAN DESCRIPTION The volunteer firefighters of the City are members of the Chanhassen Fire Department Relief Association. The Chanhassen Fire Department Relief Association is the administrator of a single employer defined benefit Public Employee Retirement System (PERS) established to provide benefits for members of the Chanhassen Fire Department. Plan provisions are established and may be amended by the Relief Association's Board of Trustees within the guidelines of the State of Minnesota statutes. The Relief Association provides retirement and disability benefits to members, and benefits to survivors upon death of eligible members. All benefit provisions, and the obligation to make contributions, are established and administered in accordance with Minnesota Statutes. The Relief Association issues a publicly available financial report that includes financial statements and required supplementary information. That report may be obtained by writing to Chanhassen Fire Department Relief Association, P.O. Box 97, Chanhassen, MN 55317 71 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 FUNDING POLICY Minnesota Statutes Chapter 69.772 specifies minimum support rates required on an annual basis. The minimum support rates from the municipality and from State aid are determined as the amount required to meet the normal cost plus amortizing any existing prior service costs over a ten-year period. The significant actuarial assumptions used to compute the municipal support are the same as those used to compute the accrued pension liability. The Relief Association is comprised of volunteers; therefore, members have no contribution requirements. During the year, the City recognized as revenue and as an expenditure an on -behalf payment of $110,721 made by the State of Minnesota for the Relief Association. The City's annual pension cost for the current year and related information for the plan is as follows: Annual pension cost $161,202 Contributions made: City 50,481 State aid 110,721 Actuarial valuation date 12/31/12 Actuarial cost method Entry age normal Amortization method Level dollar open Remaining amortization period: Normal cost 20 years Prior service cost 10 years Asset valuation method Market Actuarial assumptions: Cost (APC) Investment rate of return 5% Projected salary increases N/A Includes inflation at N/A Cost of living adjustments None THREE YEAR TREND INFORMATION Three -Year Trend Information 72 Annual Percentage Net Year Pension of APC Pension Ending Cost (APC) Contributed Obligation 12/31/2010 $198,506 100% $ - 12/31/2011 161,302 100% - 12/31/2012 161,202 100% - 72 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 REQUIRED SUPPLEMENTARY INFORMATION *2012 information was not available. The Association is comprised of volunteers; therefore, there are no payroll expenditures (i.e., there are no covered payroll amounts or percentage calculations). Note 8 OTHER POST -EMPLOYMENT BENEFITS In 2008, the City prospectively implemented the requirement of a new accounting pronouncement, GASB Statement No. 45, Accounting and Financial Reporting by Employers for Postemployment Benefits Other than Pensions. A. PLAN DESCRIPTION In addition to providing the pension benefits described in Note 7, the City provides post -employment health care benefits (as defined in paragraph B) for retired employees through a single -employer defined benefit plan. The City's OPEB plan is administered by the City. The authority to provide these benefits is established in Minnesota Statutes Sections 471.61 Subd. 2a, and 299A.465. The benefits, benefit levels, employee contributions and employer contributions are governed by the City and can be amended by the City through its personnel manual and collective bargaining agreements with employee groups. The Plan is not accounted for as a trust fund, as an irrevocable trust has not been established to account for the plan. The Plan does not issue a separate report. B. BENEFITS PROVIDED Retirees The City is required by State Statute to allow retirees to continue participation in the City's group health insurance plan if the individual terminates service with the City through service retirement or disability retirement. Employees who satisfy the rule of 80 or attain age 55 and have completed 10 years of service at termination can immediately commence medical benefits. Retirees may obtain dependent coverage while the participating retiree is under age 65. Covered spouses may continue coverage after the retiree's death. The surviving spouse of an active employee may continue coverage in the group health insurance plan after the employee's death. 73 Assets in Excess of/ Pension Actuarial Actuarial Actuarial (Unfunded) Benefit Valuation Value of Accrued Accrued Funded Per Year Date Assets Liability Liability Ratio of Service 12/31/2010 $2,500,135 $3,054,811 ($554,676) 81.8% $5,050 12/31/2011 2,194,668 2,825,000 (630,332) 77.7% 5,050 12/31/2012 *2012 information was not available. The Association is comprised of volunteers; therefore, there are no payroll expenditures (i.e., there are no covered payroll amounts or percentage calculations). Note 8 OTHER POST -EMPLOYMENT BENEFITS In 2008, the City prospectively implemented the requirement of a new accounting pronouncement, GASB Statement No. 45, Accounting and Financial Reporting by Employers for Postemployment Benefits Other than Pensions. A. PLAN DESCRIPTION In addition to providing the pension benefits described in Note 7, the City provides post -employment health care benefits (as defined in paragraph B) for retired employees through a single -employer defined benefit plan. The City's OPEB plan is administered by the City. The authority to provide these benefits is established in Minnesota Statutes Sections 471.61 Subd. 2a, and 299A.465. The benefits, benefit levels, employee contributions and employer contributions are governed by the City and can be amended by the City through its personnel manual and collective bargaining agreements with employee groups. The Plan is not accounted for as a trust fund, as an irrevocable trust has not been established to account for the plan. The Plan does not issue a separate report. B. BENEFITS PROVIDED Retirees The City is required by State Statute to allow retirees to continue participation in the City's group health insurance plan if the individual terminates service with the City through service retirement or disability retirement. Employees who satisfy the rule of 80 or attain age 55 and have completed 10 years of service at termination can immediately commence medical benefits. Retirees may obtain dependent coverage while the participating retiree is under age 65. Covered spouses may continue coverage after the retiree's death. The surviving spouse of an active employee may continue coverage in the group health insurance plan after the employee's death. 73 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 All health care coverage is provided through the City's group health insurance plans. The retiree is required to pay 100% of their premium cost for the City -sponsored group health insurance plan in which they participate. The premium is a blended rate determined on the entire active and retiree population. Since the projected claims costs for retirees exceed the blended premium paid by retirees, the retirees are receiving an implicit rate subsidy (benefit). The coverage levels are the same as those afforded to active employees. Upon a retiree reaching age 65 years of age, Medicare becomes the primary insurer and the City's plan becomes secondary. C. PARTICIPANTS As of the actuarial valuation dated December 2011, participants consisted of: Retirees and beneficiaries currently purchasing health insurance through the City Active employees Total 63 65 Participating employers 1 D. FUNDING POLICY The additional cost of using a blended rate for actives and retirees is currently funded on a pay-as-you- go basis. The City Council may change the funding policy at any time. 74 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 E. ANNUAL OPEB COSTS AND NET OPEB OBLIGATION The City's annual other post employment benefit (OPEB) cost is calculated based on the annual required contribution (ARC) of the employer, an amount actuarially determined in accordance with the parameters of GASB Statement No. 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed 30 years. The net OPEB obligation as of December 31, 2012, was calculated as follows: Annual required contribution (ARC) $9,383 Interest on net OPEB obligation 233 Adjustment to ARC (516) Annual OPEB cost 9,100 Contributions made during the year (5,232) Increase (decrease) in net OPEB obligation 3,868 Net OPEB obligation - beginning of year 11,668 Net OPEB obligation - end of year $15,536 For governmental activities, the net OPEB obligation is generally liquidated by the General Fund. The City's annual OPEB cost, the percentage of annual OPEB cost contributed to the plan and the net OPEB obligation for the previous three years was as follows: W Percentage of Fiscal Year Annual OPEB Employer Annual OPEB Cost Net OPEB Ended Cost Contributions Contributed Obligation December 31, 2010 $5,720 $3,060 53.5% $9,592 December 31, 2011 9,208 4,748 51.6% 11,668 December 31, 2012 9,100 5,232 57.5% 15,536 W CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 F. FUNDED STATUS AND FUNDING PROGRESS The City currently has no assets that have been irrevocably deposited in a trust for future health benefits, therefore, the actuarial value of assets is zero. The funded status of the plan was as follows: Unfunded Actuarial Actuarial UAAL as a Actuarial Actuarial Accrued Accrued Funded Covered Percentage of Valuation Value of Assets Liability (AAL)* Liability (UAAL) Ratio Payroll Covered Payroll Date (a) (b) (b -a) (a/b) (c) ( (b -a) / c) January 1, 2011 $0 $89,875 $89,875 0.0% $4,299,466 2.1% *Using the projected unit credit actuarial pay cost method. G. ACTUARIAL METHODS AND ASSUMPTIONS Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality and the health care cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions (ARC) of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented as required supplementary information following the notes to financial statements, presents multi-year trend information that shows whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liabilities for benefits. Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effect of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. In the January 1, 2011 actuarial valuation, the projected unit credit actuarial cost method was used. The actuarial assumptions included a 2.0% investment rate of return (net of administrative expenses) and an annual health care cost trend rate of 0% in 2011, 2.62% in 2012, 12% in 2013 and 5% in 2014 and beyond. These rates include a 3% inflation rate. The actuarial value of assets was $0. The plan's unfunded actuarial accrued liability is being amortized using the level percentage of projected payroll method over 30 years on a closed basis. The remaining amortization period at December 31, 2012 was 25 years. 76 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 Note 9 INTERFUND LOAN RECEIVABLE/PAYABLE AND TRANSFERS Amounts reported as interfund receivable/payable at December 31, 2012 are as follows: Fund Transit Station Assessment Fund Water Fund Total Receivable 646,856 Payable $646,856 $646,856 $646,856 During 2010, the City adopted resolution 2010-16A authorizing an interfund loan for advance of certain costs in connection with the Transit Station Public Improvement Project. The Transit Station Assessment Fund borrowed $729,253 from the Water Fund. Repayments, including interest, will be made as funds become available. There were $82,397 of repayments in 2012 and $87,341 is expected to be repaid in 2013. Interfund transfers: General Fund Revolving Assessment Fund Nonmajor government funds Water Fund Sewer Fund Surface Water Management Fund Total Transfers Transfers In Out $ - $421,539 4,037,160 - 110,737 2,572,208 48,480 510,685 152 296,273 249 396,073 $4,196,778 $4,196,778 Interfund transfers allow the City to allocate financial resources to the funds that receive benefit from services provided by another fund. All of the City's interfund transfers fall under that category. All of the 2012 transfers are considered routine and consistent with previous practices. Note 10 CONDUIT DEBT From time to time, the City has issued conduit debt to provide financial assistance to private -sector entities for the acquisition and construction of facilities deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private -sector entity served by the bond issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for the repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. V&A CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 As of December 31, 2012, the outstanding conduit debt is as follows: Bonds Project Name Issued Chapel Hill Academy, Series 2005A 12/05 St. Hubert Catholic Community, Series 2007 10/07 Note 11 DEFICIT FUND BALANCES Original 12/31/12 Principal Principal $1,337,700 $764,370 5,942,140 4,014,579 The City has a deficit fund balance of $646,856 in the Transit Station Assessment Capital Project Fund at December 31, 2012. The deficit will be eliminated through special assessment collections. Note 12 COMMITMENTS AND CONTINGENCIES A. RISK MANAGEMENT Maturity Date 2019 2027 The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City continues to carry commercial insurance for risks of loss, including workers compensation, property and general liability and employee health and accident insurance. