1c. Lyman Lumber Bond Issue I CITY OF 1c__
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CHANHASSEN
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690 COULTER DRIVE • P.O. BOX 147 • CHANHASSEN, MINNESOTA 55317
(612) 937-1900
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' MEMORANDUM
TO: Mayor and City Council
' FROM: Don Ashworth, City Manager
DATE: December 12 , 1988
SUBJ: Industrial Development Revenue Bonds, Lyman Lumber, Final
Approval
Attached please find the bond purchase agreement and final reso-
lution relating to the bonds referred to above. The closing of
the bonds has been scheduled for December 14, 1988 . The City
Attorney has reviewed an earlier draft of the attached documents
and found such to be in compliance with the previous approvals
given by the City Council.
This office would recommend final approval with the condition
' that the City Attorney verify that the attached draft is in
compliance with the terms and conditions set earlier by the City
Council and has not materially changed since his previous review.
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$1,000,000
CITY OF CHANHASSEN, MINNESOTA
Industrial Development Revenue Bonds
(Lyman Lumber Company Project)
Series 1988 1
BOND PURCHASE AGREEMENT 1
December 12 , 1988 1
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' $1, 000 , 000
CITY OF CHANHASSEN, MINNESOTA
Industrial Development Revenue Bonds
(Lyman Lumber Company Project)
Series 1988
BOND PURCHASE AGREEMENT
' December 12 , 1988
City of Chanhassen, Minnesota
City Hall
' Chanhassen, Minnesota 55317
Lyman Lumber Company
' 300 Morse Avenue
Excelsior, Minnesota 55331
' Gentlemen:
We (sometimes the "Underwriter" ) hereby offer to
purchase, upon the terms and conditions hereinafter specified,
' $1,000, 000 in aggregate principal amount of Industrial
Development Revenue Bonds (Lyman Lumber Company Project) ,
Series 1988 (the "Bonds" ) to be issued by the City of
' Chanhassen, Minnesota (the "Issuer" ) under the authority of
Minnesota Statutes, Chapter 469 , as amended. The Bonds are
described in the Private Placement Memorandum, dated
111 November 30, 1988 , (the "Private Placement Memorandum") . If
and when accepted by both of you this document shall constitute
our Bond Purchase Agreement .
' 1. Background. The Bonds are to be issued by the
Issuer pursuant to an Indenture of Trust, dated as of
September 1, 1979 (the "Original Indenture" ) as supplemented by
' the First Supplemental Indenture of Trust , dated as of
December 1, 1988 (the "Supplemental Indenture" ) , between the
Issuer and Norwest Bank Minnesota, National Association, as
trustee (the "Trustee" ) . The Original Indenture, as
' supplemented by the Supplemental Indenture is herein referred
to as the "Indenture" . The Issuer will loan the proceeds of
the Bonds to Lyman Lumber Company, a Minnesota corporation (the
"Company" ) pursuant to a Loan Agreement , dated as of
September 1, 1979 (the "Original Loan Agreement" ) as amended by
a First Amendment to Loan Agreement , dated as of December 1,
' 1988 (the "Amendment to Loan Agreement" ) , between the City and
the Company. The Original Loan Agreement , as amended by the
Amendment to Loan Agreement , is herein referred to as the Loan
Agreement . The proceeds of the Bonds loaned to the Company
will be used to finance the construction of an addition to the
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Company' s facility located in the corporate limits of the
Issuer, and the acquisition and installation of items of
equipment therein. The Bonds will be secured by a Mortgage and
Security Agreement dated as of September 1, 1979 (the "Original
Mortgage") , as amended by a First Amendment to Mortgage and
Security Agreement, dated as of December 1, 1988 (the
"Amendment to Mortgage" ) between the Company, as mortgagor, and
the Trustee, as mortgagee. The Original Mortgage, as amended
by the Amendment to Mortgage is herein referred to as the
"Mortgage" . The Underwriter will offer and sell the Bonds
pursuant to the Private Placement Memorandum.
2 . Representations of the Company. The Company
represents and warrants that:
(a) The Company has been duly organized and is
validly existing as a corporation in good standing under the
laws of its State of Minnesota with full power and authority to
own its properties and conduct its business as described in the
Private Placement Memorandum. The Company is conducting its
respective business in substantial compliance with all
applicable and valid laws , rules and regulations of each
jurisdiction where it owns or leases substantial property or
where it transacts material intrastate business .
(b) The Company has full power and authority to
execute and deliver the Loan Agreement, the Mortgage and this
Agreement and to carry out the terms thereof and hereof . The
Loan Agreement, the Mortgage and this Agreement, when executed
and delivered, will be in full force and effect and will be
valid and binding instruments of the Company enforceable in
accordance with their terms , except as limited by bankruptcy,
reorganization or other laws of general application relating to
the enforcement of creditors ' rights generally.
(c) The consummation of the transactions herein
contemplated and the carrying out of the terms hereof and
thereof will not result in violation of any provision of , or in
default under , the articles of incorporation or bylaws of the
Company or any indenture, mortgage, deed of trust ,
indebtedness, agreement, judgment, decree, order, statute, rule
or regulation to which the Company or any subsidiary is a party
or by which it or its property is bound; provided, however,
that the representations and warranties in this paragraph shall
not apply to the qualification of the Bonds under state
securities or blue sky laws or the law of any jurisdiction
outside the United States .
(d) No approval , authorization, consent or other
order of any public board or body (other than the authorization 1
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Iof the Issuer and registration under and compliance with the
securities or blue sky laws of various states) is legally
Irequired for the transactions contemplated hereby.
(e) Except as may be described in the Private
I Placement Memorandum, the Company is not in violation of any
provision of its articles of incorporation or bylaws or any
other organizational instrument, and the Company is not in
II violation of any provision of, or in default under, any
indenture, mortgage, deed of trust, indebtedness, agreement,
instrument, judgment, decree, order, statute, rule or
regulation to which it is a party or by which it or its
I property is bound. Except as may be described in the Private
Placement Memorandum, there is no provision of the articles of
incorporation or bylaws or any indenture, mortgage, deed of
I trust, indebtedness, agreement, instrument, judgment, decree,
order, statute, rule or regulation that materially adversely
affects the business, properties , assets , liabilities or
condition (financial or otherwise) of the Company.
I (f) There are no legal or governmental proceedings
pending or, to the best of the Company' s knowledge, threatened
I or contemplated by governmental authorities or threatened by
others to which the Company is or may become a party or to
which any property of the Company is or may become subject,
I other than as is set forth in the Private Placement Memorandum
or other than ordinary routine litigation incident to the kind
of business conducted by the Company which, if determined
adversely to the Company, would not individually or in the
I aggregate have a material adverse effect on the financial
position or results of operations of the Company.
(g) The information contained in the Private
Placement Memorandum is complete and accurate . Neither the
Private Placement Memorandum nor any amendment thereof or
I supplement thereto does or will contain any untrue statement of
a material fact or omit to state any material fact required to
be stated therein or necessary to make the statements therein,
in light of the circumstances under which they are made, not
II misleading.
