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Scanning America Professional Services Agreement 06-27-2022216847v1 1 PROFESSIONAL SERVICES AGREEMENT AGREEMENT made this 27th day of June, 2022, by and between the CITY OF CHANHASSEN, a Minnesota municipal corporation ("City") and SCANNING AMERICA, INC., a Kansas corporation ("Contractor"). IN CONSIDERATION OF THEIR MUTUAL COVENANTS, THE PARTIES AGREE AS FOLLOWS: 1. AGREEMENT DOCUMENTS. The Agreement consists of the following documents. In the event of conflict among the documents, the conflict shall be resolved by the order in which they are listed, with the document listed first having the first priority and the document listed last having the last priority: A. This Professional Services Agreement; B. Contractor’s Quote and Letter Representations dated May 31, 2022 to provide scanning services (“Quote”). 2. SCOPE OF SERVICES. The City retains Contractor to provide the professional services described in the Quote (“Work”). Contractor’s representations and services identified in its letter dated June 2, 2021 are incorporated herein and made a term of this Agreement. 3. COMPENSATION. Contractor will send rolling deliveries of digitized document groupings as each grouping is finished. An invoice will be sent for the documents in each delivery. Contractor shall be paid in accordance with the terms of the Quote, within 35 days of receipt of each invoice for the completion of the Work. 4. CHANGE ORDERS. All change orders, regardless of amount, must be approved in advance and in writing by the City. No payment will be due or made for work done in advance of such approval. 5. DOCUMENTS. All reports, plans, models, software, diagrams, analyses, and information generated in connection with performance of this Agreement shall be the property of the City upon payment by the City. The City may use the information for its purposes. The City shall be the copyright owner. The vesting of the City’s ownership of the copyright in materials created by the Contractor shall be contingent upon the City’s fulfillment of its payment obligations hereunder. The Contractor shall be allowed to use a description of the services provided hereunder, including the name of the City, and photographs or renderings of any projects which develop from the planning or other services provided by the Contractor, in the normal course of its marketing activities. 6. COMPLIANCE WITH LAWS AND REGULATIONS. In providing services hereunder, Contractor shall abide by all statutes, ordinances, rules and regulations pertaining to the provisions of services to be provided. 7. STANDARD OF CARE. Contractor shall exercise the same degrees of care, skill, and diligence in the performance of the services as is ordinarily possessed and exercised by a professional contractor under similar circumstances. No other warranty, expressed or implied, is included in this DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 216847v1 2 Agreement. City shall not be responsible for discovering deficiencies in the accuracy of Contractor’s services. 8. INDEMNIFICATION. Contractor, at its sole cost and expense, shall indemnify, hold harmless and protect the City, including its officers, employees, agents and volunteers from and against any and all Loss. “Loss” means any and all loss, damage, liability, expense, or cyber security breach of any nature whatsoever, whether incurred as a judgement, settlement, penalty, fine or otherwise (including attorney’s fees and the cost of defense) in connection with any action, proceeding, demand, or claim, whether real or spurious, for injury, including death to any person or persons or for damages to or loss of, or the loss of use of, property of any person, firm, or corporation, including the parties hereto, which arises out of, or is connected with, or is claimed to arise out of or be connected with, any intentional, wanton or negligent act or omission of the Contractor, its agents, employees, officers, subcontractors, suppliers, or Contractor members. However, this hold harmless and indemnification shall not apply to the extent such Loss results from any negligent, intentional or wanton act or omission on the part of the City, its officers, agents, employees, representatives, or subcontractors. 9. INSURANCE. Contractor shall secure and maintain insurance in accordance with the requirements provided in Exhibit A attached hereto: 10. INDEPENDENT CONTRACTOR. The City hereby retains Contractor as an independent contractor upon the terms and conditions set forth in this Agreement. Contractor is not an employee of the City and is free to contract with other entities as provided herein. Contractor shall be responsible for selecting the means and methods of performing the Work. Contractor shall furnish any and all supplies, equipment, and incidentals necessary for Contractor's performance under this Agreement. City and Contractor agree that Contractor shall not at any time or in any manner represent that Contractor or any of Contractor's agents or employees are in any manner agents or employees of the City. Contractor shall be exclusively responsible under this Agreement for Contractor's own FICA payments, workers compensation payments, unemployment compensation payments, withholding amounts, and/or self-employment taxes if any such payments, amounts, or taxes are required to be paid by law or regulation. 