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. B. LITIGATION Any existing and pending lawsuits, claims and other actions in which the City is a defendant are either covered by insurance; of an immaterial amount; or, in the judgment of the City's management, are remotely recoverable by plaintiffs. C. WESTERN AREA FIRE TRAINING ACADEMY A potential claim may be asserted against the City arising out of its membership in the Western Area Fire Training Academy (WAFTA). WAFTA is a joint powers entity consisting of 11 member cities that was formed in 1974 to purchase property to be used and operated as a fire training facility. In the late 1980's, WAFTA became aware that the site was contaminated. Since that time, WAFTA has been working with the Minnesota Pollution Control Agency (MPGA) and other responsible parties to address the contamination issues on the site. At this time, there is not an estimated dollar amount of the cost to remediate the site nor has a claim been asserted against WAFTA or the City. 78 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 D. FEDERAL AND STATE FUNDS The City receives financial assistance from federal and state governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with the terms and conditions specified in the grant agreements and is subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the applicable fund. However, in the opinion of management, any such disallowed claims will not have a material effect on any of the financial statements of the individual fund types included herein or on the overall financial position of the City at December 31, 2012. E. TAX INCREMENT DISTRICTS The City's tax increment districts are subject to review by the State of Minnesota Office of the State Auditor (OSA). Any disallowed claims or misuse of tax increments could become a liability of the applicable fund. Management has indicated that they are not aware of any instances of noncompliance which would have a material effect on the financial statements. The City has issued several tax increment pay-as-you-go revenue notes. These notes are not a general obligation of the City and are payable solely from tax increments. Accordingly, these notes are not reflected in the financial statements of the City. Details of the pay-as-you-go revenue notes are as follows: Taxable Tax Increment Revenue Note, Series 2006A (Gateway Place) — issued in 2006 in the principal sum of $300,000 with an interest rate of 0% per annum. Semi-annual principal payments shall be paid commencing August 1, 2009 and continuing through February 1, 2016. Payments are payable solely from available tax increment, which term means 90% of the tax increment that is received by the City in the six month period immediately before each payment date through February 1, 2014 and 65% from August 1, 2015 through February 1, 2016. The City shall have no obligation to pay unpaid balance that may remain after the final payment on February 1, 2016. At December 31, 2012 the principal amount outstanding on the note was $245,555. Taxable Tax Increment Revenue Note, Series 2003A (Presbyterian Homes) — issued in 2003 in the principal sum of $1,060,000 with an interest rate of 0% per annum. Semi-annual principal payments shall be paid commencing August 1, 2006 and continuing through February 1, 2014, or until the note is paid in full. Payments are payable solely from available tax increment, which term means 90% of the tax increment that is received by the City in the six month period immediately before each payment date through February 1, 2012 and 50% from August 1, 2012 through February 1, 2014. At December 31, 2012 the balance of the note had been paid in full. Limited Revenue Tax Increment Note (North Bays — issued in 1999 in the principal sum of $400,000, plus interest on the unpaid principal at the rate of 9% per annum. Payments are payable solely from available tax increment, which term means any tax increment generated by the minimum improvements in the years 1999 through 2013, and received during the six month period preceding a payment date, after first deducting special assessments there from. $595,200 was retained by the City for special assessments. The City shall have no obligation to pay unpaid balance of principal or accrued interest that may remain after the final payment on February 1, 2014. At December 31, 2012 the principal amount outstanding on the note was $228,755. 79 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 F. COMMITTED CONTRACTS At December 31, 2012, the City had commitments of $1,794,594 for uncompleted construction contracts. Note 13 FUND BALANCE A. CLASSIFICATIONS Definitions of fund balance classifications are included in Note 1P. At December 31, 2012, a summary of the governmental fund balance classifications are as follows: Nonspendable: Prepaid items Contract for deed receivable Total nonspendable Restricted for: Debt service Park improvements Tax increment purposes CATV - public education Public safety - fire Total restricted Assigned for: Capital improvements Cable communications Economic development Debt service reserve Total assigned Unassigned Total 2009A G.O. Transit Revolving Other General Refunding Station Assessment Governmental Fund Bonds Assessment Fund Funds Total $57,137 57,137 0 0 $463 $57,600 _ 1,372,683 1,372,683 0 1,373,146 1,430,283 B. MINIMUM UNASSIGNED FUND BALANCE POLICY The City Council has formally adopted a policy regarding the minimum unassigned fund balance for the General Fund. The most significant revenue source of the General Fund is property taxes. This revenue source is received in two installments during the year — June and December. As such, it is the City's goal to begin each fiscal year with sufficient working capital to fund operations between each semi-annual receipt of property taxes. 80 2,127,765 519,724 - 896,283 3,543,772 - - - 1,650,118 1,650,118 - - - 1,022,785 1,022,785 - - - 106,728 106,728 - - - 36,019 36,019 0 2,127,765 519,724 0 3,711,933 6,359,422 - - 2,785,647 2,373,175 5,158,822 - - - 105,822 105,822 - - 770,000 770,000 - - - 696,756 696,756 0 0 0 2,785,647 3,945,753 6,731,400 5,434,641 - - - (646,856) 4,787,785 $5,491,778 $2,127,765 $519,724 $2,785,647 $8,383,976 $19,308,890 B. MINIMUM UNASSIGNED FUND BALANCE POLICY The City Council has formally adopted a policy regarding the minimum unassigned fund balance for the General Fund. The most significant revenue source of the General Fund is property taxes. This revenue source is received in two installments during the year — June and December. As such, it is the City's goal to begin each fiscal year with sufficient working capital to fund operations between each semi-annual receipt of property taxes. 80 CITY OF CHANHASSEN, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2012 The City's fund balance policy states the year end General Fund balance shall be sufficient to cover 50% of the property taxes budgeted to be received during the following year. At December 31, 2012, the fund balance of the General Fund exceeded this level. Note 14 LEASE REVENUE The City receives revenue from agreements for the lease of space above its water towers and on City property to communication companies. The space is used for antennas and other equipment necessary to provide radio communications. For accounting purposes, the leases are considered operating leases. Lease revenue for the year ended December 31, 2012 totaled $164,153. Terms of each lease outstanding at year end are as follows: Lessee Terms Current Term Sprint $22,138 per year with 3% annual increases 8/1/11 - 7/31/16 Sprint $23,642 per year with 3% annual increases 12/1/10 - 11/30/15 Verizon $1,825 per month 5/1/12 - 4/30/17 Nextel West Corp. $1,825 per month 12/1/12 - 11/30/17 T -Mobile $2,029 per month with 3% annual increases 11/1/10 - 10/31/15 T -Mobile $1,970 per month with 3% annual increases 8/1/11 - 7/31/16 StoneBridge Wireless 5% of gross revenues associated with equipment used on property 4/1/06 - 12/31/14 Cingular/AT&T $1,913 per month with 3% annual increases 8/1/12 - 7/31/17 Note 15 RECENTLY ISSUED ACCOUNTING STANDARDS The Governmental Accounting Standards Boards (GASB) recently approved the following statements which were not implemented for these financial statements, but may affect the City in future years: • Statement No. 61 The Financial Reporting Entity Omnibus — An Amendment of GASB No. 14 and No. 34. The provisions of this Statement are effective for financial statements for periods beginning after June 15, 2012. • Statement No. 65 Items Previously Reported as Assets and Liabilities. The provisions of this Statement are effective for financial statements for periods beginning after December 15, 2012. • Statement No. 66 Technical Corrections — 2012. The provisions of this Statement are effective for financial statements for periods beginning after December 15, 2012. • Statement No. 67 Financial Reporting for Pension Plans — an amendment of GASB Statement No. 25. The provisions of this Statement are effective for financial statements for periods beginning after June 15, 2013. • Statement No. 68 Financial Reporting for Pensions —an amendment of GASB Statement No. 27. The provisions of this Statement are effective for financial statements for periods beginning after June 15, 2014. • Statement No. 69 Government Combinations and Disposal of Government Operations. The provisions of this Statement are effective for financial statements for periods beginning after December 15, 2013. • Statement No. 70 Financial Reporting for Nonexchange Financial Guarantees. The provisions of this Statement are effective for financial statements for periods beginning after June 15, 2013. The effect these standards may have on future financial statements is not determinable at this time. 81 - This page intentionally left blank - 82 REQUIRED SUPPLEMENTARY INFORMATION 83 CITY OF CHANHASSEN, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 1 of 6 For The Year Ended December 31, 2012 With Comparative Actual Amounts For The Year Ended December 31, 2011 84 2012 2011 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts Revenues: General property taxes: Current $7,234,500 $7,234,500 $7,299,349 $64,849 $7,104,682 Delinquent 180,000 180,000 124,472 (55,528) 136,911 Abatement of property taxes - - - - (240,731) Total general property taxes 7,414,500 7,414,500 7,423,821 9,321 7,000,862 Licenses and permits: Licenses - general government 4,000 4,000 3,900 (100) 5,400 Licenses - public safety 91,800 91,800 95,785 3,985 129,333 Permits - public safety 717,700 717,700 1,164,300 446,600 1,175,064 Permits - public works 32,000 32,000 46,295 14,295 46,112 Permits - community development 6,500 6,500 7,045 545 5,030 Total licenses and permits 852,000 852,000 1,317,325 465,325 1,360,939 Intergovernmental: State: PERA - public safety 20,000 20,000 19,700 (300) 20,326 State aid - fire - public safety 105,000 105,000 116,932 11,932 113,860 Other - general government 45,000 45,000 43,405 (1,595) 44,774 State aid - police - public safety 100,000 100,000 105,604 5,604 109,775 County grant - public works - - - - 10,000 Total intergovernmental 270,000 270,000 285,641 15,641 298,735 Charges for services: General government 77,350 77,350 76,396 (954) 77,054 Public safety 7,500 7,500 5,094 (2,406) 5,861 Public works 108,000 108,000 71,813 (36,187) 29,094 Park and recreation 452,850 452,850 410,168 (42,682) 393,572 Community development 11,000 11,000 17,814 6,814 7,446 Total charges for services 656,700 656,700 581,285 (75,415) 513,027 Fines and forfeits: Public safety 127,500 127,500 119,997 (7,503) 126,571 Refunds and reimbursements: General government 2,400 2,400 3,060 660 2,442 Public safety 3,300 3,300 13,438 10,138 3,361 Public works 33,500 33,500 46,334 12,834 38,427 Park and recreation 5,800 5,800 3,539 (2,261) 12,329 Community