(h) Subsequent to the respective dates as of which
I information is given in the Private Placement Memorandum and
prior to the Closing Date hereinafter mentioned, and except as
set forth in or contemplated by the Private Placement
I Memorandum, (i) the Company has not incurred, or will not have
incurred, any material liabilities or obligations , direct or
contingent, except in the ordinary course of business , and has
not entered, or will not enter, into any material transaction
IInot in the ordinary course of business , ( ii) there has not been
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and will not have been any change in the capital stock or
increases in the long-term debt of the Company, (iii) there has
not been and will not have been any material adverse change in
the business, properties , assets , financial position or results
of operations of the Company, ( iv) no loss or damage (whether
or not insured) to the property of the Company has been or will
have been sustained that materially and adversely affects the
operations of the Company, and (v) no legal or governmental
proceedings affecting the Company or the transactions
contemplated by this Agreement have been or will have been
instituted or threatened.
(i) The information supplied by the Company that has
been relied upon by bond counsel with respect to the tax-free
status of interest on the Bonds is correct and complete .
(j ) The financial statements set forth in the Private
Placement Memorandum are accurate in all material respects and
fairly present the financial condition and results of the
operations of the Company and its subsidiaries as at the date
and for the periods indicated.
(k) Any certificate signed by any officer of the
Company and delivered to the Underwriter shall be deemed a
representation and warranty by the Company as to the statements
made therein.
(1) At the Closing Date the Company will have good
and marketable title to the property subject to the Mortgage,
subject only to encumbrances permitted by the Mortgage. ,
3 . Representations of the Issuer. The Issuer makes
the following representations :
(a) The Issuer is a municipal corporation and
political subdivision duly organized and existing under the
laws of the State of Minnesota . The Issuer is authorized by
the provisions of law to issue the Bonds , to loan the proceeds
thereof to the Company, and to pledge the payments to be
received pursuant to the Loan Agreement and its interest in the
Loan Agreement as security for the payment of the principal of,
premium, if any, and interest on the Bonds .
(b) The Issuer has complied with all applicable 1
provisions of the Constitution and laws of the State of
Minnesota and has full power and authority to execute and
deliver this Agreement, the Bonds , the Indenture and the Loan
Agreement and to carry out the terms thereof .
(c) The Issuer has duly taken all necessary action to
be taken by it for : ( i) the authorization, issuance and sale
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IIof the Bonds upon the terms set forth herein and in the
Indenture; (ii) the approval , execution, delivery, receipt and
I due performance of this Agreement, the Bonds , the Indenture and
the Loan Agreement; and (iii) the consent to the use by the
Underwriter of the Private Placement Memorandum.
I (d) The Bonds, when issued, delivered and paid for as
herein and in the Indenture provided, will have been duly
II authorized and issued and will constitute valid and binding
limited obligations of the Issuer entitled to the benefits and
security of the Indenture and the Loan Agreement . The Loan
Agreement and the Indenture, when executed and delivered as
I contemplated by this Agreement, will have been duly and validly
authorized, executed and delivered by the Issuer, will be in
full force and effect and will be valid and legally binding
II obligations of the Issuer enforceable in accordance with their
terms . This Agreement has been duly and validly authorized,
executed and delivered by the Issuer .
I (e) The Issuer will cause the proceeds from the sale
of the Bonds to be applied as specified in the Indenture and
the Loan Agreement .
I (f) There are no legal or governmental proceedings
pending or, to the best of the knowledge of the Issuer,
II threatened or any basis therefor, wherein an unfavorable
decision, ruling or finding would have a material adverse
effect on the validity or security of the Bonds , the Indenture,
the Loan Agreement, this Agreement or the transactions
IIcontemplated thereby.
(g) The execution and delivery of this Agreement, the
II Bonds , the Indenture, the Loan Agreement and the other
agreements contemplated hereby and by the Private Placement
Memorandum and .compliance with the provisions thereof, will not
I conflict with or result in a breach of any of the terms and
provisions of, or constitute a default under, any existing law,
court or administrative regulation, decree or order or any
agreement, indenture, mortgage, lease or other instrument to
Iwhich the Issuer is subject or by which it is or may be bound.
(h) So long as any of the Bonds remain outstanding,
I the Issuer will not issue or sell any bonds or other
obligations , other than the Bonds and any additional Bonds
which may be authorized by the Indenture, the interest and
I premium, if any, on which or principal of which will be payable
from the payments due the Issuer under the Loan Agreement .
(i) No further approval , authorization, consent or
I other order of any governmental authority or agency not
heretofore obtained (other than registration under and
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compliance with the securities or Blue Sky laws of various 1
states) is legally required the absence of which would
materially and adversely affect the transactions contemplated II
by the Indenture, the Loan Agreement, the Private Placement
Memorandum or this Agreement .
(j ) The execution and delivery of this Agreement, the
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Bonds, the Indenture and the Loan Agreement, and compliance
with the provisions thereof, will not conflict with or result
in a breach of any of the terms and provisions of , or
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constitute a default under, any existing law, or any agreement,
indenture, mortgage, lease or other instrument to which the
Issuer is subject or by which it is bound. I
4 . Purchase, Sale and Delivery of the Bonds . On the
basis of the representations and warranties and subject to the II terms and conditions set forth herein, the Underwriter agrees
to purchase, and the Issuer agrees to sell to the Underwriter,
the total principal amount of the Bonds at a purchase price of
$980,000 plus interest accrued from the date of the Bonds to
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the Closing Date (as hereinafter described) . Payment for the
Bonds shall be made to the Issuer or its order in immediately
available funds at the office of Dorsey & Whitney, 2200 First
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Bank Place East, Minneapolis, Minnesota, at 10 : 00 a .m.
prevailing time on December 14, 1988, or at such other date as
may be agreed upon by an appropriate officer of the Issuer and II us against delivery of the Bonds to us . The date and time of
such payment and delivery are herein called the "Closing Date. "
5 . Covenants of the Company. The Company will :
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(a) If at any time for a period of six months after
the date of the Private Placement Memorandum an event shall
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have occurred as a result of which it is necessary to amend or
supplement the Private Placement Memorandum in order to make
the statements therein not untrue or misleading or to make the II Private Placement Memorandum comply with blue sky laws of the
State of Minnesota, promptly notify the Underwriter thereof and
will furnish to us at its expense an appropriate amendment or a
supplement that will correct the statements in the Private
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Placement Memorandum in order to make the statements therein
not untrue or misleading .
(b) Refrain from taking any action or permitting any I
action to be taken with regard to which the Company may
exercise control that results in the loss of the tax-free
Istatus of interest on the Bonds .
(c) At our request, take any action necessary to
maintain the tax-free status of the interest on the Bonds under I
the Internal Revenue Code of 1986 , as amended.