11. SUBCONTRACTORS. With the exception of the individuals identified in the Proposal, Contractor shall not enter into subcontracts for services provided under this Agreement without the express written consent of the City. Contractor shall comply with Minnesota Statutes §471.425. Contractor must pay subcontractors for all undisputed services provided by subcontractors within ten (10) days of Contractor’s receipt of payment from City. Contractor must pay interest of one and five-tenths (1.5%) percent per month or any part of a month to subcontractors on any undisputed amount not paid on time to subcontractors. The minimum monthly interest penalty payment for an unpaid balance of One Hundred Dollars ($100.00) or more is Ten Dollars ($10.00). 12. ASSIGNMENT. Neither party shall assign this Agreement, nor any interest arising herein, without the written consent of the other party. 13. WAIVER. Any waiver by either party of a breach of any provisions of this Agreement shall not affect, in any respect, the validity of the remainder of this Agreement. 14. ENTIRE AGREEMENT. The entire agreement of the parties is contained herein. This Agreement supersedes all oral agreements and negotiations between the parties relating to the subject matter hereof as well as any previous agreements presently in effect between the parties relating to the subject matter hereof. Any alterations, amendments, deletions, or waivers of the provisions of this Agreement shall be valid only when expressed in writing and duly signed by the parties, unless otherwise provided herein. DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 216847v1 3 15. CONTROLLING LAW/VENUE. This Agreement shall be governed by and construed in accordance with the laws of the State of Minnesota. In the event of litigation, the exclusive venue shall be in the District Court of the State of Minnesota for Carver County. 16. COPYRIGHT. Contractor shall defend actions or claims charging infringement of any copyright or patent by reason of the use or adoption of any designs, drawings or specifications supplied by it, and it shall hold harmless the City from loss or damage resulting there from. 17. PATENTED DEVICES, MATERIALS AND PROCESES. If the Agreement requires, or Contractor desires, the use of any design, devise, material or process covered by letters, patent or copyright, trademark or trade name, Contractor shall provide for such use by suitable legal agreement with the patentee or owner and a copy of said agreement shall be filed with the City. If no such agreement is made or filed as noted, Contractor shall indemnify and hold harmless the City from any and all claims for infringement by reason of the use of any such patented designed, device, material or process, or any trademark or trade name or copyright in connection with the services agreed to be performed under the Agreement, and shall indemnify and defend the City for any costs, liability, expenses and attorney's fees that result from any such infringement. 18. RECORDS. Contractor shall maintain complete and accurate records of time and expense involved in the performance of services. 19. AUDIT DISCLOSURE AND DATA PRACTICES. Any reports, information, data, etc. given to, or prepared or assembled by the Contractor under this Agreement which the City requests to be kept confidential, shall not be made available to any individual or organization without the City’s prior written approval. The books, records, documents and accounting procedures and practices of the Contractor or other parties relevant to this Agreement are subject to examination by the City and either the Legislative Auditor or the State Auditor for a period of six (6) years after the effective date of this Agreement. This Agreement is subject to the Minnesota Government Data Practice Act, Minnesota Statutes Chapter 13 (Data Practices Act). All government data, as defined in the Data Practices Act Section 13.02, Subd. 7, which is created, collected, received, stored, used, maintained, or disseminated by Contractor in performing any of the functions of the City during performance of this Agreement is subject to the requirements of the Data Practice Act and Contractor shall comply with those requirements as if it were a government entity. All subcontracts entered into by Contractor in relation to this Agreement shall contain similar Data Practices Act compliance language. 20. SAFETY PRECAUTIONS. Contractor shall be responsible for initiating, maintaining and supervising all safety and security precautions and programs in connection with the performance of the Work and shall take reasonable precautions for the safety of, and shall provide reasonable protection to prevent injury, damage or loss to (a) material and equipment stored at on-site or off-site locations for use in performance of the Work and (b) the security of the documents, information and data of City, including reasonably providing cyber security. Contractor shall give notice and comply with applicable laws, ordinances, rules, regulations, orders and the like bearing on safety of property or security of data and information and their protection from injury, damage or loss. 21. REMEDY OF DEFECTIVE WORK. If any defects in the Work are discovered within two (2) years from the final completion of the Work, Contractor shall promptly remedy such defects at its own expense. 