development - - 205 205 - Total refunds and reimbursements 45,000 45,000 66,576 21,576 56,559 Investment income 60,000 60,000 29,148 (30,852) 122,364 Contributions and donations: General government 500 500 760 260 600 Public safety 2,500 2,500 450 (2,050) 2,800 Park and recreation 28,400 28,400 20,475 (7,925) 22,275 Total contributions and donations 31,400 31,400 21,685 (9,715) 25,675 84 CITY OF CHANHASSEN, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 2 of 6 For The Year Ended December 31, 2012 With Comparative Actual Amounts For The Year Ended December 31, 2011 85 2012 2011 Budgeted Amounts Actual Variance with Actual Revenues: Original Final Amounts Final Budget Amounts Other: General government $155,500 $155,500 $171,000 $15,500 $213,078 Public safety 4,000 4,000 5,955 1,955 5,442 Total other 159,500 159,500 176,955 17,455 218,520 Total revenues 9,616,600 9,616,600 10,022,433 405,833 9,723,252 Expenditures: General government: Legislative: Current: Personal services 32,300 32,300 32,004 296 32,597 Contractual services 68,900 68,900 74,763 (5,863) 65,042 Total legislative 101,200 101,200 106,767 (5,567) 97,639 Administrative office: Current: Personal services 407,900 407,900 400,234 7,666 389,902 Materials and supplies 500 500 453 47 - Contractual services 86,600 86,600 59,293 27,307 75,356 Total administrative office 495,000 495,000 459,980 35,020 465,258 Finance: Current: Personal services 231,800 231,800 230,749 1,051 229,124 Materials and supplies 200 200 - 200 - Contractual services 48,000 48,000 54,428 (6,428) 44,717 Total finance 280,000 280,000 285,177 (5,177) 273,841 Election: Current: Personal services 22,500 22,500 28,290 (5,790) 2 Materials and supplies 500 500 1,504 (1,004) 4,242 Contractual services 9,100 9,100 21,187 (12,087) 53 Total election 32,100 32,100 50,981 (18,881) 4,297 Legal: Current: Contractual services 145,000 145,000 135,086 9,914 147,871 Property assessment: Current: Contractual services 112,600 112,600 128,308 (15,708) 118,943 M.I.S.: Current: Personal services 179,500 179,500 187,184 (7,684) 178,089 Materials and supplies 1,900 1,900 1,935 (35) 2,293 Contractual services 75,500 75,500 71,836 3,664 70,037 Total M.I.S. 256,900 256,900 260,955 (4,055) 250,419 85 CITY OF CHANHASSEN, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 3 of 6 For The Year Ended December 31, 2012 With Comparative Actual Amounts For The Year Ended December 31, 2011 86 2012 2011 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts Expenditures: (continued) General government: (continued) City hall: Current: Personal services $72,800 $72,800 $70,803 $1,997 $71,822 Materials and supplies 42,300 $42,300 48,002 (5,702) 43,703 Contractual services 292,700 292,700 267,802 24,898 285,355 Total City hall 407,800 407,800 386,607 21,193 400,880 Library: Current: Materials and supplies 3,000 3,000 3,426 (426) 2,614 Contractual services 119,100 119,100 99,123 19,977 112,368 Total library 122,100 122,100 102,549 19,551 114,982 Total general government 1,952,700 1,952,700 1,916,410 36,290 1,874,130 Public safety: Police: Current: Personal services 66,400 66,400 66,683 (283) 75,339 Materials and supplies 5,000 5,000 3,726 1,274 2,707 Contractual services 1,504,800 1,504,800 1,398,350 106,450 1,414,094 Total police 1,576,200 1,576,200 1,468,759 107,441 1,492,140 Fire department: Current: Personal services 605,000 605,000 572,604 32,396 533,898 Materials and supplies 45,600 45,600 49,563 (3,963) 50,603 Contractual services 112,000 112,000 147,023 (35,023) 109,729 Total fire department 762,600 762,600 769,190 (6,590) 694,230 Code enforcement: Current: Personal services 590,700 590,700 591,817 (1,117) 582,001 Materials and supplies 5,100 5,100 3,089 2,011 5,007 Contractual services 16,300 16,300 12,923 3,377 11,556 Total code enforcement 612,100 612,100 607,829 4,271 598,564 Animal control: Current: Personal services 59,500 59,500 52,667 6,833 51,260 Materials and supplies 4,500 4,500 3,676 824 5,209 Contractual services 11,800 11,800 11,255 545 12,427 Total animal control 75,800 75,800 67,598 8,202 68,896 Total public safety 3,026,700 3,026,700 2,913,376 113,324 2,853,830 86 CITY OF CHANHASSEN, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2012 With Comparative Actual Amounts For The Year Ended December 31, 2011 Expenditures: (continued) Public works: Engineering: Current: Personal services Materials and supplies Contractual services Total engineering Street maintenance: Current: Personal services Materials and supplies Contractual services Total street maintenance Street lighting: Current: Materials and supplies Contractual services Total street lighting City garage: Current: Personal services Materials and supplies Contractual services Capital outlay Total City garage Total public works 2012 Budgeted Amounts Original Final Actual Amounts Variance with Final Budget Statement 10 Page 4 of 6 2011 Actual Amounts $549,700 $549,700 $522,336 $27,364 $511,981 1,300 1,300 1,031 269 244 30,600 30,600 30,001 599 27,058 581,600 581,600 553,368 28,232 539,283 663,500 663,500 666,594 (3,094) 656,586 139,600 139,600 117,644 21,956 123,902 29,700 29,700 27,125 2,575 38,148 832,800 832,800 811,363 21,437 818,636 213,000 213,000 200,561 2,000 2,000 2,791 (791) 3,528 337,900 337,900 353,724 (15,824) 358,218 339,900 339,900 356,515 (16,615) 361,746 344,300 344,300 311,478 267,000 267,000 261,253 5,747 260,342 159,400 159,400 199,481 (40,081) 196,513 66,600 66,600 57,023 9,577 85,362 4,000 4,000 11,145 (7,145) 5,000 497,000 497,000 528,902 (31,902) 547,217 2,251,300 2,251,300 2,250,148 1,152 2,266,882 Parks and recreation: Parks and recreation commission: Current: Materials and supplies 100 100 - 100 - Contractual services 2,700 2,700 2,218 482 2,311 Total parks and recreation commission 2,800 2,800 2,218 582 2,311 Parks and recreation administration: Current: Personal services 129,700 129,700 132,345 (2,645) 128,856 Materials and supplies 600 600 49 551 3,870 Contractual services 7,400 7,400 7,445 (45) 18,457 Total parks and recreation administration 137,700 137,700 139,839 (2,139) 151,183 Recreation center: Current: Personal services 213,000 213,000 200,561 12,439 199,312 Materials and supplies 46,200 46,200 31,747 14,453 40,632 Contractual services 85,100 85,100 79,170 5,930 74,535 Total recreation center 344,300 344,300 311,478 32,822 314,479 87 CITY OF CHANHASSEN, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 10 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 5 of 6 For The Year Ended December 31, 2012 With Comparative Actual Amounts For The Year Ended December 31, 2011 88 2012 2011 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts Expenditures: (continued) Parks and recreation: (continued) Senior citizen center: Current: Personal services $45,400 $45,400 $45,635 ($235) $44,605 Materials and supplies 3,300 3,300 3,111 189 3,285 Contractual services 21,000 21,000 23,714 (2,714) 14,792 Total senior citizen center 69,700 69,700 72,460 (2,760) 62,682 Recreation program: Current: Personal services 173,700 173,700 165,726 7,974 168,326 Materials and supplies 19,100 19,100 19,953 (853) 20,441 Contractual services 94,700 94,700 85,234 9,466 87,729 Total recreation program 287,500 287,500 270,913 16,587 276,496 Self-supporting programs: Current: Personal services 32,900 32,900 32,303 597 31,496 Materials and supplies 7,700 7,700 7,293 407 6,499 Contractual services 37,000 37,000 20,667 16,333 25,653 Total self-supporting programs 77,600 77,600 60,263 17,337 63,648 Lake Ann Park operations: Current: Personal services 8,700 8,700 6,772 1,928 6,274 Materials and supplies 7,200 7,200 10,963 (3,763) 7,308 Contractual services 45,900 45,900 52,213 (6,313) 38,568 Total Lake Ann Park operations 61,800 61,800 69,948 (8,148) 52,150 Park maintenance: Current: Personal services 749,000 749,000 760,754 (11,754) 743,130 Materials and supplies 83,900 83,900 81,679 2,221 98,671 Contractual services 90,300 90,300 105,567 (15,267) 86,812 Capital outlay - - - - 1,395 Total park maintenance 923,200 923,200 948,000 (24,800) 930,008 Downtown maintenance: Current: Contractual services - - 4,169 (4,169) 2,829 Recreation sports: Current: Personal services 13,200 13,200 12,371 829 7,557 Materials and supplies 8,300 8,300 8,590 (290) 8,834 Contractual services 200 200 254 (54) 412 Total recreation sports 21,700 21,700 21,215 485 16,803 Total parks and recreation 1,926,300 1,926,300 1,900,503 25,797 1,872,589 88 CITY OF CHANHASSEN, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE - GENERAL FUND For The Year Ended December 31, 2012 With Comparative Actual Amounts For The Year Ended December 31, 2011 Expenditures: (continued) Community development: Planning commission: Current: Personal services Materials and supplies Contractual services Total planning commission Planning administration: Current: Personal services Materials and supplies Contractual services Total planning administration Senior facility commission: Current: Personal services Materials and supplies Contractual services Total senior facility commission Total community development Total expenditures Revenues over expenditures Other financing sources (uses): Transfers out Net change in fund balance Fund balance - January 1 Fund balance - December 31 Note A BUDGETARY INFORMATION 2012 Budgeted Amounts Original Final Actual Amounts Variance with Final Budget Statement 10 Page 6 of 6 2011 Actual Amounts $ - $ - $3,326 ($3,326) $ - 200 200 - 200 - 4,000 4,000 2,664 1,336 3,241 4,200 4,200 5,990 (1,790) 3,241 410,500 410,500 369,531 40,969 394,942 400 400 736 (336) 83 12,000 12,000 15,352 (3,352) 4,651 422,900 422,900 385,619 37,281 399,676 22,800 22,800 23,254 (454) 22,685 - - 31 (31) - 9,700 9,700 9,183 517 8,680 32,500 32,500 32,468 32 31,365 459,600 459,600 424,077 35,523 434,282 9,616,600 9,616,600 9,404,514 212,086 9,301,713 0 0 617,919 617,919 421,539 (421,539) (421,539) (395,759) $0 $0 196,380 $196,380 5,295,398 $5,491,778 25,780 5,269,618 $5,295,398 The General Fund budget is legally adopted on a basis consistent with accounting principles generally accepted in the United States of America. The legal level of budgetary control is at the department level for the General Fund. 89 CITY OF CHANHASSEN, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF FUNDING PROGRESS - RETIREE HEALTH PLAN For The Year Ended December 31, 2012 Unfunded *Using the projected unit credit actuarial pay cost method. Note: the first OPEB actuarial valuation was conducted as of January 1, 2008. There is no data available prior to or since the first valuation. ►! 1 Actuarial Actuarial Actuarial UAAL as a Actuarial Value of Accrued Accrued Funded Covered Percentage of Valuation Assets Liability (AAL)* Liability (UAAL) Ratio Payroll Covered Payroll Date (a) (b) (b -a) (a/b) (c) ( (b -a)/ c) January 1, 2008 $0 $52,268 $52,268 0.0% $4,180,235 1.3% January 1, 2011 $0 $89,875 $89,875 0.0% $4,299,466 2.1% *Using the projected unit credit actuarial pay cost method. Note: the first OPEB actuarial valuation was conducted as of January 1, 2008. There is no data available prior to or since the first valuation. ►! 