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(d) Cooperate with us in connection with
qualification of the Bonds for sale under the laws of the State
of Minnesota .
(e) So long as any Bonds remain outstanding, furnish
to us within 120 days following the close of its fiscal year a
copy of the Company' s annual audited financial statements
accompanied by the report of an independent certified public
' accountant . The Company agrees that the Underwriter may make
such financial statements or reports available to owners of the
Bonds.
(f) Furnish all information requested by the
Underwriter so that the Underwriter may file with the
Commissioner of Commerce of the State of Minnesota an annual
' report and otherwise do such things as are necessary to keep
the registration of the Bonds in effect for secondary market
trading purposes in the State of Minnesota, and will file any
necessary reports with the Commissioner of Commerce.
6 . Issuer ' s Covenants . The Issuer will :
' (a) Cooperate in qualifying the Bonds for offer and
sale under the blue sky laws of the State of Minnesota .
' (b) At the Underwriter ' s request , take any action
necessary in the opinion of bond counsel to assure or maintain
the tax-free status of interest on the Bonds under the Internal
' Revenue Code; provided that the Issuer ' s out-of-pocket costs
and expenses are paid out of the Bond proceeds or are otherwise
provided for .
' 7 . Conditions of Underwriter ' s Obligation. The
obligation of the Underwriter to purchase and pay for the Bonds
is subject to the following conditions :
' (a) The representations and warranties of the Company
and the Issuer herein and in the Loan Agreement and the
Indenture shall be true and correct as of the date hereof and
' the Closing Date.
(b) At the Closing Date, the Company and the Issuer
' shall each have performed all of the obligations hereunder
theretofore to be performed by each of them.
(c) At the Closing Date, there shall be delivered to
the Underwriter, dated as of the Closing Date :
(i) (A) an opinion of bond counsel unaddressed or
addressed to us substantially in the form of Exhibit A
hereto .
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(ii) an opinion of counsel to the Company addressed to
us substantially in the form of Exhibit B hereto .
( iii) an opinion of Issuer ' s counsel, addressed to us
substantially in the form of Exhibit C hereto.
(iv) a letter from Price Waterhouse & Co. addressed to '
us consenting to the use of their report and all references
to their firm included in or made a part of the Private
Placement Memorandum.
In rendering the above opinions, counsel may rely upon
customary certificates . '
(d) The Loan Agreement, the Mortgage and the
Indenture, in substantially the forms existing on the date
hereof, with such changes therein as may be mutually agreed
upon by the parties thereto and us , shall have been duly
authorized, executed and delivered by the respective parties
thereto and shall be in full force and effect on the Closing
Date.
(e) All proceedings and related matters in connection
with the authorization, issue, sale and delivery of the Bonds
shall have been satisfactory to bond counsel and to our
counsel, and such counsel shall have been furnished with such
papers and information as they may have reasonably requested to
enable them to pass upon the matters referred to in this
subdivision.
(f) The Company shall have furnished to us on the
Closing Date certificates satisfactory to us as to the accuracy
of all representations and warranties contained herein as of
the date hereof and as of the Closing Date and as to the
performance by the Company of all of its obligations hereunder
to be performed at or prior to the Closing Date.
(g) The offer and sale of the Bonds and underlying
securities shall be exempt from registration under the
Securities Act of 1933 , as amended, the Bonds and underlying
securities shall constitute "municipal securities" within the
meaning of the Securities Exchange Act of 1934 , as amended, and
the Indenture and related security instruments shall be exempt
from qualification under the Trust Indenture Act of 1939 , as
amended.
(i) The Company shall have furnished or caused to be '
furnished to us certificates dated the Closing Date
satisfactory to us to the effect that the signers of such
certificates have examined the Private Placement Memorandum,
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the Loan Agreement, the Indenture, the Mortgage and the form of
Bonds and that (i) as of the date of the Private Placement
' Memorandum, the statements made in the Private Placement
Memorandum (not including written information furnished by the
Underwriter specifically for use in the preparation of the
' Private Placement Memorandum) are true and correct , and the
Private Placement Memorandum does not omit to state any
material fact necessary to make the statements therein (not
' including written information furnished by the Underwriter
specifically for use in the preparation of the Private
Placement Memorandum) , in the light of the circumstances under
which they were made, not misleading, (ii) since the date of
' the Private Placement Memorandum no event has occurred which
should have set forth in an amendment or supplement to the
Private Placement Memorandum, which has not been so set forth,
' in order to make the statements therein not misleading,
(iii) no default under the Loan Agreement or the Mortgage and
no event which with the giving of notice or lapse of time or
both would constitute such a default shall have occurred and be
' continuing and (iv) the representations of the Company
contained in the Loan Agreement and this Agreement were true
and correct as of the respective dates thereof and are true and
' correct on the Closing Date.
(j ) On the Closing Date, after the dates as of which
' information is given in the Private Placement Memorandum,
except as set forth in or contemplated by the Private Placement
Memorandum, none of the events specified in Subsection 2 (h)
hereof that in our opinion may affect the marketability of the
' Bonds shall have occurred.
(k) The Bonds shall be registered or exempt from
registration for offer and sale in the State of Minnesota .
(1) All conditions required to be satisfied under
' Section 3-5 of the Original Indenture for the issuance of the
Bonds shall have been satisfied.
(m) At the Closing Date there shall be delivered to
' the Trustee a title insurance policy or commitment therefor in
an amount equal to $2 , 600, 000 insuring the Mortgage to be a
first mortgage on the mortgaged property, subject only to
' encumbrances permitted by the Mortgage, issued by Title
Insurance Company of Minnesota, or another title insurance
company satisfactory to the Trustee .
' All such opinions , certificates , letters and documents will be
in compliance with the provisions hereof only if they are in
all material respects satisfactory to us and to our counsel as
to which we and such counsel shall act reasonably.
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If any condition of our obligations hereunder to be
satisfied prior to the Closing Date is not so satisfied, this
Agreement may be terminated by us by notice in writing or by
telegram to the Company and the Issuer.
We may waive in writing compliance by the Company or
the Issuer of any one or more of the foregoing conditions or
extend the time for their performance.