22. NON-DISCRIMINATION. The Contractor agrees during the life of this Agreement not to discriminate against any employee, application for employment, or other individual because of race, color, sex, DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 216847v1 4 age, creed, national origin, sexual preference, or any other basis prohibited by federal, state, or local law. The Contractor will include a similar provision in all subcontracts entered into for performance of this Agreement. 23. TERMINATION OF THE AGREEMENT. The City may terminate this Agreement or any part thereof at any time, upon written notice to Contractor, effective upon delivery including delivery by facsimile or email. In such event, Contractor will be entitled to compensation for Work performed up to the date of termination based upon a pro rata basis. Upon early termination of this Agreement, Contractor shall return all City property provided to Contractor for performance of this Agreement. 24. COMPLETION. Completion date of all Work will be mutually agreed upon between City and Contractor. 25. BINDING EFFECT. This Agreement shall be binding upon, and inure to the benefit of, the parties and their respective successors and assigns. Dated: __________________, 2022. CITY OF CHANHASSEN BY: _______________________________________ Elise Ryan, Mayor AND Laurie Hokkanen, City Manager Dated: June 27, 2022. SCANNING AMERICA, INC. BY: Brett Benson ITS: Account Executive DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 June 27 216847v1 5 EXHIBIT A INSURANCE REQUIREMENTS 1. Worker’s Compensation Insurance/Automobile Insurance/Liability Insurance. Contractor shall procure and maintain such insurance as will protect Contractor from claims under the Worker's Compensation Acts, automobile liability, and from claims for bodily injury, death, or property damage which may arise from the performance of services under this Agreement. Such insurance shall be written for amounts not less than: Commercial General Liability $1,000,000 each occurrence/aggregate Automobile Liability $1,000,000 combined single limit Excess/Umbrella Liability $1,000,000 each occurrence/aggregate* The required minimum of umbrella coverage shall be $2,000,000, or the policy limits, whichever is greater. The City shall be named as an additional insured on the general liability and umbrella policies on a primary and noncontributory basis. Coverage shall apply to all owned, hired, and/or non-owned automobiles used in the completion of the Work as set forth in the Agreement. It shall also name City, its officers, employees, volunteers and agents as additional insured on a primary basis. 2. Technology Professional Liability/Errors and Omissions. Contractor shall procure and maintain Technology Professional Liability/Errors and Omissions insurance coverage written for amounts not less than: $1,000,000 Per Claim $1,000,000 Aggregate This coverage shall apply to actual or alleged negligent wrongful acts, errors and omissions resulting in claim(s) for damages related to the Work involving the operations of Contractor, and/or its sub-contractor(s) and consultants, and be sufficiently broad to respond to the duties and obligations of Contractor in this agreement (with no policy limitations or exclusions related to the Work) and shall include, but not be limited to, claims involving loss, damage, theft, or other misuse of data, infringement of intellectual property, invasion of privacy violations, information theft, damage to or destruction of electronic information, release of private information, alteration of electronic information, extortion, and network security. If such policy is “claims-made” form, the retroactive date must be shown and must be before the date of the Agreement or the beginning of the Work. This insurance must be maintained and evidence of insurance must be provided for at least two (2) years after the completion of the Work. If coverage is cancelled or non-renewed and not replaced with another “claims- made” policy form with a Retroactive Date prior to the Agreement effective date, the Contractor must purchase “extended reporting period” (tail coverage for a minimum of two (2) years after completion of the Work. 3. Technology Cyber Security Liability Contractor shall procure and maintain Technology Cyber Security Liability insurance coverage written for amounts not less than: $1,000,000 per claim $1,000,000 aggregate This coverage, to include third party cyber liability and data breach coverage, for loss or damages related to the Work involving the operations of Contractor, and/or its sub-Contractor(s) and consultants, and be sufficiently broad to respond to the duties and obligations of Contactor in this agreement (with no policy DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 216847v1 6 limitations or exclusions related to the Work) and shall include, but not be limited to, claims involving loss, damage, theft or other misuse of data, infringement of intellectual property, invasion of privacy violations, information theft, damage to or destruction of electronic information, release of private information, alteration of electronic information, extortion, and network security. This policy shall also provide coverage for breach response costs as well as regulatory fines and penalties and credit monitoring expenses with limits sufficient to respond to these obligations. If such policy is “claims-made” form, the retroactive date must be shown and must be before the date of the Agreement or the beginning of the Work. This insurance must be maintained and evidence of insurance must be provided for at least two (2) years after the completion of the Work. If coverage is cancelled or non-renewed and not replaced with another “claims-made” policy form with a Retroactive Date prior to the Agreement effective date, the Contractor must purchase “extended reporting period” (tail coverage for a minimum of two (2) years after completion of Work. 4. Waiver of Subrogation Contractor, and in addition, its insurers, through policy endorsement, and to the fullest extent permitted by law, waives all rights against the City, if officers, employees, volunteers and agents. 