1 Isle] LyiI I IzIIki[r1_P►1111zI7►y/1bill-JlzIs]kiI►viLl1L67:a1I1►117J1►L1kiINF—1" STATEMENTS AND SCHEDULES 91 IIIs] Ll1IT, /_11101MISIT/:I:7k1LTA 14 11, k EYE all 0 101.1 92 SPECIAL REVENUE FUNDS The Special Revenue Funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. DEBT SERVICE FUNDS The Debt Service Funds are used to account for the accumulation of resources for, and payment of, interest, principal and related costs on general long-term debt. CAPITAL PROJECT FUNDS The Capital Project Funds account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by Proprietary Funds). CITY OF CHANHASSEN, MINNESOTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS December 31, 2012 With Comparative Totals For December 31, 2011 Assets: Cash and investments Accrued interest receivable Due from other governmental units Accounts receivable - net Due from other funds Property taxes receivable Prepaid items Contract for deed receivable Special assessments receivable Total assets Liabilities and Fund Balance Liabilities: Accounts payable Due to other governmental units Due to other funds Interfund payable Salaries payable Contracts payable Deferred revenue Total liabilities Fund balance: Nonspendable Restricted Assigned Unassigned Total fund balance Total liabilities and fund balance Special Debt Capital Revenue Service Project Statement 11 Totals Nonmaj or Governmental Funds 2012 2011 $964,288 $1,584,209 $5,987,276 $8,535,773 $10,260,893 4,740 4,714 28,705 38,159 40,942 - - 590,919 590,919 152,910 55,477 - 73,982 129,459 690,022 - - - - 867 - 4,116 6,925 11,041 15,682 463 - - 463 12,662 - - 1,416,079 1,416,079 - - 77,520 733,126 810,646 927,118 $1,024,968 $1,670,559 $8,837,012 $11,532,539 $12,101,096 $4,056 $ - $247,883 $251,939 $528,841 - - 616,036 616,036 9,666 - - - - 153,777 - - 646,856 646,856 729,253 1,880 - - 1,880 1,586 - - 1,670 1,670 74,282 - 77,520 1,552,662 1,630,182 927,118 5,936 77,520 3,065,107 3,148,563 2,424,523 463 - 1,372,683 1,373,146 12,662 142,747 896,283 2,672,903 3,711,933 4,448,994 875,822 696,756 2,373,175 3,945,753 5,945,037 - - (646,856) (646,856) (730,120) 1,019,032 1,593,039 5,771,905 8,383,976 9,676,573 $1,024,968 $1,670,559 $8,837,012 $11,532,539 $12,101,096 ZZ CITY OF CHANHASSEN, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND Statement 12 CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Revenues: General property taxes Tax increment collections Licenses and permits Intergovernmental Special assessments Charges for services Investment income Contributions and donations Refunds and reimbursements Other Total revenues Expenditures: Current: General government Public safety Public works Parks and recreation Community development Capital outlay: General government Public safety Public works Parks and recreation Debt service: Principal Interest and paying agent fees Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfers in Transfers out Total other financing sources (uses) Special item: Sale of old public works building Net change in fund balance Fund balance - January 1 Fund balance - December 31 Special Debt Capital Revenue Service Project Totals Nonmaj or Governmental Funds 2012 2011 $ - $593,800 $1,000,000 $1,593,800 $1,670,420 - 533,011 533,011 566,045 278,033 278,033 20,387 - 1,866,144 1,866,144 1,125,934 178,334 131,328 309,662 133,527 218,535 7,388 73,712 299,635 282,589 21,232 7,821 43,150 72,203 292,546 15,208 - - 15,208 25,010 - - 186,454 186,454 60,882 47 - 87,036 87,083 628,003 255,022 787,343 4,198,868 5,241,233 4,805,343 183,778 6,000 220,302 410,080 305,849 30,830 - 69,774 100,604 25,314 - - 1,434,116 1,434,116 1,040,085 - 254,211 254,211 35,295 - - 218,326 218,326 366,850 12,106 - 63,120 75,226 129,535 - - 39,314 39,314 52,645 - - 910,619 910,619 655,634 - - 1,310,366 1,310,366 308,129 - 440,000 - 440,000 420,000 - 354,497 - 354,497 374,032 226,714 800,497 4,520,148 5,547,359 3,713,368 28,308 (13,154) (321,280) (306,126) 1,091,975 - 110,270 467 110,737 1,148,742 (1,712,590) - (859,618) (2,572,208) (2,383,617) (1,712,590) 110,270 (859,151) (2,461,471) (1,234,875) - 1,475,000 1,475,000 - (1,684,282) 97,116 294,569 (1,292,597) (142,900) 2,703,314 1,495,923 5,477,336 9,676,573 9,819,473 $1,019,032 $1,593,039 $5,771,905 $8,383,976 $9,676,573 ►! . - This page intentionally left blank - E NONMAJOR SPECIAL REVENUE FUNDS Special Revenue Funds are established to account for taxes and other revenues set aside for a particular purpose. Revenues are recognized in the accounting period in which they become available and measurable. Expenditures are recognized in the accounting period in which the related liability is incurred. Contribution Fund — This fund accounts for the proceeds that the City receives from charitable gambling. The City collects 10% of the net proceeds from a pull -tab operation in the City. By state statute, the fund may only be used for equipment and training for the City's fire department. CATV Fund — Under the terms of the franchise agreement with Triax Cablevision, the City is to receive 5% of the revenues derived from cable television sales within the City. These monies are dedicated solely to improving public broadcasting capabilities, studio improvements, and other capital expenditures improving the overall cable system. Economic Development Authority — This fund is used to account for all activities of the Chanhassen Economic Development Authority. M CITY OF CHANHASSEN, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31, 2012 With Comparative Totals For December 31, 2011 Statement 13 Total assets $36,019 $218,949 $770,000 $1,024,968 $2,715,698 Liabilities and Fund Balance Liabilities: Accounts payable $ - $4,056 $ - $4,056 $3,038 Salaries payable - 1,880 - 1,880 1,586 Contracts payable - - - - 7,760 Total liabilities 0 5,936 0 5,936 12,384 Fund balance: Nonspendable 201 - 463 220 Economic Restricted 36,019 106,728 Contribution 210 CATV Development Total Nonmajor Special 770,000 875,822 Fund Fund Authority Revenue Funds 2,703,314 2012 2011 Assets: Cash and investments $33,726 $160,562 $770,000 $964,288 $2,026,178 Accrued interest receivable 242 4,498 - 4,740 3,827 Accounts receivable - net 2,051 53,426 - 55,477 685,688 Prepaid items - 463 - 463 5 Total assets $36,019 $218,949 $770,000 $1,024,968 $2,715,698 Liabilities and Fund Balance Liabilities: Accounts payable $ - $4,056 $ - $4,056 $3,038 Salaries payable - 1,880 - 1,880 1,586 Contracts payable - - - - 7,760 Total liabilities 0 5,936 0 5,936 12,384 Fund balance: Nonspendable - 463 - 463 5 Restricted 36,019 106,728 - 142,747 168,147 Assigned - 105,822 770,000 875,822 2,535,162 Total fund balance 36,019 213,013 770,000 1,019,032 2,703,314 Total liabilities and fund balance $36,019 $218,949 $770,000 $1,024,968 $2,715,698 WE CITY OF CHANHASSEN, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES Statement 14 AND CHANGES IN FUND BALANCES NONMAJOR SPECIAL REVENUE FUNDS For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Other financing sources (uses): Transfers out 201 (1,300,000) 220 Economic (1,712,590) (154,433) Total other financing sources (uses) Contribution 210 CATV Development Total Nonmajor Special Revenue Net change in fund balance Fund Fund Authority Funds 577,751 Fund balance - January 1 51,231 1,482,083 1,170,000 2012 2011 Revenues: $36,019 $213,013 S770,000 $1,019,032 $2,703,314 Franchise fees $ - $218,535 $ - $218,535 $231,661 Investment income 410 8,232 12,590 21,232 39,391 Contributions and donations 15,208 - - 15,208 25,010 Other - 47 - 47 625,855 Total revenues 15,618 226,814 12,590 255,022 921,917 Expenditures: Current: Personal services - 88,770 - 88,770 86,093 Materials and supplies - 39,195 - 39,195 40,382 Contractual services 30,830 55,813 - 86,643 63,258 Capital outlay: General government - 12,106 - 12,106 - Total expenditures 30,830 195,884 0 226,714 189,733 Revenues over expenditures (15,212) 30,930 12,590 28,308 732,184 Other financing sources (uses): Transfers out - (1,300,000) (412,590) (1,712,590) (154,433) Total other financing sources (uses) 0 (1,300,000) (412,590) (1,712,590) (154,433) Net change in fund balance (15,212) (1,269,070) (400,000) (1,684,282) 577,751 Fund balance - January 1 51,231 1,482,083 1,170,000 2,703,314 2,125,563 Fund balance - December 31 $36,019 $213,013 S770,000 $1,019,032 $2,703,314 P• - This page intentionally left blank - 100 NONMAJOR DEBT SERVICE FUNDS Debt Service Funds are maintained on the modified accrual basis of accounting for revenues from taxes and other sources set aside for the payment of the debt obligations of the City. Principal and interest on the general long-term debt is recognized when due. General Obligation Bonds — These funds are used to account for the accumulation of resources for payment of general obligation bonds or other general indebtedness and the interest thereon. Tax Increment Bonds — These funds are used to account for the accumulation of resources for payment of tax increment general obligation bonds and the interest thereon. General Improvement Bonds — These funds are used to account for the accumulation of resources for payment of principal and interest on general obligation improvement bonds. Revenue Bonds — These funds are used to account for the bonds issued by the EDA that are repaid through a lease -purchase agreement with the City. 101 CITY OF CHANHASSEN, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR DEBT SERVICE FUNDS December 31, 2012 With Comparative Totals For December 31, 2011 Assets: Cash and investments Accrued interest receivable Due from other funds Property taxes receivable Special assessments receivable Total assets Liabilities and Fund Balance Liabilities: Accounts payable Due to other funds Deferred revenue Total liabilities Fund balance: Statement 15 $750,636 $11,836 $59,787 $848,300 $1,670,559 $1,607,900 $ - $ - $ - $ - $ - $184 199 53,880 - 23,640 - 77,520 111,594 53,880 0 23,640 0 77,520 111,977 Restricted - 3522000 952,724 367 2008A - - - 696,756 300 Public - - - - G.O. Public Total fund balance 696,756 Permanent Project Works Total liabilities and fund balance $750,636 Revolving Revenue 360 2004A Facility Totals Nonmajor Debt Debt Bonds G.O. Bonds Bonds Service Funds 2012 2011 $694,429 $11,746 $36,103 $841,931 $1,584,209 $1,486,984 2,327 90 44 2,253 4,714 4,580 - - - - - 199 - - - 4,116 4,116 4,543 53,880 - 23,640 - 77,520 111,594 $750,636 $11,836 $59,787 $848,300 $1,670,559 $1,607,900 $ - $ - $ - $ - $ - $184 199 53,880 - 23,640 - 77,520 111,594 53,880 0 23,640 0 77,520 111,977 Restricted - 11,836 36,147 848,300 896,283 952,724 Assigned 696,756 - - - 696,756 543,398 Unassigned - - - - - (199) Total fund balance 696,756 11,836 36,147 848,300 1,593,039 1,495,923 Total liabilities and fund balance $750,636 $11,836 $59,787 $848,300 $1,670,559 $1,607,900 102 CITY OF CHANHASSEN, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND Statement 16 CHANGES IN FUND BALANCES NONMAJOR DEBT SERVICE FUNDS For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Revenues: General property taxes 3522000 362 2004C 367 2008A 300 Public Taxable G.O. Public Permanent Project 360 2004A G.O. T.I. Works Revolving Revenue G.O. Refunding Facility Totals Nonmajor Debt Debt Bonds Bonds Bonds Bonds Service Funds 2012 2011 Revenues: General property taxes $ - $ - $ - $ - $593,800 $593,800 $720,420 Special assessments 142,105 - 36,229 - - 178,334 133,400 Charges for services 7,388 - - - - 7,388 39,072 Investment income 3,865 - 117 - 3,839 7,821 19,982 Total revenues 153,358 0 36,346 0 597,639 787,343 912,874 Expenditures: Current: General government Debt service: Principal Interest and paying agent fees Total expenditures 120,000 3,210 0 123,210 Revenues over (under) expenditures 153,358 (123,210) Other financing sources: 6,000 6,000 100 - 65,000 255,000 440,000 420,000 - 45,270 306,017 354,497 374,032 0 110,270 567,017 800,497 794,132 36,346 (110,270) 30,622 (13,154) 118,742 Transfer in - - - 110,270 - 110,270 447,361 Net change in fund balance 153,358 (123,210) 36,346 0 30,622 97,116 566,103 Fund balance - January 1 543,398 135,046 (199) - 817,678 1,495,923 929,820 Fund balance - December 31 $696,756 $11,836 $36,147 $0 $848,300 $1,593,039 $1,495,923 103 - This page intentionally left blank - 104 NONMAJOR CAPITAL PROJECT FUNDS Capital Project Funds are used to account for the construction and financing of large capital projects. Revenues and expenditures are recognized on the modified accrual basis. Revenues are recognized in the accounting period in which they become available and measurable. Expenditures are recognized in the accounting period in which they are incurred. Most capital projects are singular in purpose and their revenues/expenditures cannot be used for subsidizing any other operating fund. In each of these cases, bonds or other revenues received can only be used for these specific activities. The following Capital Project Funds differ in that several of the expenditure categories represent recurring types of costs, i.e., personal services, repair and maintenance of utilities, and/or recurring land improvements. 400 Capital Replacement Fund — Accounts for monies collected from developers for inspection and administrative services for projects. 410 Park Acquisition and Development — Accounts for park dedication fees as required by the City ordinance. These funds are then utilized to finance park and trail improvements identified in the park and recreation section of the City's comprehensive plan. 413 Transit Station Assessment Fund — Accounts for the interf ind loan from the Water Fund to fund costs associated with the redevelopment of the Dinner Theater Transit Station in TIF #10 and for the repayment of the special assessment to repay those costs. 420 Street Pavement Management — Accounts for sealcoating costs on local streets. 422 Old Public Works Building — Accounts for the sale of the old public works building and the related contract for deed receivable. 461 Gateway Place TIF District, 462 Downtown Transit Station TIF #10, 491 TIF #4 Entertainment, 494 TIF #5 North Bay, and 498 TIF #8 Presbyterian Homes — Accounts for financing improvements in tax increment financing districts. 600 Special Assessment Projects — Accounts for the construction or projects financed by special assessments. 603 Lyman Blvd Improvements — Accounts for the street and utility improvement of Lyman Blvd. 604 TH 101 Improvements — Lyman to Pioneer — Accounts for the street and utility improvements of TH101 from Lyman Blvd to Pioneer Trail. 