8 . Indemnification. The Company agrees to indemnify '
and hold harmless the Underwriter and the Issuer and each
person, if any, who controls the Underwriter and the Issuer ( in
this paragraph separately and collectively referred to as the
"defendants") within the meaning of the Securities Act of 1933 ,
as amended, and the Securities Exchange Act of 1934 , as
amended, from and against any and all losses , claims , damages ,
expenses or liabilities, joint or several, to which they or any
of them may become subject under the Securities Act of 1933 , as
amended, and the Securities Exchange Act of 1934 , as amended,
or under any other statute or at common law or otherwise, and,
except as hereinafter provided, will reimburse the Underwriter,
the Issuer and each such controlling person, if any, for any
legal or other expenses reasonably incurred by them or any of
them in connection with investigating or defending any actions
whether or not resulting in any liability, insofar as such
losses, claims, damages, expenses, liabilities or actions arise
out of or are based upon any untrue statement or alleged untrue
statement of a material fact contained in the Private Placement -
Memorandum (or the Private Placement Memorandum as from time to
time amended or supplemented) or arise out of or are based upon
the omission or alleged omission to state therein a material
fact required to be stated therein or necessary in order to
make the statements therein not misleading, unless such untrue
statement or omission was made in the Private Placement
Memorandum in reliance upon and in conformity with written
information furnished by us specifically for use in the
preparation thereof . Promptly after receipt by the
Underwriter, the Issuer or any such controlling person, of
notice of the commencement of any action in respect of which
indemnity may be sought against the Company under this Section,
such person will notify the Company in writing of the
commencement thereof , and, subject to the provisions
hereinafter stated, the Company shall assume the defense of
such action (including the employment of counsel , who shall be
counsel satisfactory to the Underwriter, the Issuer or such
controlling person, as the case may be, and the payment of
expenses) insofar as such action shall relate to any alleged
liability in respect of which indemnity may be sought against
the Company. The Underwriter, the Issuer or any such
controlling person shall have the right to employ separate
counsel in any such action and to participate in the defense
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thereof, but the fees and expenses of such counsel shall not be
at the expense of the Company unless the employment of such
' counsel has been specifically authorized by the Company. The
Company shall not be liable to indemnify any person for any
settlement of any such action effected without its consent .
' 9 . Offering by Underwriter. The Underwriter proposes
to offer the Bonds for sale as provided in the Private
Placement Memorandum. Concessions from the initial offering
price set forth in the Private Placement Memorandum may be
allowed to special purchasers . The initial offering price set
forth in the Private Placement Memorandum may vary after the
' initial offering . The Bonds may be offered for sale at prices
other than the par value thereof . The Issuer and the Company
hereby confirm the authority and use by the Underwriter of the
' Private Placement Memorandum.
10 . Representations, Warranties and Agreements To
Survive Delivery. The representations, warranties ,
indemnities, agreements and other statements of the Company,
the Issuer, and the Underwriter, or its or their officers set
forth in or made pursuant to this Agreement will remain
' operative and in full force and effect regardless of any
investigation made by or on behalf of the Company, the Issuer
or the Underwriter, or any controlling person and will survive
' delivery of and payment for the Bonds .
11. Payment of Costs and Expenses . All costs and
expenses incident to the execution and performance of this
Agreement and to the sale and delivery of the Bonds to the
Underwriter, including, but not limited to, (i) the fees and
expenses of Issuer ' s counsel; (ii) the fees and expenses of the
' Company' s counsel and accountants ; (iii) the fees and expenses
of Bond Counsel ; (iv) the fees and expenses of the Trustee and
its counsel; (v) all costs and expenses incurred in connection
' with the preparation, printing and distribution of the Private
Placement Memorandum, the Bonds, the Loan Agreement, the
Indenture, the Mortgage, this Agreement and related documents ;
(vi) all expenses incurred in connection with obtaining state
approval of and allocation for the Bonds ; (vii) all expenses
(including fees and disbursements of counsel) incurred in
connection with the qualification of the Bonds for sale and
' determination of the eligibility for investment under the laws
of the State of Minnesota ; and (viii) the fees and expenses of
the Issuer .
' 12 . Termination of Agreement . This Agreement may be
terminated at any time prior to the Closing Date by us by
written notice to the Issuer and the Company if in the judgment
of the Underwriter it is impracticable to offer for sale or to
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enforce contracts made by the Underwriter for the resale of the I
Bonds agreed to be purchased hereunder by reason of :
(i) a tentative decision with respect to legislation
having been reached by a committee of the House of
Representatives or the Senate of the Congress of I
the United States or legislation having been
reported by such a committee or be introduced by
amendment or otherwise in, or having been enacted
Iby, the House of Representatives or Senate, or
recommended to the Congress of the United States
for passage by the President of the United States,
or a ruling, regulation or order of the Treasury I
Department of the United States or the Internal
Revenue Service having been made or proposed having
the purpose or effect of imposing federal income I
taxation, or any other event shall have occurred
which results in the imposition of federal income
taxation, upon revenues or other income of the
general character to be derived by the Issuer or
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the Company or by any similar body or upon interest
received on obligations of the general character of
the Bonds , or the Bonds ; which, in the
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Underwriter ' s opinion materially adversely affects
the market price of the Bonds ;
(ii) legislation, ordinance, rule or regulation having
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been introduced in, or be enacted by, any
governmental body, department or agency in the
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State of Minnesota, or a decision by any court of
competent jurisdiction within the State of
Minnesota shall be rendered which, in the
Underwriter ' s opinion, materially adversely affects I
the market price of the Bonds ;
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( iii) legislation having been introduced by amendment or
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otherwise in, or be enacted by, the House of
Representatives or the Senate of the Congress of
the United States , or a decision by a court of the
United States shall be rendered, or a stop order ,
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ruling, regulation or official statement by, or on
behalf of , the Securities and Exchange Commission
or other governmental agency having jurisdiction of I
the subject matter having been made or proposed, to
the effect that the issuance, offering or sale of
obligations of the general character of the Bonds ,
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or the Bonds , as contemplated hereby or by the
Private Placement Memorandum, is or would be in
violation of any provisions of the Securities Act
of 1933 , as amended and as then in effect, or the
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Securities Exchange Act of 1934 , as amended and as
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then in effect, or the Trus t Indenture Act In en of 1939
d t c o 1939 ,
' as amended and as then in effect, or with the
purpose or effect of otherwise prohibiting the
issuance, offering or sale of obligations of the
general character of the Bonds , or the Bonds , as
' contemplated hereby or by the Private Placement
Memorandum;
(iv) any event having occurred, or information become
known which in the Underwriter ' s opinion makes
untrue, incorrect or misleading in any material
respect any statement or information contained in
' the Private Placement Memorandum of a material fact
or omits to state a material fact required to be
stated therein or necessary to make the statements
made therein, in light of the circumstances under
which they were made, not misleading;
' (v) additional material restrictions not in force as of
the date hereof shall be imposed upon trading in
securities generally by any governmental authority
or by any national securities exchange;
(vi) the New York Stock Exchange or other national
securities exchange, or any governmental authority
' shall impose as to the Bonds or obligations of the
general character of the Bonds any material
restrictions not now in force or increase
' materially those now in force, with respect to the
extestion of credit by, or the charge to the net
capital requirements of, the Underwriter;
(vii) trading in securities on the New York Stock
Exchange or the American Stock Exchange shall have
been suspended or limited or minimum prices have
been established on either such exchange;
(viii) a general banking moratorium shall have been
' established by federal or applicable state
authorities ;
( ix) a default shall have occurred with respect to the
' obligations of or proceedings shall have been
instituted under the federal bankruptcy laws or any
similar state laws by or against any state of the
United States or any city located in the United
States having a population in excess of one million
persons or any entity issuing obligations on behalf
of such a city or state;
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x any action shall have been taken by any government
( ) Y Y Y g
in respect of its monetary affairs which, in the
opinion of the Underwriter, has a material adverse 1
effect on the United States securities market; or
(xi) a war involving the United States shall have been
declared, or any other national emergency relating
to the effective operation of government or the
financial community shall have occurred which, in
the Underwriter ' s opinion, materially adversely
affects the market price of the Bonds .