5. Insurance Requirements. Before commencing Work, the Contractor shall provide the City a certificate of insurance evidencing the required insurance coverage in a form acceptable to City, identifying insurers that write Contractor’s coverages, with minimum Best’s Guide Rating of A- and Class VIII or better, and authorized to do business in the State of Minnesota, along with the policy dc page and endorsements page of the Technology Cyber Security Liability policy. Certificate will evidence the required coverage and endorsements stated above. Should any of the above described policies be cancelled or non-renewed, the City shall first be provided 30 days prior written notice, except 10 days for non-payment of premium. This cancellation provision shall be indicated on the certificate of insurance. For all claims related to this Agreement, the Contractor’s insurance coverage shall be primary and non-contributory. City also reserves the right to obtain copies of Contractor’s policies to validate coverage in effect if certificates or dec pages are ambiguous to the City’s Risk Manager. Annually, Contractor agrees to provide a new/replacement formal certificate of insurance and dec pages one week prior to the expiration date. If any portion of the Work is to be subcontracted, Contractor shall require that the subcontractor comply with the same indemnification agreement terms and be required to provide and maintain all insurance coverages and provisions as stated above, with a formal certificate of insurance acceptable to City evidencing same. Acceptance of any certificate that does not comply with the above requirements shall not operate as a waiver of Contractor’s obligations hereunder. And the fact that insurance is obtained by Contractor shall not be deemed to release or diminish the liability of Contractor including, without limitation, liability under the indemnify provisions of this Agreement. Damages recoverable by the City shall not be limited by the amount of the required insurance coverage. Contractor shall notify City in writing as soon as possible after any occurrence that could potentially lead to any lawsuit and/or after it receives notice or knowledge of any demand, claim, cause of action, lawsuit, or action arising out of the Work performed under this Agreement. DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 1440 N 3rd Street Lawrence, Kansas 66044 800.732.7226 www.scanningamerica.com May 31, 2022 Richard Rice IT Manager City of Chanhassen 7700 Market Boulevard Chanhassen, MN 55317 I have written this proposal based on the metric information that you provided regarding the Administration and Planning files as well as the Fire Department’s files. Scanning America Overview Scanning America, Inc. was founded in 1989 as a national document scanning company. Since that time, we have converted billions of images for clients in the US and abroad. Throughout our course, we have maintained our focus on only providing scanning and indexing services. By doing so, we believe provide our clients with the greatest value. We have the ability to scan and index most every type of document that can be found within an organization, including: paper, maps/drawings, microfilm, microfiche, aperture cards, slides/photos, x- rays and more. We are constantly seeking to upgrade our capabilities and equipment to ensure that we remain on the cutting edge of technology and also remain as competitive as possible. Scanning America, OPG-3 and Laserfiche Content Management Software Scanning America partners very closely with OPG-3, Inc. which is recognized as one of the nation’s most successful Laserfiche VARS. We are proud to have such a professional and knowledgeable ally to help support our mutual clients. Scanning America specializes in formatting the converted files and metadata into either Laserfiche Attachable Volumes or Laserfiche Briefcases. This allows the client to simply attach the volumes to their Laserfiche repository. The metadata automatically populates the Laserfiche template fields within the repository and contains pointers to the corresponding file images. Scanning America owns and operates a Laserfiche system within our production facility. The only way that a scanning provider can create the Attachable Volumes and Briefcases is by utilizing the Laserfiche server software along with the LF client licenses. Scanning America has performed these services on literally hundreds of millions of images. DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 1440 N 3rd Street Lawrence, Kansas 66044 800.732.7226 www.scanningamerica.com Physical and Technological Security / SOC 2 Compliance Scanning America recognizes that security is of utmost importance in dealing with our customers’ records and information. We have many levels of both physical and technological security to ensure that all our customers’ information is strictly secured and protected. The policies