105 CITY OF CHANHASSEN, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECT FUNDS December 31, 2012 With Comparative Totals For December 31 2011 Assets: Cash and investments Accrued interest receivable Due from other governmental units Accounts receivable - net Due from other funds Property taxes receivable Prepaid items Contract for deed receivable Special assessments receivable Total assets Liabilities and Fund Balance Liabilities: Accounts payable Due to other governmental units Due to other funds Interfund loan payable Contracts payable Deferred revenue Total liabilities Fund balance: $123,973 $4,345 $ - $189 $47,079 $10,827 - 616,034 - 2 - - 646,856 - - - - 1,670 - - - - 733,126 477,562 - - 123,973 620,379 1,379,982 479,423 47,079 10,827 Nonspendable - - - - 1,372,683 - Restricted - 1,650,118 - - - 4,231 Assigned 1,309,765 - - 465,954 76,054 - Unassigned - - (646,856) - - - Total fund balance 1,309,765 1,650,118 (646,856) 465,954 1,448,737 4,231 Total liabilities and fund balance $1,433,738 $2,270,497 $733,126 $945,377 $1,495,816 $15,058 106 410 Park 413 Transit 422 Old 400 Capital Acquisition Station 420 Street Public 461 Gateway Replacement and Assessment Pavement Works Place TIF Fund Development Fund Management Building District $1,332,850 $2,260,393 $ - $364,776 $79,670 $15,035 8,009 10,104 - 1,654 67 23 13,357 - - 577,562 - - 73,982 - - - - - 5,540 - - 1,385 - - - - - - 1,416,079 - - - 733,126 - - - $1,433,738 $2,270,497 $733,126 $945,377 $1,495,816 $15,058 $123,973 $4,345 $ - $189 $47,079 $10,827 - 616,034 - 2 - - 646,856 - - - - 1,670 - - - - 733,126 477,562 - - 123,973 620,379 1,379,982 479,423 47,079 10,827 Nonspendable - - - - 1,372,683 - Restricted - 1,650,118 - - - 4,231 Assigned 1,309,765 - - 465,954 76,054 - Unassigned - - (646,856) - - - Total fund balance 1,309,765 1,650,118 (646,856) 465,954 1,448,737 4,231 Total liabilities and fund balance $1,433,738 $2,270,497 $733,126 $945,377 $1,495,816 $15,058 106 603 Lyman 498 TIF #8 600 Special Blvd 491 TIF #4 494 TIF #5 Presbyterian Assessment Improvements Entertainment North Bay Homes Projects 06-03 Statement 17 604 TH101 Improvements - Lyman to Totals Nonmajor Capital Pioneer Project Funds 2012 2011 $548,628 $161,181 $329,569 $78,931 $433,034 $383,209 $5,987,276 $6,747,731 2,227 1,036 750 336 1,676 2,823 28,705 32,535 - - - - - - 590,919 152,910 - - - - - - 73,982 4,334 - - - - - - - 668 - - - - - - 6,925 11,139 - - - - - - - 12,657 - - - - - - 1,416,079 - - - - - - - 733,126 815,524 $550,855 $162,217 $330,319 $79,267 $434,710 $386,032 $8,837,012 $7,777,498 $ - $24,837 $ - $ - $ - $36,633 $247,883 $525,619 - - - - - - 616,036 9,666 - - - - - - - 153,578 - - - - - - 646,856 729,253 - - - - - - 1,670 66,522 - - - - - 341,974 1,552,662 815,524 0 24,837 0 0 0 378,607 3,065,107 2,300,162 - - - - - - 1,372,683 12,657 550,855 137,380 330,319 - - - 2,672,903 3,328,123 - - - 79,267 434,710 7,425 2,373,175 2,866,477 - - - - - - (646,856) (729,921) 550,855 137,380 330,319 79,267 434,710 7,425 5,771,905 5,477,336 $550,855 $162,217 $330,319 $79,267 $434,710 $386,032 $8,837,012 $7,777,498 107 - This page intentionally left blank - 108 CITY OF CHANHASSEN, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND Statement 18 CHANGES IN FUND BALANCES Page 1 of 2 NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Revenues: General property taxes Tax increment collections Licenses and permits Intergovernmental Special assessments Charges for services Investment income Refunds and reimbursements Other Total revenues Expenditures: Current: General government Public safety Public works Parks and recreation Community development Capital outlay: General government Public safety Public works Parks and recreation Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfer in Transfer out Total other financing sources (uses) Special item: Sale of old public works building Net change in fund balance Fund balance - January 1 Fund balance - December 31 220,302 - - - 69,774 - - - 75,950 - - 265,069 136,138 118,073 - - 63,120 - - - 39,314 - - - 273,869 - - 159,222 265,697 1,044,669 - - 1,144,164 1,162,742 0 424,291 (236,961) (865,909) 131,328 42,150 467 - - - (700,000) - (48,263) - (699,533) 0 (48,263) 0 (936,494) (865,909) 413 Transit 42,150 400 Capital 410 Park Station 420 Street Replacement Acquisition and Assessment Pavement Fund Development Fund Management $800,000 $ - $ - $200,000 - 278,033 - - 13,357 - - 200,000 - - 131,328 - 18,872 - - - 10,732 14,800 - 2,132 59,032 4,000 - 64,309 5,210 - - - 907,203 296,833 131,328 466,441 220,302 - - - 69,774 - - - 75,950 - - 265,069 136,138 118,073 - - 63,120 - - - 39,314 - - - 273,869 - - 159,222 265,697 1,044,669 - - 1,144,164 1,162,742 0 424,291 (236,961) (865,909) 131,328 42,150 467 - - - (700,000) - (48,263) - (699,533) 0 (48,263) 0 (936,494) (865,909) 83,065 42,150 2,246,259 2,516,027 (729,921) 423,804 $1,309,765 $1,650,118 ($646,856) $465,954 109 CITY OF CHANHASSEN, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2012 With Comparative Totals For The Year Ended December 31, 2011 Revenues: General property taxes Tax increment collections Licenses and permits Intergovernmental Special assessments Charges for services Investment income Refunds and reimbursements Other Total revenues Expenditures: Current: General government Public safety Public works Parks and recreation Community development Capital outlay: General government Public safety Public works Parks and recreation Total expenditures Revenues over (under) expenditures Other financing sources (uses): Transfer in Transfer out Total other financing sources (uses) Special item: Sale of old public works building Net change in fund balance Fund balance - January 1 Fund balance - December 31 461 Gateway 422 Old Public Place TIF Works Building District 24,059 176 37 3,952 - 81,826 - 85,954 24,096 462 Downtown Transit Station 491 TIF #4 188,292 - 3,880 112,217 - - - 22,510 - 5,114 112,217 22,510 0 5,114 (26,263) 1,586 0 187,058 - (1,085) (110,270) 0 0 (1,085) (110,270) 1,475,000 - - - 1,448,737 1,586 (1,085) 76,788 - 2,645 1,085 474,067 $1,448,737 $4,231 $0 $550,855 110 Statement 18 Page 2 of 2 - - - - 604 TH101 220,302 116,016 - 498 TIF #8 600 Special 603 Lyman Blvd Improvements - 69,774 25,314 494 TIF #5 Presbyterian Assessment Improvements Lyman to Totals Nonmajor Capital Project North Bay Homes Projects 06-03 Pioneer Funds 254,211 35,295 168,202 22,500 - - 2012 2011 $ - $ - $ - $ - $ - $1,000,000 $950,000 81,376 239,284 - - - 533,011 566,045 - - - - - 278,033 20,387 - - - 194,379 1,458,408 1,866,144 1,125,934 - - - - - 131,328 127 - - - 54,840 - 73,712 11,856 2,043 1,399 526 - 7,425 43,150 233,173 - - - 55,161 - 186,454 60,882 - - - - - 87,036 2,148 83,419 240,683 526 304,380 1,465,833 4,198,868 2,970,552 - - - - - 220,302 116,016 - - - - - 69,774 25,314 - - - - 980,880 1,434,116 1,040,085 - - - - - 254,211 35,295 168,202 22,500 - - - 218,326 366,850 - - - - - 63,120 129,535 - - - - - 39,314 52,645 - - - - 477,528 910,619 655,634 - - - - - 1,310,366 308,129 168,202 22,500 0 0 1,458,408 4,520,148 2,729,503 (84,783) 218,183 526 304,380 7,425 (321,280) 241,049 - - - - - 467 701,381 - - - - - (859,618) (2,229,184) 0 0 0 0 0 (859,151) (1,527,803) - - - - - 1,475,000 - (84,783) 218,183 526 304,380 7,425 294,569 (1,286,754) 222,163 112,136 78,741 130,330 - 5,477,336 6,764,090 $137,380 $330,319 $79,267 $434,710 $7,425 $5,771,905 $5,477,336 111 CITY OF CHANHASSEN, MINNESOTA SPECIAL REVENUE FUND - CONTRIBUTION FUND Statement 19 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended December 31, 2012 With Comparative Actual Amounts For The Year Ended December 31, 2011 Revenues: Investment income Contributions and donations Total revenues Expenditures: Current: Contractual services Revenues over (under) expenditures Fund balance - January 1 Fund balance - December 31 2012 Budgeted Amounts Original Final Actual Amounts Variance with Final Budget 2011 Actual Amnuntc $700 $700 $410 ($290) $1,483 18,000 18,000 15,208 (2,792) 25,010 18,700 18,700 15,618 (3,082) 26,493 18,700 18,700 30,830 (12,130) 17,500 $0 $0 112 (15,212) ($15,212) 8,993 51,231 42,238 $36,019 $51,231 CITY OF CHANHASSEN, MINNESOTA SPECIAL REVENUE FUND - CATV Statement 20 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended December 31, 2012 With Comparative Actual Amounts For The Year Ended December 31, 2011 Revenues: Franchise fees Investment income Other Total revenues Expenditures: Current: Personal services Materials and supplies Contractual services Capital outlay Total expenditures Revenues over expenditures Other financing sources (uses): Transfers out Net change in fund balance Fund balance - January 1 Fund balance - December 31 2012 Budgeted Amounts Original Final Actual Variance with Amounts Final Budget 2011 Actual $230,000 $230,000 $218,535 ($11,465) $231,661 10,000 10,000 8,232 (1,768) 23,475 - - 47 47 625,855 240,000 240,000 226,814 (13,186) 880,991 91,300 91,300 88,770 2,530 86,093 6,500 6,500 39,195 (32,695) 40,382 5,100 5,100 55,813 (50,713) 45,758 - - 12,106 (12,106) - 102,900 102,900 195,884 (92,984) 172,233 137,100 137,100 30,930 (106,170) 708,758 - - (1,300,000) (1,300,000) $137,100 $137,100 (1,269,070) ($1,406,170) 113 1,482,083 $213,013 708,758 773,325 $1,482,083 - This page intentionally left blank - 114 FIDUCIARY FUNDS Fiduciary Funds have been established to account for cash or other assets held by the City as a trustee or agent for others. Revenues are recognized in the accounting period in which they become available and measurable. Expenditures are recognized in the accounting period in which the related liability is incurred. Fiduciary Funds are custodial in nature (assets equal liabilities) and do not involve measurement of the results of operations. Escrow Fund — This fund is used to account for various deposits required by the City. Moon Valley Restoration Fund — This is an escrow fund which will be used to finance restoration to a gravel pit when it ceases operation. 115 CITY OF CHANHASSEN, MINNESOTA COMBINING STATEMENT OF NET POSITION AGENCY FUNDS December 31, 2012 With Comparative Totals For December 31, 2011 Assets: Cash and investments Liabilities: Escrow deposits payable 815 Escrow r—A 913 Moon Valley Restoration r—a Statement 21 Totals '1 /1 1 'l 1(1 1 1 $1,007,416 $86,306 $1,093,722 $895,645 $1,007,416 $86,306 $1,093,722 $895,645 116 CITY OF CHANHASSEN, MINNESOTA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES AGENCY FUNDS For The Year Ended December 31, 2012 Escrow Fund Assets: Cash and investments Liabilities: Escrow deposits payable Moon Valley_ Restoration Fund Assets: Cash and investments Liabilities: Escrow deposits payable Totals - All Amy Funds Assets: Cash and investments Liabilities: Escrow deposits payable Balance 01/01/12 Additions Deletions Statement 22 Balance 12/31/12 $809,539 $944,738 $746,861 $1,007,416 $809,539 $944,738 $746,861 $1,007,416 $86,106 $200 $ - $86,306 $86,106 $200 $ - $86,306 $895,645 $944,938 $746,861 $1,093,722 $895,645 $944,938 $746,861 $1,093,722 117 - This page intentionally left blank - 118 III. STATISTICAL SECTION (UNAUDITED) two - This page intentionally left blank - 120 III. STATISTICAL SECTION (UNAUDITED) This part of the City of Chanhassen, Minnesota's Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the City of Chanhassen, Minnesota's overall financial health. Contents Pa Financial Trends These tables contain trend information to help the reader understand how the 122-130 City's financial performance and well-being have changed over time. Revenue Capacity These tables contain information to help the reader assess the City's most 132-137 significant local revenue source, the property tax. Debt Capacity These tables present information to help the reader assess the affordability of the 138-142 City's current levels of outstanding debt and the City's ability to issue additional debt in the future. Demographic and Economic These tables offer demographic and economic indicators to help the reader 143-145 understand the environment within which the City's financial activities take place. Operating Information These tables contain service and infrastructure data to help the reader understand 146-150 how the information in the City's financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these tables is derived from the comprehensive financial reports for the relevant year. 121 CITY OF CHANHASSEN, MINNESOTA NET POSITION BY COMPONENT Last Ten Fiscal Years (Accrual Basis of Accounting) 122 2003 2004 2005 2006 Governmental activities: Net investment in capital assets $76,644,369 $77,583,392 $72,418,684 $70,216,944 Restricted: Debt service 2,565,486 5,762,414 10,174,502 7,687,155 Park improvements - - - - Tax