If this Agreement shall be terminated pursuant to
Section 7, or if the purchase provided for herein is not
consummated because of any refusal, inability or failure on the
part of the Company or the Issuer to comply with any of the
terms or to fulfill any of the conditions of this Agreement, or
if for any reason the Company or the Issuer shall be unable to
perform all of their respective obligations under this
Agreement, neither the Company nor the Issuer shall be liable
to the Underwriter for damages on account of loss of
anticipated profits arising out of the transactions covered by
this Agreement, but the Company shall remain liable to the
extent provided in Section 11 hereof, and the Company shall pay
all out-of-pocket expenses incurred by the Underwriter in
contemplation of the performance by it of its obligations
hereunder, including the printing and traveling expenses and
postage, telegraph and telephone charges .
If this Agreement shall be terminated pursuant to the '
first paragraph of this Section 12 , the Company shall remain
liable to the extent provided in Section 11 hereof .
13 . Notices . All communications hereunder shall be
in writing and, except as otherwise provided, shall be
delivered at , or mailed or telegraphed to, the following
addresses : if to the Underwriter, to Allison-Williams Company,
2700 Lincoln Centre, 333 South 7th Street, Minneapolis ,
Minnesota 55402 ; if to the Company, to Lyman Lumber Company,
300 Morse Avenue, Excelsior, Minnesota 55331 ; if to the Issuer ,
to the City of Chanhassen, City Hall , Chanhassen, Minnesota
55317 .
14 . Governing Law. This Agreement shall be governed ,
by and construed in accordance with the laws of the State of
Minnesota .
15 . Parties in Interest . This Agreement shall be
binding upon and shall inure to the benefit of the Underwriter,
the Company, and the Issuer, and, to the extent expressed, any
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•
i.
person erson controllin the Issuer or the Underwriter and their
respective executors , administrators , successors and assigns ,
and no other person shall acquire or have any right under or by
virtue of this Agreement . The term "successors and assigns"
shall not include any purchaser, from the Underwriter of the
Bonds .
16 . Time . Time shall be of the essence with respect
to this Agreement.
17 . Counterparts . This Agreement may be executed in
any number of counterparts .
If the foregoing is in accordance with your
understanding of the Agreement, kindly sign and return to us
' the enclosed duplicate copies hereof , whereupon it will become
a binding agreement between the Issuer, the Company and the
Underwriter in accordance with its terms .
Very truly yours ,
ALLISON-WILLIAMS COMPANY
By
Its
Confirmed and accepted as of
the date first above written.
CITY OF CHANHASSEN, MINNESOTA
By
Mayor
' And: (SEAL)
City Manager
LYMAN LUMBER COMPANY
By
Its
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II
EXHIBIT B I
TO
BOND PURCHASE AGREEMENT 1
Opinion of
Counsel to the Company ,
Allison-Williams Company
I
2700 Lincoln Centre
333 South 7th Street
Minneapolis, Minnesota 55402 1
Dorsey & Whitney
2200 First Bank Place East
Minneapolis , Minnesota 55402 II
Re : $1, 000, 000 Industrial Development Revenue Bonds
(Lyman Lumber Company Project) , Series 1988
II
City of Chanhassen, Minnesota
Ladies and Gentlemen:
II
We have acted as counsel to Lyman Lumber Company, a
Minnesota corporation (the "Company" ) in connection with the
authorization, issuance and sale by the City of Chanhassen, II
Minnesota (the "Issuer" ) , of $1, 000 , 000 in aggregate principal
amount of its Industrial Development Revenue Bonds (Lyman II Lumber Company Project) , Series 1988 (the "Series 1988 Bonds" ) ,
and the loan of the proceeds thereof to the Company. In such
capacity, we have examined the following :
1 . The Articles of Incorporation and Bylaws of the I
Company.
2 . Certain resolutions of the Board of Directors of
I
the Company.
3 . The Loan Agreement, dated as of September 1, 1979
II
as amended by the First Amendment to Loan Agreement , dated as
of December 1, 1988 (together, the "Loan Agreement" ) , between
the Issuer and the Company.
I
4 . The Indenture of Trust , dated as of September 1 ,
1979 as supplemented by the First Supplemental Indenture of
I
Trust dated as of December 1, 1988 (together , the " Indenture" ) ,
between the Issuer and Norwest Bank Minnesota , National
Association, as trustee (the "Trustee" ) .
II
II
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5 . The Mortgage e and Security Agreement, dated as of
9 Y 9
September 1, 1979 as amended by the First Amendment to Mortgage
' and Security Agreement, dated as of December 1, 1988 (together,
the "Mortgage") , between the Company, as mortgagor, and the
Trustee, as mortgagee.
' 6 . The Bond Purchase Agreement, dated December 12 ,
1988 (the "Bond Purchase Agreement") , among the Issuer, the
Company and Allison-Williams Company (the "Underwriter") .
7 . The Private Placement Memorandum, dated
November 30, 1988, relating to the Bonds (the "Private
' Placement Memorandum") .
8 . Such other documents, certificates and matters of
' law as we have considered necessary to enable us to render this
opinion.
Based on the foregoing we are of the opinion that :
(1) The Company has been duly organized and is
validly existing as a corporation under the laws of the State
of Minnesota and is in good standing under the laws of the
State of Minnesota with full power and authority to own its
properties and conduct its business as described in the Private
' Placement Memorandum. The Company is conducting its business
in substantial compliance with all applicable and valid laws ,
rules and regulations of each jurisdiction where it owns or
' leases substantial property or where it transacts material
intrastate business .
(2) The Company has full power and authority to
execute and deliver the Loan Agreement, the Mortgage and the
Bond Purchase Agreement and to carry out the terms thereof .
The Loan Agreement, the Mortgage and the Bond Purchase
' Agreement have been duly and validly authorized, executed and
delivered by the Company, are in full force and effect and are
valid and binding instruments of the Company enforceable in
accordance with their terms , except as limited by bankruptcy,
reorganization or other laws of general application relating to
the enforcement of creditors ' rights generally.
' (3) The consummation of the transactions herein
contemplated by the Loan Agreement , the Mortgage and the Bond
Purchase Agreement and carrying out of the terms thereof will
not result in violation of any provision of , or in default
under, the Articles of Incorporation or Bylaws of the Company
or any indenture, mortgage, deed of trust , indebtedness ,
agreement, judgment, decree, order, or to the best of our
knowledge, any statute, rule or regulation to which the Company
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•
party or by which it or its property is bound; provided,
is a pa y o y p p y P
however, that we express no opinion with respect to the
qualifications of the Series 1988 Bonds under state securities
or blue sky laws or the law of any jurisdiction outside the
United States .
(4) No approval, authorization, consent or other '
order of any public board or body (other than the authorization
of the Issuer, approval by the Minnesota Department of Trade
and Economic Development and registration under and compliance
with the securities or blue sky laws of various states) is
legally required for the transactions contemplated hereby.
(5) The Company is not in violation of any provision
of its Articles of Incorporation, Bylaws or any other
organizational instrument, and the Company is not in violation
of any provision of , or in default under, any indenture,
mortgage, deed of trust, indebtedness, agreement, instrument,
judgment, decree, order, statute, rule or regulation to which
it is a party or by which it or its property is bound. There
is no provision of the Articles of Incorporation or Bylaws of
the Company, or to the best of our knowledge after reasonable
investigation, any indenture, mortgage, deed of trust,
indebtedness , agreement , instrument, judgment, decree, order,
statute, rule or regulation that materially and adversely
affects the business, properties, assets , liabilities or
condition (financial or otherwise) of the Company.
(6) There are no legal or governmental proceedings
pending or, to the best of our knowledge, threatened or
contemplated by governmental authorities or threatened by
others to which the Company is or may become a party or to
which any property of the Company is or may become subject,
which, if determined adversely to the Company, would
individually or in the aggregate have a material adverse effect
on the financial position or results of operations of the
Company.
(7) Although we have not undertaken to determine
independently and cannot guarantee the accuracy or completeness
of the statements contained in the Private Placement
Memorandum, based upon our participation in the preparation of
the Private Placement Memorandum, we have no reason to believe
that the Private Placement Memorandum contains any untrue
statement of a material fact or omits to state any material
fact required to be stated therein or necessary to make the
statements therein made, in the light of the circumstances
under which they were made, not misleading .
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I (8) The Company has duly authorized the use of the
Private Placement Memorandum by the Underwriter .
IWe hereby consent to the references to us in our
capacity as counsel to the Company in the Private Placement
IMemorandum.
Very truly yours,
I
I
II
I
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II
I
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I
II
I
II
II
II
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I
EXHIBIT C I
TO
BOND PURCHASE AGREEMENT I
Opinion of
City Attorney
II
Allison-Williams Company II 2700 Lincoln Centre
333 South 7th Street
Minneapolis, Minnesota 55402
Dorsey & Whitney
2200 First Bank Place East
Minneapolis , Minnesota 55402
II
Re : $1, 000, 000 Industrial Development Revenue Bonds ,
(Lyman Lumber Company Project) , Series 1988 II City of Chanhassen, Minnesota
Gentlemen:
We are City Attorneys for the City of Chanhassen, II
Minnesota (the "City" ) and have acted as counsel to the City,
in connection with the issuance on this date by the City of its II Industrial Development Revenue Bonds (Lyman Lumber Company
Project) , Series 1988 (the "Bonds") , issued pursuant to an
Indenture of Trust, dated as of September 1, 1979 , as
I
supplemented by the First Supplemental Indenture of Trust,
dated as of December 1, 1988 (together, the "Indenture") ,
between the City and Norwest Bank Minnesota, National
Association, as trustee (the "Trustee" ) . In such capacity, we I
have examined the following :
( 1) all public records , proceedings and documents in II connection with the organization or establishment of the City;
and
(2) the proceedings of the City authorizing , among
I
other things :
(a) the execution and delivery of the Indenture
II
and the issuance of the Bonds pursuant thereto ;
(b) the execution and delivery of the Loan II Agreement , dated as of September 1, 1979 , as amended by the
First Amendment to Loan Agreement , dated as of December 1 ,
1988 (together, the "Loan Agreement" ) , between the City and
Lyman Lumber Company, a Minnesota corporation (the I
"Company" ) ;
II
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•
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(c) the execution and delivery of a Bond
Purchase Agreement (the "Bond Purchase Agreement" ) , dated
' December 12 , 1988 , between the City, the Company and
Allison-Williams Company; and
(d) the use and distribution of a Private
Placement Memorandum, dated November 30, 1988 (the "Private
Placement Memorandum") , relating to the Bonds; and
' (iii) executed counterparts of the Indenture, the
Bond Purchase Agreement and the Loan Agreement .
Based upon the foregoing and upon such other
information and documents as we believe necessary to enable us
to render this opinion, we are of the opinion that :
' 1. The City is a public body duly organized and
existing under the Constitution and laws of the State of
' Minnesota.
2 . The proceedings of the City taken in connection
with the authorization and issuance of the Bonds have been
' taken in accordance with the applicable laws of the State of
Minnesota and the ordinances and rules of procedure of the
City. The Bonds, the Loan Agreement, the Indenture and the
Bond Purchase Agreement have been duly executed on behalf of
the City by the officers authorized by such proceedings to
execute said documents .
' 3 . No additional or further approval , consent or
authorization of the City is required in connection with its
participation in the transactions contemplated by the Bonds,
' the Loan Agreement, the Indenture and the Bond Purchase
Agreement .
' 4 . The City has authorized the use and distribution
of the Private Placement Memorandum.
5 . To the best of our knowledge, there are no legal
or governmental proceedings , pending or threatened, or any
basis therefor, wherein an unfavorable decision, ruling or
finding would have a material adverse effect on the validity of
or security for the Bonds , the Indenture, the Loan Agreement or
the Bond Purchase Agreement , or the transactions contemplated
thereby.
6 . The execution and delivery of the Bond Purchase
Agreement, the Bonds , the Indenture, the Loan Agreement and the
other agreements contemplated hereby and the authorization of
' the use of the Private Placement Memorandum will not conflict
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11
with or result in a material breach of any of the terms and
provisions of or constitute a material default under the City' s
organizational documents , any existing law, court or
administrative regulation, decree or any other agreement,
indenture, mortgage, lease or other instrument to which the
Issuer is subject or by which it is or may be bound. '
We hereby consent to the references to us in our
capacity as City Attorney in the Private Placement Memorandum.
Very truly yours,
i
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CERTIFICATE OF CITY MANAGER
I , the undersigned, being the duly qualified City
Manager of the City of Chanhassen, Minnesota, hereby attest and
' certify that :
1 . As such officer, I have the legal custody of the
' original record from which the attached resolution was
transcribed.
2 . I have carefully compared the attached resolution
with the original record of the meeting at which the resolution
was acted upon.
3 . I find the attached resolution to be a true,
correct and complete copy of the original :
RESOLUTION NO.