increment purposes 779,619 630,566 1,049,047 1,063,589 Other purposes - - - - Unrestricted 11,477,638 10,632,184 11,239,658 16,220,834 Total governmental activities net position $91,467,112 $94,608,556 $94,881,891 $95,188,522 Business -type activities: Net investment in capital assets $46,050,122 $38,888,555 $37,479,967 $47,807,323 Restricted - - - - Unrestricted 12,779,701 21,908,224 23,767,122 15,039,021 Total business -type activities net position $58,829,823 $60,796,779 $61,247,089 $62,846,344 Primary government: Net investment in capital assets $122,694,491 $116,471,947 $109,898,651 $118,024,267 Restricted: Debt service 2,565,486 5,762,414 10,174,502 7,687,155 Park improvements - - - - Tax increment purposes 779,619 630,566 1,049,047 1,063,589 Other purposes - - - - Unrestricted 24,257,339 32,540,408 35,006,780 31,259,855 Total primary government net position $150,296,935 $155,405,335 $156,128,980 $158,034,866 122 Table 1 2007 2008 2009 2010 2011 2012 $68,982,379 $70,611,368 $72,106,198 $73,272,450 $70,866,708 $69,987,563 11,047,062 12,165,653 6,461,780 9,655,951 5,709,727 5,905,553 - - - 2,088,246 2,516,027 1,650,118 797,064 621,915 840,857 693,309 812,096 1,022,785 - - - 121,137 168,147 142,747 14,631,166 15,171,391 14,421,042 8,348,968 12,888,980 14,544,111 $95,457,671 $98,570,327 $93,829,877 $94,180,061 $92,961,685 $93,252,877 $52,502,257 $55,541,752 $55,496,919 $57,028,340 $55,430,138 $54,475,353 17,292,106 13,117,323 12,129,049 10,259,836 9,484,947 10,631,342 $69,794,363 $68,659,075 $67,625,968 $67,288,176 $64,915,085 $65,106,695 $121,484,636 $126,153,120 $127,603,117 $130,300,790 $126,296,846 $124,462,916 11,047,062 12,165,653 6,461,780 9,655,951 5,709,727 5,905,553 - - - 2,088,246 2,516,027 1,650,118 797,064 621,915 840,857 693,309 812,096 1,022,785 - - - 121,137 168,147 142,747 31,923,272 28,288,714 26,550,091 18,608,804 22,373,927 25,175,453 $165,252,034 $167,229,402 $161,455,845 $161,468,237 $157,876,770 $158,359,572 123 CITY OF CHANHASSEN, MINNESOTA CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) Expenses Governmental activities: General government Public safety Public works Parks and recreation Community development Interest on long-term debt Total governmental activities expenses Business -type activities: Water Sewer Surface water management Total business -type activities expenses Total primary government expenses Program revenues Governmental activities: Charges for services: Licenses and permits Charges for services Fines and forfeits Operating grants and contributions Capital grants and contributions Total governmental activities program revenues Business -type activities: Charges for services: Water Sewer Surface water management Operating grants and contributions Capital grants and contributions Total business -type activities program revenues 2003 2004 2005 2006 $2,201,345 $2,338,485 $4,518,355 $2,380,103 2,587,019 2,618,307 2,653,304 2,851,926 5,140,028 4,955,598 4,915,435 7,722,466 2,578,585 2,674,954 2,867,364 2,918,645 891,253 2,027,713 595,878 868,749 1,018,936 822,047 505,367 751,964 14,417,166 15,437,104 16,055,703 17,493,853 1,973,913 1,985,908 2,656,381 2,754,201 2,774,231 2,686,146 2,719,156 3,069,069 784,557 957,084 1,039,721 1,317,089 5,532,701 5,629,138 6,415,258 7,140,359 $19,949,867 $21,066,242 $22,470,961 $24,634,212 $1,996,169 $1,892,579 $2,166,022 $3,612,021 1,075,631 997,114 1,196,103 1,218,816 43,732 61,801 104,962 162,946 267,126 370,090 361,093 671,674 1,171,589 2,633,916 5,080,512 2,506,822 4,554,247 5,955,500 8,908,692 8,172,279 1,582,632 1,656,911 1,703,501 2,111,230 1,633,440 1,748,929 1,905,206 2,008,356 258,132 265,090 299,445 424,702 13,221 6,381 1,620 539 1,694,998 3,528,270 1,961,122 2,501,598 5,182,423 7,205,581 5,870,894 7,046,425 Total primary government program revenues $9,736,670 $13,161,081 $14,779,586 $15,218,704 124 Table 2 Page 1 of 2 2007 2008 2009 2010 2011 2012 $2,439,716 $2,469,055 $2,597,147 $2,898,608 $2,565,486 $2,690,853 3,098,068 3,062,941 3,158,465 3,227,396 3,061,122 3,176,441 7,010,981 6,220,816 9,123,165 6,308,023 8,607,534 7,743,147 3,023,032 3,025,987 3,663,124 3,046,718 2,921,593 3,114,340 1,052,104 704,979 628,339 879,048 799,379 646,262 835,059 652,015 1,031,567 880,384 838,421 725,881 17,458,960 16,135,793 20,201,807 17,240,177 18,793,535 18,096,924 3,112,575 3,234,139 3,311,129 3,443,583 3,581,955 3,646,787 3,177,366 3,072,588 3,276,042 3,252,510 3,317,329 3,235,324 1,238,914 1,121,197 1,093,165 1,202,556 1,173,115 1,347,345 7,528,855 7,427,924 7,680,336 7,898,649 8,072,399 8,229,456 $24,987,815 $23,563,717 $27,882,143 $25,138,826 $26,865,934 $26,326,380 $2,171,558 $1,810,545 $1,085,754 $1,331,374 $1,381,326 $1,595,358 1,132,448 1,115,903 1,064,173 1,189,560 1,047,726 1,394,356 145,682 124,633 122,496 123,609 126,571 119,997 452,798 346,023 363,540 414,654 692,428 404,663 7,464,697 3,221,636 1,265,287 4,175,655 1,646,573 2,953,496 11,367,183 6,618,740 3,901,250 7,234,852 4,894,624 6,467,870 2,461,205 2,408,379 2,689,170 2,424,634 2,611,327 3,146,886 2,186,622 2,187,209 2,378,111 2,365,358 2,297,677 2,434,370 452,148 479,318 512,761 538,688 534,473 590,323 45,172 36,350 5,332 2,984 12,589 121,925 3,340,598 1,527,624 1,684,982 1,593,289 1,086,655 1,861,689 8,485,745 6,638,880 7,270,356 6,924,953 6,542,721 8,155,193 $19,852,928 $13,257,620 $11,171,606 $14,159,805 $11,437,345 $14,623,063 125 CITY OF CHANHASSEN, MINNESOTA CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) Net (expense) revenue: Governmental activities Business -type activities Total primary government net (expense) revenue General revenues and other changes in net position Governmental activities: Property taxes Tax increment collections Grants and contributions not restricted to specific programs Unrestricted investment earnings Miscellaneous Gain on sale of capital assets Special item - sale of public works building Transfers Total governmental activities Business -type activities: Unrestricted investment earnings Miscellaneous Transfers Total business -type activities Total primary government Change in net position: Governmental activities Business -type activities Total primary government 2003 2004 2005 2006 ($9,862,919) ($9,481,604) ($7,147,011) ($9,321,574) (350,278) 1,576,443 (544,364) (93,934) (10,213,197) (7,905,161) (7,691,375) (9,415,508) 8,330,561 8,398,790 9,451,141 9,165,278 4,804,019 4,623,927 675,117 315,398 59,867 55,879 45,455 28,592 240,859 164,712 387,370 905,930 98,812 222,642 93,792 34,644 582,333 540,646 23,795 - (121,355) (96,195) (481,824) (821,637) 13,995,096 13,910,401 10,194,846 9,628,205 90,738 255,510 466,750 768,600 - 255,279 46,100 102,952 121,355 96,195 481,824 821,637 212,093 606,984 994,674 1,693,189 $14,207,189 $14,517,385 $11,189,520 $11,321,394 $4,132,177 $4,428,797 $3,047,835 $306,631 (138,185) 2,183,427 450,310 1,599,255 $3,993,992 $6,612,224 $3,498,145 $1,905,886 126 2007 ($6,091,777) 956,890 (5,134,887) 9,419,763 420,526 189,616 1,397,746 10,806 (5,077,531) 6,360,926 786,455 127,143 5,077,531 5,991,129 $12,352,055 $269,149 6,948,019 $7,217,168 2008 ($9,517,053) (789,044) (10,306,097) 9,651,758 574,101 108,039 1,150,993 32,195 1,112,623 12,629,709 797,079 22,464 (1,112,623) (293,080) 2009 ($16,300,557) (409,980) (16,710,537) 9,921,598 473,674 27,612 357,953 4,524 774,746 11,560,107 141,070 10,549 (774,746) (623,127) 2010 ($10,005,325) (973,696) (10,979,021) 10,014,684 539,523 45,767 222,719 20,727 (487,911) 10,355,509 114,349 33,644 487,911 635,904 $12,336,629 $10,936,980 $10,991,413 $3,112,656 (1,082,124) $2,030,532 ($4,740,450) (1,033,107) ($5,773,557) 127 $350,184 (337,792) $12,392 2011 ($13,898,911) (1,529,678) (15,428,589) 9,849,882 566,045 28,304 505,541 44,000 1,061,763 12,055,535 211,707 6,643 (1,061,763) (843,413) $11,212,122 ($1,843,376) (2,373,091) ($4,216,467) Table 2 Page 2 of 2 2012 ($11,629,054) (74,263) (11,703,317) 10,064,176 533,011 20,071 173,523 56,610 1,246,275 (173,420) 11,920,246 92,453 173,420 265,873 $12,186,119 $291,192 191,610 $482,802 CITY OF CHANHASSEN, MINNESOTA FUND BALANCES - GOVERNMENTAL FUNDS Last Ten Fiscal Years (Modified Accrual Basis of Accounting) General Fund: Reserved Unreserved: Designated Undesignated Nonspendable Unassigned Total general fund All other governmental funds: Reserved Unreserved: Designated: Special revenue funds Capital project funds Undesignated: Special revenue funds Debt service funds Capital project funds Nonspendable Restricted Assigned Unassigned Total all other governmental funds 2003 2004 2005 2006 $17,056 $21,003 $20,239 $17,376 3,328,530 3,125,910 3,199,800 3,279,050 2,571,949 3,128,630 3,731,023 1,523,844 $5,917,535 $6,275,543 $6,951,062 54,820,270 $4,126,973 $6,942,810 $6,597,316 $5,300,782 567,443 533,276 489,370 431,665 3,638,592 3,978,818 4,114,820 13,458,697 5,948,538 1,089,942 - 25,020 (3,020,544) - 3,403,769 148,784 (2,013,776) (893,811) (738,510) (214,183) $9,247,226 $11,651,035 $13,866,765 $19,150,765 The City implemented GASB Statement No. 54 for the fiscal year ended December 31, 2011. Information for years prior to 2011 is presented in accordance with fund balance classifications in effect at that time. 128 Table 3 2007 2008 2009 2010 2011 2012 $13,210 $21,173 $46,750 $55,826 $ - $ - 3,416,950 3,586,750 3,690,000 3,754,000 - - 2,061,126 1,273,796 1,137,109 1,459,792 - - - - - - 17,280 57,137 - - - - 5,278,118 5,434,641 $5,491,286 $4,881,719 $4,873,859 $5,269,618 $5,295,398 $5,491,778 $7,335,225 $6,671,271 $2,950,284 $5,642,029 $ - $ - 548,438 525,692 668,992 2,082,929 - - 9,934,936 18,732,625 11,418,006 7,487,198 - - 215,298 237,721 342,877 356,724 - - (239,434) (11,584) (2,001,149) (786,209) - - - - - - 12,662 1,373,146 - - - - 10,426,585 6,359,422 - - - - 6,561,411 6,731,400 - - - - (730,120) (646,856) $17,794,463 $26,155,725 $13,379,010 $14,782,671 $16,270,538 $13,817,112 129 CITY OF CHANHASSEN, MINNESOTA CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS Last Ten Fiscal Years Revenues: General property taxes Tax increment collections Licenses and permits Intergovernmental Special assessments Charges for services Fines and forfeits Investment income Contributions and donations Refunds and reimbursements Other Total revenues Expenditures: Current: General government Public safety Public works Parks and recreation Community development Capital outlay: General government Public safety Public works Parks and recreation Debt service: Principal Interest and paying agent fees Bond issuance costs Developer assistance Other Total expenditures Revenues over (under) expenditures Other financing sources (uses): Bond premium Bonds issued Redemption of refunding bonds Loans issued Transfers in Transfers out Bond discount Sale of capital assets Special item - sale of old public works building Total other financing sources (uses) Net change in fund balance Debt service as a percentage of noncapital expenditures Debt service as percentage of total expenditures 2003 2004 2005 2006 $8,292,083 $8,443,464 $9,417,527 $9,140,601 4,975,860 4,917,923 675,798 $315,398 1,996,168 1,892,579 2,166,022 3,727,297 1,082,549 1,013,704 1,244,656 2,171,565 1,963,431 21262,731 1,113,922 1,922,944 839,522 943,744 863,958 899,015 43,732 61,801 104,962 162,946 240,859 164,712 387,370 905,930 9,675 24,749 71,198 43,949 364,151 290,629 430,171 279,549 19,808,030 20,016,036 16,475,584 19,569,194 2,072,051 2,203,607 2,722,171 2,090,565 2,424,125 2,461,410 2,547,676 2,656,923 1,958,092 1,773,655 2,367,652 4,425,237 1,629,856 1,622,199 1,658,200 1,877,109 312,446 326,134 372,938 451,092 - - 311,250 98,396 - 99,872 10,265 38,593 3,427,236 11787,737 2,334,577 6,431,594 2,362 615,207 462,794 377,367 10,700,000 7,752,000 2,035,000 1,375,000 1,070,394 687,299 691,230 591,614 13,635 29,317 - 36,987 578,291 1,660,088 230,353 111,791 93,954 11,046 897,523 300,000 24,282,442 21,029,571 16,641,629 20,862,268 (4,474,412) (1,013,535) (166,045) (1,293,074) 630,000 3,240,000 2,590,000 6,640,000 - - - (3,560,000) - - 105,419 708,003 (121,355) (54,242) 338,080 702,889 (3,937) (10,387) - (44,610) 702,596 963,290 23,795 - 4,138,661 4,446,282 1,207,304 3,057,294 ($3,267,108) $3,125,126 $2,891,249 $3,153,208 58.4% 50.2% 22.0% 14.8% 48.5% 40.3% 16.4% 9.6% 130 Table 4 2007 2008 2009 2010 2011 2012 $9,403,109 $9,582,333 $9,834,389 $10,141,168 $9,760,052 $10,143,011 $420,526 $574,101 473,674 539,523 566,045 533,011 2,171,558 1,810,545 1,085,754 1,331,374 1,381,326 1,595,358 1,148,034 2,147,970 397,438 401,550 1,425,525 2,151,785 3,922,517 623,893 540,151 790,426 1,242,040 1,667,881 738,669 841,209 950,760 923,550 795,616 880,920 145,682 124,633 122,496 123,609 126,571 119,997 1,397,746 1,150,993 357,953 222,719 505,541 173,523 47,428 43,410 47,206 58,016 50,685 36,893 51,247 61,707 132,616 117,441 253,030 404,426 238,030 170,688 