RESOLUTION AUTHORIZING THE ISSUANCE AND SALE OF
$1, 000, 000 AGGREGATE PRINCIPAL AMOUNT OF
INDUSTRIAL DEVELOPMENT REVENUE BONDS (LYMAN
LUMBER COMPANY PROJECT) , SERIES 1988 , OF THE
CITY; AUTHORIZING THE EXECUTION OF A FIRST
SUPPLEMENTAL INDENTURE OF TRUST, A FIRST
AMENDMENT TO LOAN AGREEMENT AND A BOND PURCHASE
AGREEMENT, AND AUTHORIZING THE USE OF A PRIVATE
' PLACEMENT MEMORANDUM, ALL RELATING TO THE
SERIES 1988 BONDS
4 . Said resolution remains in full force and effect
' in the form in which adopted and has not been amended or
repealed.
' 5 . I further certify that the affirmative vote on
said resolution was ayes , nayes , and
absent/abstention.
11 6 . Said resolution was adopted at a special meeting
which was duly held, pursuant to call and notice thereof, as
required by law on December 12 , 1988 , and a quorum was present
at such meeting .
WITNESS my hand officially as such Manager and the
seal of said City, this day of , 1988 .
Don Ashworth
City Manager
(Seal)
•
II
RESOLUTION NO. 11
RESOLUTION AUTHORIZING THE ISSUANCE AND SALE OF II$1,000, 000 AGGREGATE PRINCIPAL AMOUNT OF
INDUSTRIAL DEVELOPMENT REVENUE BONDS (LYMAN
LUMBER COMPANY PROJECT) , SERIES 1988, OF THE II CITY; AUTHORIZING THE EXECUTION OF A FIRST
SUPPLEMENTAL INDENTURE OF TRUST, A FIRST
AMENDMENT TO LOAN AGREEMENT AND A BOND PURCHASE
IAGREEMENT, AND AUTHORIZING THE USE OF A PRIVATE
PLACEMENT MEMORANDUM, ALL RELATING TO THE
SERIES 1988 BONDS
BE IT RESOLVED by the City Council (the Council) of I
the City of Chanhassen, Minnesota (the City) , as follows :
Section 1 . Authorization and Recitals . I
1 . 01. General Authority. This Council has received a II proposal that the City finance a portion or all of the cost of
a proposed project under Minnesota Statutes, Sections 469 . 152
through 469 . 165 (the Act) , consisting of the construction of an
approximately 30, 240 square foot addition by Lyman Lumber II Company (the Company) to its existing facility located at 18800
West 78th Street in the City, and the acquisition and
installation of items of equipment therein (the Project) .
II
1 . 02 . Series 1979 Bonds . The City has heretofore
issued its Industrial Development Revenue Bonds (Lyman Lumber II Company Project) , Series 1979 , dated as of September 1, 1979 ,
in the aggregate principal amount of $2, 000 , 000 (the "Series
1979 Bonds" ) , for the purpose of financing the cost of a
project under the Act consisting of the acquisition of land II within the City (the "Land" ) and the construction of a storage
and distribution facility thereon (the "Building" ) , by the
Company, pursuant to an Indenture of Trust, dated as of II September 1, 1979 (the "Original Indenture" ) , between the City
and Northwestern National Bank of Minneapolis , as Trustee (the
"Trustee" ) . The proceeds of the Series 1979 Bonds were loaned
by the City to the Company, pursuant to a Loan Agreement, dated
I
as of September 1, 1979 (the "Original Agreement" ) , between the
City and the Company, and the 1979 Bonds are secured by a
Mortgage and Security Agreement, dated of September 1, 1979 II(the "Original Mortgage" ) , under which the Company is
obligated to make payments sufficient to pay the principal of ,
premium, if any, and interest on the Series 1979 Bonds .
II
1 . 03 . Proposed Project and Bonds . Allison-Williams
Company, of Minneapolis, Minnesota (the "Underwriter" ) and
representatives of the Company have proposed that the City,
II
acting under and pursuant to the Act , issue and sell to the
Underwriter, an additional series of bonds , pursuant to Section
II
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1
II
3-5 of the Original Indenture, designated as its Industrial
g g
Development Revenue Bonds (Lyman Lumber Company Project) ,
' Series 1988, dated as of December 1, 1988 , in the principal
amount of $1, 000, 000 (the "Series 1988 Bonds") , the proceeds of
which are to be used" for the purpose of paying the costs of the
' Project. The Series 1988 Bonds will be issued pursuant to the
Original Indenture, as supplemented by a First Supplemental
Indenture of Trust, dated as of December 1, 1988 (the
' "Supplemental Indenture" ) , between the City and the Trustee
(the Original Indenture, as so supplemented is hereinafter
referred to as the "Indenture" ) . The proceeds of the Series
1988 Bonds will be loaned by the City to the Company pursuant
' to the Original Agreement, as amended by a First Amendment to
Loan Agreement , dated as of December 1, 1988 (the "Amendment to
Loan Agreement" ) , between the City and the Company (the
' Original Agreement, as so amended is hereinafter referred to as
the "Agreement") . to secure payment on the Series 1988 Bonds
the Original Mortgage will be supplemented by a First Amendment
to Mortgage and Security Agreement, dated as of December 1,
1988 (the "Amendment to Mortgage") , from the Company to the
Trustee (the Original Mortgage, as so amended is hereinafter
referred to as the "Mortgage") .
1 . 04 . Prior Approval . This Council following a
public hearing on the Project, duly noticed and held on August
22 , 1988, adopted a resolution giving preliminary approval to
the Project and authorizing the issuance of the Series 1988
Bonds and the execution of documents relating thereto .
' 1 . 05 . Documentation. Forms of the following
documents relating to the Project and the Series 1988 Bonds
have been prepared and submitted to this Council and are hereby
' directed to be filed in the office of the City Manager:
(a) the Amendment to Loan Agreement;
(b) the Supplemental Indenture;
' (c) the Amendment to Mortgage;
(d) the Bond Purchase Agreement , by and among
the Company, the Underwriter and the City (the "Bond
Purchase Agreement" ) ; and
(e) a Private Placement Memorandum (the
' ( "Private Placement Memorandum" ) , dated November 30 , 1988 .
Section 2 . Findings . This Council hereby finds ,
determines and declares that :
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(a) The welfare of the State of Minnesota
requires active promotion, attraction, encouragement and
development of economically sound industry and commerce
through governmental acts to prevent, so far as possible,
emergence of blighted lands and areas of chronic
unemployment, and the State of Minnesota has encouraged
local government units to act to prevent such economic
deterioration.
(b) The Project would further the general ,
purposes contemplated and described in Section 469 . 152 of
the Act .
(c) The existence of the Project would add to
the tax base of the City, the County and the School
District in which the Project is located and would provide
increased opportunities for employment for residents of the
City and surrounding area .
(d) This Council has been advised by '
representatives of the Company, that conventional,
commercial financing to pay the cost of the Project is
available only on a limited basis and at such high costs of
borrowing that the economic feasibility of constructing and
operating the Project would be significantly reduced, but
that with the aid of municipal borrowing , and its resulting
lower borrowing cost , the Project is economically more
feasible .
(e) This Council has been advised by '
representatives of the Company that the Project would not
be undertaken but for the availability of industrial
development bond financing . '
( ) This Council has also been advised by
representatives of the Company that on the basis of their
discussions with potential buyers of tax-exempt bonds,
revenue bonds of the City (which may be in the form of a
revenue note or notes) could be issued and sold upon
favorable rates and terms to finance the Project .
(g) The City is authorized by the Act to issue
its revenue bonds to finance capital projects consisting of
properties used and useful in connection with a revenue
producing enterprise, such as that of the Company, and the
issuance of the bonds by the City would be a substantial
inducement to the Company to undertake the Project .
(h) This Council hereby finds that the issuance
and sale of $1, 000 , 000 aggregate principal amount of the '
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City' s Industrial Development Revenue Bonds (Lyman Lumber
Company Project) , Series 1988 pursuant to the Act is in the
best interest of the City and the City hereby determines to
issue and sell such Series 1988 Bonds . The proceeds of the
Series 1988, Bonds will be lent (the Loan) by the City to
the Company, in order to finance the Project .
(i) The financing of the Project, the
' authorization of the Series 1988 Bonds in the principal
amount of $1,000, 000, the execution and delivery of the
Amendment to Agreement and the Supplemental Indenture and
the performance of all covenants and agreements of the City
' contained in the Agreement, the Bond Purchase Agreement and
the Indenture and of all other acts and things required
under the Constitution and laws of the State of Minnesota
to make the Loan Agreement, the Indenture and the Series
1988 Bonds valid and binding obligations in accordance with
their terms, are authorized by the Act .
' (j ) The Series 1988 Bonds will be special
limited obligations of the City payable solely from
revenues derived from the Agreement, other than to the
extent payable from the proceeds of the Series 1988 Bonds ,
amounts in the Reserve Fund held by the Trustee pursuant to
the Indenture, the proceeds of insurance or condemnation
1 awards or the proceeds resulting from the disposition of
the property encumbered by the Mortgage upon a default by
the Company under the Agreement . The Series 1988 Bonds
' shall not be payable from or charged upon any funds other
than the revenue pledged to the payment thereof, nor shall
the City be subject to any liability thereon. No holder or
holders of any Series 1988 Bond shall ever have the right
' to compel any exercise of the taxing power of the City to
pay any such Series 1988 Bond or the interest thereon, nor
to enforce payment thereof against any property of the City
' except the Loan Agreement . The Series 1988 Bonds shall not
constitute a debt of the City within the meaning of any
constitutional or statutory provision.
Section 3. Authorization of Issuance of Bonds . In
order to provide for the financing of the Project , the City
hereby authorizes the issuance of the Series 1988 Bonds as
' revenue bonds under the Act, to be designated "City of
Chanhassen, Minnesota , Industrial Development Revenue Bonds
(Lyman Lumber Company Project) , Series 1988" in the aggregate
' principal amount of $1, 000, 000 . The Series 1988 Series 1988
Bonds shall be dated as of December 1, 1988 , and shall mature
in the years and amounts and contain the redemption and other
provisions as are set forth in the Supplemental Indenture . The
' Series 1988 Bonds shall bear interest as provided in the
Supplemental Indenture .
I
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Section 4 . Execution of Bonds . Each Series 1988 Bond
shall be executed on behalf of the City by the manual or
facsimile signatures of the Mayor and the City Manager, and its
corporate seal (which may be in facsimile) shall be thereunto
affixed, imprinted or engraved. The Trustee is hereby
designated as authenticating agent pursuant to Minnesota
Statutes , Section 475 . 55 . If any of the officers who shall
have signed or sealed any of the Series 1988 Bonds shall cease
to be such officers of the City before the Series 1988 Bonds so
signed and sealed shall have been actually authenticated by the
Trustee or delivered by the City, such Series 1988 Bonds
nevertheless may be authenticated, issued and delivered with
the same force and effect as though the person or persons who
signed or sealed such Series 1988 Bonds had not ceased to be
such officer or officers of the City.
Section 5 . Execution of Supplemental Indenture,
Amendment to Loan Agreement and Bond Purchase Agreement. The
Supplemental Indenture, the Amendment to Loan Agreement and the
Bond Purchase Agreement are hereby made a part of this
Resolution as fully as though set forth in full herein and are
hereby approved in the form submitted to this meeting, and the
Mayor and City Manager are hereby authorized and directed to
execute, acknowledge and deliver the Supplemental Indenture,
the Amendment to Loan Agreement and the Bond Purchase Agreement
on behalf of the City with such changes , insertions and
omissions therein as do not change the substance of the
Supplemental Indenture, Amendment to Loan Agreement or Bond
Purchase Agreement and as may be approved by the Mayor and City
Manager, such approval to be evidenced conclusively by their
execution of the Supplemental Indenture, the Amendment to Loan
Agreement and the Bond Purchase Agreement and the City Manager
is hereby authorized and directed to affix the corporate seal
of the City to the Supplemental Indenture, the Amendment to
Loan Agreement and the Bond Purchase Agreement .
Section 6 . Offering Documents . The Private Placement
Memorandum is hereby made a part of this Resolution as fully as
though set forth in full herein and is hereby approved in the
form submitted to this meeting, said Private Placement
Memorandum and the information contained therein are hereby
authorized to be used by the Underwriter in connection with the
sale of the Series 1988 Bonds ; provided, however, that the City
has made no independent investigation with respect to , and
assumes no responsibility for the accuracy or completeness of
the information contained in the Private Placement Memorandum.
Section 7 . Other Actions . The Mayor , the City
Manager and all other officers of the City are hereby
authorized and directed to execute and deliver all other '
I
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documents which may required uired under the terms of the
q
Supplemental Indenture, the Amendment to Loan Agreement or the
' Bond Purchase Agreement, and to take such other action as may
be required or appropriate for the performance of the duties
imposed thereby or to carry out the purposes thereof .
iSection 8 . Absence or Disability of Officers . In the
absence or disability of the Mayor, the City Manager or any
' other officer of the City named in any instrument to be
executed on behalf of the City in connection with the issuance
of the Series 1988 Bonds , the acting Mayor, acting City Manager
or other officer may execute such instrument . The execution of
any instrument by an officer of the City shall be conclusive
evidence of its approval .
' Section 9 . Compliance With Act . The Mayor and City
Manager are directed, upon the issuance of the Series 1988
Bonds thereafter to comply with the provisions of Section
' 469 . 154 , Subdivisions 5 and 7 of the Act .
Section 10 . Statement of Election. The City hereby
elects that the provision of Section 144 (a) (4) of the Internal
Revenue Code of 1986, as amended, apply to the Series 1988
Bonds .
' Adopted by the City Council of the City of Chanhassen,
Minnesota, this 12th day of December, 1988 .
Mayor
Attest :
City Manager
' (SEAL)
i
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