213,272 846,523 264,038 19,799,695 17,188,364 14,042,216 14,877,823 16, 817,365 17,819,447 2,116,928 2,102,512 2,070,698 2,525,326 2,162,479 2,326,490 2,924,751 2,885,296 2,979,044 3,077,038 2,896,644 3,013,980 3,735,950 2,786,397 5,710,804 2,739,704 4,779,067 3,726,158 1,848,880 1,933,353 2,487,985 1,901,564 1,906,489 2,154,714 841,306 468,819 527,919 698,818 502,916 621,295 6,734 233,600 143,663 473,753 129,535 75,226 505,215 54,284 55,152 65,667 52,645 39,314 6,693,387 4,677,179 8,179,324 3,995,444 2,122,641 3,502,371 1,491,848 642,508 235,292 490,737 309,524 1,310,366 1,750,000 2,689,552 2,553,002 2,370,000 1,025,000 5,100,000 769,212 874,848 920,529 888,843 853,152 814,621 - 93,811 73,182 46,505 - - 206,753 226,055 90,354 176,643 298,216 21,108 22,890,964 19,668,214 26,026,948 19,450,042 17,038,308 22,705,643 (3,091,269) (2,479,850) (11,984,732) (4,572,219) (220,943) (4,886,196) - - 226,991 35,964 - - - 7,550,000 6,020,000 5,200,000 - - - - (8,387,123) - - - 3,014,744 24,839 - - - - 537,564 2,646,011 1,324,015 1,105,000 1,734,590 1,203,031 (1,163,065) - - - - (48,881) 16,740 10,695 16,274 30,675 - - - - - - - 1,475,000 2,405,983 10,231,545 (799,843) 6,371,639 1,734,590 2,629,150 ($685,286) $7,751,695 ($12,784,575) $1,799,420 $1,513,647 ($2,257,046) 18.0% 26.4% 20.5% 23.2% 13.3% 33.3% 11.0% 18.6% 13.6% 17.0% 11.0% 26.0% 131 CITY OF CHANHASSEN, MINNESOTA TAX CAPACITY VALUE AND ESTIMATED MARKET VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years Fiscal Year Total All Commercial/ Ended Residential $357,872 Industrial December 31, Property Agricultural Property 408,070 2003 $17,032,236 $133,300 $5,866,524 2004 19,502,882 141,939 5,904,892 2005 22,438,051 178,598 6,054,042 2006 24,904,864 229,651 6,537,205 2007 27,853,083 316,461 8,114,703 2008 29,821,326 208,789 9,135,911 2009 30,741,292 190,844 9,665,269 2010 30,301,115 170,857 10,229,329 2011 28,951,885 131,751 9,778,491 2012 27,198,238 137,012 9,149,904 Sources: Carver County Taxpayer Services and Hennepin County 132 Total All Tax Other Capacity $357,872 $23,389,932 377,531 25,927,244 388,885 29,059,576 408,070 32,079,790 428,203 36,712,450 435,603 39,601,629 471,749 41,069,154 477,663 41,178,964 511,185 39,373,312 520,743 37,005,897 Table 5 Captured Tax Capacity on Fiscal Adjusted City Estimated Tax Capacity Tax Increment Disparity Tax Capacity Direct Tax Market as a Percent District Contribution Value Rate Value of EMV ($3,789,131) ($19,916) $19,580,885 39.03900 $2,010,114,700 0.97% (3,958,013) 17,056 21,986,287 32.92200 2,271,332,100 0.97% (619,902) 60,354 28,500,028 28.11800 2,552,120,200 1.12% (309,211) (929,994) 30,840,585 26.63800 2,812,847,100 1.10% (418,018) (955,204) 35,339,228 23.78800 3,175,746,500 1.11% (479,494) (1,498,894) 37,623,241 23.71300 3,394,928,100 1.11% (473,702) (1,627,749) 38,967,703 22.99300 3,501,886,800 1.11% (532,007) (1,861,362) 38,785,595 25.18300 3,491,841,800 1.11% (509,863) (1,998,912) 36,864,537 26.60256 3,350,141,800 1.10% (469,759) (2,038,437) 34,497,701 28.53211 3,153,275,000 1.09% 133 CITY OF CHANHASSEN, MINNESOTA DIRECT AND OVERLAPPING PROPERTY TAX CAPACITY RATES Last Ten Fiscal Years Table 6 Source: Carver County Taxpayer Services (I )The City Direct Rate is the Urban based rate, not including Market Value levies. 134 City Overlapping Rates Fiscal Direct School Carver Year Rate(l) District #112 County Other Total Tax capacity rates (per $100 of adjusted tax capacity value) 2003 39.03900 38.43800 53.13700 7.40200 138.01600 2004 32.92200 37.52400 48.44300 5.84500 124.73400 2005 28.11800 33.29900 44.10700 5.56000 111.08400 2006 26.63800 32.80800 40.83600 5.30500 105.58700 2007 23.78800 35.83100 37.80200 5.13200 102.55300 2008 23.71300 35.97000 37.56300 5.54700 102.79300 2009 22.99300 35.50500 38.03300 5.45800 101.98900 2010 25.18300 35.84000 39.50900 5.63900 106.17100 2011 26.60256 40.23554 41.75163 6.02059 114.61032 2012 28.53211 44.38247 43.56239 6.68081 123.15778 Source: Carver County Taxpayer Services (I )The City Direct Rate is the Urban based rate, not including Market Value levies. 134 CITY OF CHANHASSEN, MINNESOTA PRINCIPAL PROPERTY TAXPAYERS Current Year and Nine Years Ago Taxable Capacity Taxpayer Value 0.9% 289,254 IRET Properties $369,740 Istar Minnesota LLC 357,098 Rosemount Inc 299,998 LTF Real Estate VRDN I LLC 239,202 Northern States Power Co 224,160 LTF Real Estate CBC I (Chan Club) LLC 207,822 Park Avenue Lofts LLC 203,542 PHM/Chanhassen Inc 197,894 DRF Chanhassen Medical Bldg 193,250 Target Corporation T-0862 193,250 TF James - Beddor Enterprises/E J Carlson - McGlynn Bakeries Inc #366 - Hoyt/DTLK LLC - Emplast Inc - Beddor Enterprises - Bloomberg Companies Inc - Total $2,485,956 Total All Property $35,137,592 Source: Carver County Taxpayer Services 2012 2003 Rank 1 2 3 4 5 6 7 8 9 9 135 Percentage of Total City Taxable Capacity Capacity 1.0% - 0.9% 289,254 0.7% - 0.6% 203,474 0.6% - 0.6% - 0.6% - 0.5% - 0.5% 139,040 - 246,404 - 186,138 - 179,250 - 149,948 - 146,832 - 140,004 - 123,654 7.1% $1,803,998 $18,189,905 Rank 1 3 9 2 4 5 6 7 8 10 Table 7 Percentage of Total City Capacity 0.8% 1.4% 1.0% 1.0% 0.8% 0.8% 0.8% 0.7% 9.9% - This page intentionally left blank - 136 CITY OF CHANHASSEN, MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Table 8 Fiscal Taxes Collected Within The Collections Year Levied Fiscal Year of the Levy in Total Collections to Date Ended For The Percentage Subsequent Percentage December 31, Fiscal Year Amount of Levy Years Amount of Levy 2003 $8,639,167 $8,206,001 95.0% $91,844 $8,297,845 96.0% 2004 8,639,167 8,323,053 96.3% 127,369 8,450,422 97.8% 2005 9,439,754 9,124,030 96.7% 120,936 9,244,966 97.9% 2006 9,354,890 9,066,591 96.9% 90,332 9,156,923 97.9% 2007 9,575,778 9,447,692 98.7% 112,734 9,560,426 99.8% 2008 9,834,965 9,555,489 97.2% 142,565 9,698,053 98.6% 2009 10,074,565 9,668,713 96.0% 149,220 9,817,933 97.5% 2010 10,213,190 9,918,528 97.1% (25,704) 9,892,824 96.9% 2011 10,267,390 9,739,125 94.9% 167,127 9,906,252 96.5% 2012 10,153,690 10,005,877 98.5% - 10,005,877 98.5% Source: City Finance Department 137 CITY OF CHANHASSEN, MINNESOTA RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. (')The Bonded Debt and Bonded Debt Per Capita are Net of Debt Service Fund Balances. The Definition of "Net Bonded Debt" in the State of Minnesota would also exclude any Enterprise Fund Debt, Special Assessment Bonds, Tax Increment Bonds and Revenue Bonds. The "Net Bonded Debt" and "Net Bonded Debt Per Capita" as defined by the State of Minnesota can be found on Table 11. (Z)Information pertaining to Chanhassen Personal Income is not available, information for Carver County was included instead. (a) Information not available 138 Business -Type Governmental Activities Activities General General Fiscal Obligation Revenue Tax Increment Improvement Other G.O. Revenue Year Bonds Bonds Bonds Bonds Debt Bonds 2003 $11,475,000 $860,000 $3,075,000 $5,890,000 $40,000 $3,175,000 2004 10,710,000 785,000 1,170,000 4,195,000 - 10,600,000 2005 12,215,000 705,000 1,170,000 3,325,000 105,419 15,545,000 2006 8,170,000 620,000 1,120,000 9,210,000 813,422 14,820,000 2007 7,315,000 530,000 1,070,000 8,455,000 3,828,166 13,915,000 2008 13,905,000 435,000 1,015,000 7,155,000 3,375,125 12,415,000 2009 13,045,000 335,000 960,000 6,625,000 - 11,695,000 2010 15,550,000 230,000 900,000 7,115,000 - 10,955,000 2011 15,025,000 120,000 840,000 6,785,000 - 19,895,000 2012 10,705,000 - 775,000 6,190,000 - 20,410,000 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. (')The Bonded Debt and Bonded Debt Per Capita are Net of Debt Service Fund Balances. The Definition of "Net Bonded Debt" in the State of Minnesota would also exclude any Enterprise Fund Debt, Special Assessment Bonds, Tax Increment Bonds and Revenue Bonds. The "Net Bonded Debt" and "Net Bonded Debt Per Capita" as defined by the State of Minnesota can be found on Table 11. (Z)Information pertaining to Chanhassen Personal Income is not available, information for Carver County was included instead. (a) Information not available 138 Table 9 139 Bonded Debt Per Total Less: Percentage Carver County Debt Service of Tax Bonded Debt Personal Total Debt Fund Balance Bonded Debt(l) Capacity Per Capita(l) Income (2) $24,515,000 $1,089,772 $23,425,228 120.22% $996 0.7% 27,460,000 6,795,406 20,664,594 81.94% 882 0.6% 33,065,419 9,964,653 23,100,766 82.82% 968 0.6% 34,753,422 5,411,318 29,342,104 96.30% 1,228 0.7% 35,113,166 7,623,138 27,490,028 79.02% 1,130 0.6% 38,300,125 6,972,630 31,327,495 83.57% 1,280 0.6% 32,660,000 3,256,510 29,403,490 75.36% 1,190 0.6% 34,750,000 5,949,306 28,800,694 73.47% 1,255 0.6% 42,665,000 7,473,515 35,191,485 93.84% 1,518 0.7% 38,080,000 4,240,529 33,839,471 96.31% 1,441 (a) 139 CITY OF CHANHASSEN, MINNESOTA DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT December 31, 2012 Governmental Unit Direct debt: City of Chanhassen(') Overlapping debt: Eastern Carver County School District Eden Prairie Independent School District Minnetonka Independent School District Carver County Hennepin County Hennepin Suburban Park District Hennepin Regulatory Railroad Authority Metropolitan Council Subtotal - overlapping debt Total direct and overlapping debt (1)Excludes debt related to the City's business -type activities. Table 10 Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. *For debt repaid with property taxes, the percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of another governmental unit's taxable assessed value that is within the City's boundaries and dividing it by each unit's total taxable assessed value. 140 Estimated Estimated Share of Debt Percentage Overlapping Outstanding Applicable* Debt $17,670,000 100.00% $17,670,000 221,350,000 39.50% 87,433,250 73,478,156 0.92% 675,999 87,293,950 0.00% - 24,070,000 32.59% 7,844,413 673,838,501 0.06% 404,303 72,840,200 0.08% 58,272 38,770,299 0.06% 23,262 193,377,711 0.03% 58,013 1,385,018,817 96,497,513 $1,402,688,817 $114,167,513 Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. *For debt repaid with property taxes, the percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of another governmental unit's taxable assessed value that is within the City's boundaries and dividing it by each unit's total taxable assessed value. 140 CITY OF CHANHASSEN, MINNESOTA LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years Legal Debt Margin Calculation for Fiscal Year 2012 Market value $3,153,275,000 Applicable percentage 3% Debt limit 94,598,250 Debt applicable to limit: Total bonded debt 38,080,000 Less: Special assessment bonds (6,190,000) Tax increment bonds (775,000) Enterprise Fund debt (20,410,000) Less: Cash and investments in G.O. Bond Debt Service Fund (1,357,653) 9,347,347 Legal debt margin $85,250,903 Legal Debt Margin Calculation for Fiscal Years 2003 Through 2012 Table 11 141 Net Debt Legal Amount of Debt Net Bonded Fiscal Debt Applicable to Debt Applicable to Debt Per Year Population Limit Limit Margin Debt Limit Capita 2003 23,524 $40,202,294 $10,571,252 $29,631,042 26.30% $449 2004 23,431 45,426,642 9,385,232 36,041,410 20.66% 401 2005 23,864 51,042,404 8,150,626 42,891,778 15.97% 342 2006 23,889 56,256,942 6,950,304 49,306,638 12.35% 291 2007 24,321 63,514,930 5,844,648 57,670,282 9.20% 240 2008 24,481 101,847,843 11,924,438 89,923,405 11.71% 487 2009 24,699 105,056,604 11,175,086 93,881,518 10.64% 452 2010 22,952 104,755,254 14,521,831 90,233,423 13.86% 633 2011 23,179 100,504,254 13,585,258 86,918,996 13.52% 586 2012 23,484 94,598,250 9,347,347 85,250,903 9.88% 398 141 CITY OF CHANHASSEN, MINNESOTA PLEDGED REVENUE COVERAGE Last Ten Fiscal Years Table 12 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. 142 Improvement Bonds Special Fiscal Assessment Debt Service Year Collections Principal Interest Coverage 2003 $1,963,431 $5,446,600 $324,330 0.340 2004 2,262,731 3,765,000 110,118 0.584 2005 1,113,922 870,000 139,059 1.104 2006 1,922,944 755,000 103,813 2.239 2007 3,922,517 755,000 360,852 3.515 2008 623,891 1,300,000 287,727 0.393 2009 540,148 1,220,000 142,963 0.396 2010 790,422 1,050,000 230,084 0.617 2011 1,242,038 330,000 185,733 2.408 2012 1,527,253 595,000 178,115 1.975 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. 142 CITY OF CHANHASSEN, MINNESOTA DEMOGRAPHIC AND ECONOMIC STATISTICS Last Ten Fiscal Years Fiscal Chanhassen Year Population(]) 2003 23,524 2004 23,431 2005 23,864 2006 23,889 2007 24,321 2008 24,481 2009 24,699 2010 22,952 2011 23,179 2012 23,484 Chanhassen Unemployment Rate (2) 3.3% 3.2% 2.6% 2.7% 3.1% 4.0% 6.0% 5.2% 4.3% 4.7% Carver County Unemployment Rate (2) 4.1% 3.9% 3.4% 3.3% 4.0% 5.0% 7.4% 6.6% 5.7% 5.2% Carver County Personal Income (Thousands)(3) Sources: (I )Federal Census Data and Chanhassen Planning Department (2)State of Minnesota, Department of Employment and Economic Development (3)U. S. Department of Commerce, Bureau of Economic Analysis (a) Information not available $3,286,007 3,562,502 3,878,765 4,165,709 4,583,400 4,884,465 4,633,525 4,968,454 5,357,246 (a) Table 13 Carver County Per Capita Personal Income (3) Note: Information pertaining to Chanhassen Personal Income and Per Capita Personal Income is not available, information for Carver County was included instead. 143 $42,126 44,270 46,587 48,632 52,520 54,998 51,346 54,384 57,830 (a) - This page intentionally left blank - 144 CITY OF CHANHASSEN, MINNESOTA PRINCIPAL EMPLOYERS Current Year and Six Years Ago(i) Employer Employees Rosemount Inc 1,666 Lifetime Fitness 899 Instant Web Companies 887 RR Donnelley 352 General Mills 288 Chanhassen Dinner Theatres 250 Minnesota Landscape Arboretum 234 Exlar Corporation 183 Byerly's 180 ABC/Lyman Lumber 176 Super Value Headquarters - Entegris - Total 5,115 2012 2006 Table 14 4,917 Source: Survey by City Administration and Finance Departments (')Principal employer information prior to 2006 is not available (2)The statistic for total City employment is not available, therefore the percentage represents the percentage of the top ten listed. 145 Percentage Percentage of Total City of Total City Rank Employment(2) Employees Rank Employment(2) 1 32.6% 1,200 1 24.4% 2 17.6% - - 0.0% 3 17.3% 548 4 11.1% 4 6.9% 324 6 6.6% 5 5.6% 600 3 12.2% 6 4.9% 300 7 6.1% 7 4.6% 240 9 4.9% 8 3.6% - - 0.0% 9 3.5% 280 8 5.7% 10 3.4% 175 10 3.6% 0.0% 900 2 18.3% 0.0% 350 5 7.1% 4,917 Source: Survey by City Administration and Finance Departments (')Principal employer information prior to 2006 is not available (2)The statistic for total City employment is not available, therefore the percentage represents the percentage of the top ten listed. 145 CITY OF CHANHASSEN, MINNESOTA FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Total Source: City Finance Department 146 67 68 68 Full -Time Equivalent Employees as of December 31, Function/Program 2003 2004 2005 General government 12 12 12 Public safety 3 3 3 Public works 24 24 25 Parks & recreation 11 11 11 Community development 17 18 17 Total Source: City Finance Department 146 67 68 68 Table 15 Full -Time Equivalent Employees as of December 31, 2006 2007 2008 2009 2010 2011 2012 12 13 13 13 13 13 13 3 3 3 3 3 3 3 26 26 26 26 26 26 26 11 11 11 11 11 11 11 17 16 16 16 15 15 14 69 69 69 69 68 68 67 147 CITY OF CHANHASSEN, MINNESOTA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years Source: Various City Departments 148 Fiscal Year Function/Program 2003 2004 2005 Building: Total permits issued 2,755 2,651 2,884 Total estimated value $99,521,697 $97,333,708 $71,357,132 Election: Registered voters 13,723 15,632 15,632 Fire: Average number of employees 43 43 43 General government: Area of city - square miles 23.78 23.78 23.78 Average number of permanent full-time employees (excluding fire department) 67 68 68 Police: Average number of employees 11 11 13 Number of major crimes 311 1,288 1,068 Water: Number of customers 6,608 6,710 6,872 Daily average consumption - gallons 3,000,000 2,718,599 2,571,843 Plant capacity - gallons 8,900,000 8,500,000 8,650,000 Source: Various City Departments 148 Table 16 Fiscal Year 2006 2007 2008 2009 2010 2011 2012 3,165 3,013 2,838 2,608 2,910 3,397 3,285 $106,223,825 $125,865,426 $124,885,965 $67,811,817 $65,046,933 $82,991,029 $83,531,808 15,319 15,319 16,544 16,544 15,326 15,326 16,916 44 44 45 45 45 47 48 23.78 23.78 23.78 23.78 23.78 23.78 23.78 69 69 69 69 68 68 67 13 13 14 15 15 15 15 1,297 1,202 1,013 702 647 757 777 6,752 6,804 7,039 7,427 7,620 7,655 7,741 3,163,864 3,031,400 3,200,000 3,642,410 2,698,559 2,257,542 2,570,349 8,650,000 8,650,000 8,650,000 8,650,000 8,650,000 8,650,000 8,650,000 149 CITY OF CHANHASSEN, MINNESOTA CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM Last Ten Fiscal Years Function/Program Fire: Number of stations Parks and recreation: Acres of parks Acres of open space Number of shelter buildings Number of playgrounds Number of swimming beaches Number of tennis courts Number of outdoor pickleball courts Police: Number of stations Public works: Miles of streets Miles of sidewalks Miles of trails Sewer: Miles of storm sewers Miles of sanitary sewers Number of lift stations Water: Miles of watermains Number of wells 150 Fiscal Year 2003 2004 2005 2 2 2 350 375 375 300 300 365 2 3 3 23 25 25 4 4 4 6 17 17 1 1 1 94.3 95.7 102.5 19.6 21.0 24.7 41.2 42.0 42.0 59.6 61.0 62.7 113.0 115.1 115.4 30 30 30 116.7 120.1 120.8 7 7 8 Table 17 151 Fiscal Year 2006 2007 2008 2009 2010 2011 2012 2 2 2 2 2 2 2 375 383 383 383 396 396 401 365 434 434 434 434 489 503 3 3 3 4 4 4 4 25 26 26 26 26 26 26 4 6 6 6 5 5 5 17 17 17 17 17 17 15 - - - - - - 2 1 1 1 1 1 1 1 103.8 106.2 107.0 110.9 111.9 112.0 112.6 25.5 26.9 28.4 31.1 31.9 31.9 31.9 43.0 47.2 53.0 53.6 53.6 56.1 56.4 64.2 66.2 67.1 69.5 71.0 74.5 75.3 116.9 119.6 120.8 123.0 123.6 123.7 123.9 31 31 31 31 31 31 31 123.4 126.0 129.6 135.1 136.8 137.8 138.0 10 11 12 12 12 12 12 151 - This page intentionally left blank - 152 IV. OTHER INFORMATION (UNAUDITED) 153 CITY OF CHANHASSEN, MINNESOTA COMBINED SCHEDULE OF INDEBTEDNESS December 31, 2012 Revenue bonds: 2000 Public Project Revenue Bonds 4.75%-5.35% 12/01/00 02/01/12 Tax increment bonds: G.O. Tax Increment Refunding Bonds, Series 2004C 3.00%-6.00% 08/10/04 02/01/21 General improvement bonds: G.O. Improvement Bonds, Series 2009A 3.00% 06/03/09 02/01/17 G.O. Street Reconstruction, Series 2010 0.65%-1.20% 07/22/10 06/15/13 Total general improvement bonds Enterprise Fund debt: G.O. Sewer and Water Revenue Bonds, Series 2001A 3.50%-4.65% 07/15/01 Final G.O. Water Revenue Bonds, Series 2004B Interest Issue Maturity Bonded indebtedness: Rates Date Date General obligation bonds: 0.30%-2.15% 10/06/11 02/01/22 G.O. Library Bonds, Series 2002A 1.55%-4.85% 03/01/02 08/01/12 G.O. Capital Improvement Plan Bonds, Series 2008A 4.00%-4.60% 11/18/08 02/01/30 G.O. Library Refunding Bonds, Series 2010A 2.00%-3.10% 01/27/10 02/01/22 Total general obligation bonds Revenue bonds: 2000 Public Project Revenue Bonds 4.75%-5.35% 12/01/00 02/01/12 Tax increment bonds: G.O. Tax Increment Refunding Bonds, Series 2004C 3.00%-6.00% 08/10/04 02/01/21 General improvement bonds: G.O. Improvement Bonds, Series 2009A 3.00% 06/03/09 02/01/17 G.O. Street Reconstruction, Series 2010 0.65%-1.20% 07/22/10 06/15/13 Total general improvement bonds Enterprise Fund debt: G.O. Sewer and Water Revenue Bonds, Series 2001A 3.50%-4.65% 07/15/01 02/01/12 G.O. Water Revenue Bonds, Series 2004B 4.00%-4.50% 08/10/04 02/01/25 G.O. Water Revenue Bonds, Series 2005B 3.75%-3.90% 11/16/05 02/01/21 G.O. Water Revenue Bonds, Series 2011A 0.30%-2.15% 10/06/11 02/01/22 G.O. Water Revenue Refunding Bonds, Series 2011B 2.00%-3.00% 10/06/11 02/01/25 G.O. Water and Sewer Revenue Bonds, Series 2012A 1.00%-1.55% 11/15/12 02/01/23 Total Enterprise Fund debt Total City bonded indebtedness 154 Exhibit 1 Prior Years Payable 2012 Payable Principal Original January 1, December 31, Due in Issue Payments 2012 Issued Payments 2012 2013 $6,095,000 $2,030,000 $4,065,000 $ - $4,065,000 $ - $ - 7,550,000 250,000 7,300,000 - 255,000 7,045,000 265,000 3,660,000 - 3,660,000 - - 3,660,000 285,000 17,305,000 2,280,000 15,025,000 0 4,320,000 10,705,000 550,000 930,000 810,000 120,000 - 120,000 - - 1,170,000 330,000 840,000 - 65,000 775,000 70,000 6,020,000 405,000 5,615,000 - 195,000 5,420,000 200,000 1,540,000 - 1,170,000 - 400,000 770,000 770,000 7,560,000 405,000 6,785,000 0 595,000 6,190,000 970,000 1,645,000 1,575,000 70,000 - 70,000 - - 7,930,000 1,760,000 6,170,000 - 325,000 5,845,000 340,000 5,465,000 1,450,000 4,015,000 - 335,000 3,680,000 3,680,000 5,920,000 - 5,920,000 - - 5,920,000 220,000 3,720,000 - 3,720,000 - - 3,720,000 - - - - 1,245,000 - 1,245,000 - 24,680,000 4,785,000 19,895,000 1,245,000 730,000 20,410,000 4,240,000 $53,185,000 $8,610,000 $43,835,000 $1,245,000 $6,230,000 $38,080,000 $5,830,000 155 CITY OF CHANHASSEN, MINNESOTA DEBT SERVICE PAYMENTS TO MATURITY GENERAL OBLIGATION BONDS December 31, 2012 Exhibit 2 G.O. Tax 217,248 568,948 Increment G.O. Library G.O. Capital Refunding Refunding Improvement Bonds, Bonds Plan Bonds, Series 2004C Series 2010A Series 2008A Total Bonds payable $775,000 $3,660,000 $7,045,000 $11,480,000 Future interest payable 217,248 568,948 3,141,589 3,927,785 $992,248 $4,228,948 $10,186,589 $15,407,785 Payments to maturity: 2013 $111,345 $381,955 $560,168 $1,053,468 2014 107,775 420,805 559,368 1,087,948 2015 109,005 423,680 558,168 1,090,853 2016 109,895 420,543 556,568 1,087,006 2017 110,440 425,830 559,468 1,095,738 2018 110,580 424,880 561,768 1,097,228 2019 110,308 433,480 558,484 1,102,272 2020 109,600 431,630 564,423 1,105,653 2021 113,300 429,480 564,468 1,107,248 2022 - 436,665 563,705 1,000,370 2023 - - 567,014 567,014 2024 - - 569,270 569,270 2025 - - 570,454 570,454 2026 - - 570,545 570,545 2027 - - 574,413 574,413 2028 - - 572,035 572,035 2029 - - 578,275 578,275 2030 - - 577,995 577,995 $992,248 $4,228,948 $10,186,589 $15,407,785 156 CITY OF CHANHASSEN, MINNESOTA DEBT SERVICE PAYMENTS TO MATURITY GENERAL OBLIGATION IMPROVEMENT BONDS December 31, 2012 Bonds payable Future interest payable Payments to maturity: 2013 2014 2015 2016 2017 G.O. G.O. Street Improvement Reconstruction Bonds, Series 2010 Series 2009A $770,000 4,620 $774,620 $774,620 $774,620 157 $5,420,000 341,400 $5,761,400 $359,600 3,618,875 592,900 591,175 598,850 $5,761,400 Exhibit 3 Total $6,190,000 346,020 $6,536,020 $1,134,220 3,618,875 592,900 591,175 598,850 $6,536,020 CITY OF CHANHASSEN, MINNESOTA DEBT SERVICE PAYMENTS TO MATURITY GENERAL OBLIGATION REVENUE BONDS December 31, 2012 Exhibit 4 G.O. Water G.O. Water G.O. Water G.O. Water G.O. Water & $4,741,296 Revenue Revenue Revenue Revenue Sewer Revenue 5,109,419 Bonds, Series Bonds, Series Bonds, Series Bonds, Series Bonds, Series 1,388,303 2004B 2005B 2011A 2011B 2012A Total Bonds payable $5,845,000 $3,680,000 $5,920,000 $3,720,000 $1,245,000 $20,410,000 Future interest payable 604,848 69,910 462,157 1,027,100 89,605 2,253,620 $6,449,848 $3,749,910 $6,382,157 $4,747,100 $1,334,605 $22,663,620 Payments to maturity: 2013 $582,754 $3,749,910 $292,470 $106,000 $10,162 $4,741,296 2014 4,158,854 - 715,850 106,000 128,715 5,109,419 2015 426,840 - 722,923 106,000 132,540 1,388,303 2016 426,740 - 718,501 135,700 131,340 1,412,281 2017 425,840 - 722,060 135,100 130,140 1,413,140 2018 428,820 - 728,813 134,500 133,915 1,426,048 2019 - - 733,663 569,500 132,665 1,435,828 2020 - - 731,758 567,600 131,321 1,430,679 2021 - - 738,163 572,900 134,758 1,445,821 2022 - - 277,956 572,675 133,003 983,634 2023 - - - 576,925 136,046 712,971 2024 - - - 580,575 - 580,575 2025 - - - 583,625 - 583,625 $6,449,848 $3,749,910 $6,382,157 $4,747,100 $1,334,605 $22,663,620 158 CITY OF CHANHASSEN, MINNESOTA TAXABLE VALUATIONS, TAX LEVIES AND TAX RATES December 31, 2012 Taxable Capacity Valuations: Tax Capacity Values Property Type 2011/2012 Real estate and personal property: Hennepin County $1,398,546 Carver County 35,607,351 Fiscal disparities: Distribution 1,940,558 Contribution (3,978,995) Less: captured tax increment value (469,759) Net tax capacity $34,497,701 Tax Levy and Tax Rates Exhibit 5 Payable 2012 Tax Certified Capacity Levy Rate (1) Taxes levied: Revenue $7,434,500 20.891 Debt Service 2,719,190 7.641 Totals $10,153,690 28.532 (1) Urban rate 159 CITY OF CHANHASSEN, MINNESOTA SCHEDULE OF DEFERRED TAX LEVIES December 31, 2012 Exhibit 6 160 G.O. Library G.O. Capital Total Improvement G.O. Street Total Total Years of Bonds Improvement General Refunding Reconstruction General Deferred Levy/ of 2002A/ Plan Bonds Bonded Bonds Bonds Improvement Tax Collection 2010A of 2008A Debt of 2009A of 2010 Bonds Levies 2012/2013 $445,310 $593,200 $1,038,510 $550,000 $130,680 $680,680 $1,719,190 2013/2014 448,880 592,100 1,040,980 233,800 444,410 678,210 1,719,190 2014/2015 446,098 590,600 1,036,698 232,300 55,000 287,300 1,323,998 2015/2016 452,792 594,000 1,046,792 240,700 - 240,700 1,287,492 2016/2017 451,952 596,700 1,048,652 - - - 1,048,652 2017/2018 461,297 593,600 1,054,897 - - - 1,054,897 2018/2019 459,512 600,300 1,059,812 - - - 1,059,812 2019/2020 457,412 600,800 1,058,212 - - - 1,058,212 2020/2021 465,497 600,400 1,065,897 - - - 1,065,897 2021/2022 - 604,500 604,500 - - - 604,500 2022/2023 - 607,400 607,400 - - - 607,400 2023/2024 - 609,200 609,200 - - - 609,200 2024/2025 - 609,900 609,900 - - - 609,900 2025/2026 - 614,600 614,600 - - - 614,600 2026/2027 - 612,700 612,700 - - - 612,700 2027/2028 - 620,100 620,100 - - - 620,100 2028/2029 - 620,600 620,600 - - - 620,600 $4,088,750 $10,260,700 $14,349,450 $1,256,800 $630,090 $1,886,890 $16,236,340 160