and procedures that we have in place allow us to remain HIPAA and FERPA compliant. Scanning America is also an SSAE 18, SOC 2, Type ll, Certified Vendor. The SSAE 18 standard is the benchmark compliance report for organizations whose products and services are impacted by compliance with regulatory and industry standards such as privacy and security regulations. Scanning America has successfully completed these audits with no exceptions detected, which is the best result possible. This provides independent third-party verification of Scanning America, Inc. management’s assertion that its policies and procedures are both correctly designed and operating effectively to achieve the control objectives throughout the specified audit period. All SAI employees have undergone pre-hire criminal background checks and must sign confidentiality/non-disclosure agreements. Physical security includes but is not limited to: • All exterior doors require electronic card keys for access • Professionally monitored alarm system • 20+ security cameras in-side and out-side of building (video generated from these cameras is saved for a minimum of 6-months) • Routine evening and night/weekend patrols from private security firm (driving through parking lot/checking doors to be sure they are locked) • Non-escorted guests are never allowed in the building • The production center is staffed 24 hours per day, five days per week At a customer’s request, we will submit for inspection a copy of our Corporate Security Policies, which is a comprehensive document explaining in detail all the procedures that we have in place to ensure the confidentiality and safety of our customers’ information. We would also be pleased to submit a copy of our SOC 2, SSAE 18 Audit Results from The Moore Group. Cyber Liability Coverage Scanning America carries Cyber Liability insurance. This coverage, through Philadelphia Insurance Companies, provides First Party and Third-Party protection, including all the following: • Loss of Digital Assets Coverage • Non-Physical Business Interruption and Extra Expense • Cyber Extortion • Cyber Terrorism • Security Event Costs • Network Security and Privacy Liability • Employee Privacy Liability • Electronic Media Liability DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 1440 N 3rd Street Lawrence, Kansas 66044 800.732.7226 www.scanningamerica.com We feel that this additional coverage brings significant value to our customers, as well as to our organization. Disaster Recovery / Hot Site To ensure seamless disaster recovery and business continuity, Scanning America operates a remote Hot Site. Scanning America’s Hot Site is a disaster recovery location that is set up and ready to go if ever needed. Scanning America staff can arrive and continue to work immediately. Scanning America’s Hot Site has scanning equipment set up, with current data always available, and all primary data center functions copied and maintained off site. In addition to scanning equipment, Scanning America’s Hot Site also hosts QC and Data Entry/Indexing workstations. While having a Disaster Recovery site actively working, in addition to a primary data center, is costly, those additional costs pay off in providing redundancy should disaster strike, ensuring we can keep our clients’ projects on-schedule. Overview of Scanning America’s Project Approach and Production Methodology Initial Implementation Meeting • Within 10 days of acceptance of our proposal, Scanning America will schedule a meeting with the City’s primary staff members along with the OPG-3 team. Talking points for the meeting will be project specifications, pick-up scheduling, establishing a starting timeline as well as expectations on milestone reporting, project completion goals, etc. Document Transportation and Entry into Production • SAI will pick up files at the City’s various locations for transportation to our centralized production center located in Lawrence, Kansas. • If desired, SAI staff can provide boxes and labor to pack the files into boxes. • All physical transportation of client documents will be handled by Scanning America Staff Members. • All SAI staff members and drivers have undergone comprehensive background checks and have signed nondisclosure agreements. • SAI is insured for transportation of valuable documents. • SAI drivers follow Federal Motor Carrier Safety Administration guidelines in terms of number of hours spent driving per day/per week, etc. • Documents and media shall be transported in locked containers. For the purposes of document transportation, a properly provisioned transporting vehicle shall qualify as the locked container. • SAI will not transfer client containers or documents from one vehicle to another while in route. • Any time an SAI employee is not physically loading, unloading or operating an SAI vehicle containing client media, the vehicle will be locked and secured. • SAI staff will attach a bar-coded label to each box/container of client documents prior to loading into the transport vehicle. Each label will be sequentially numbered and state the client name and project number. • Each box/container will be marked with the beginning and ending document range that is contained within it. DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 1440 N 3rd Street Lawrence, Kansas 66044 800.732.7226 www.scanningamerica.com • There will be a delivery/transmittal sheet signed between the City and SAI for each grouping of files picked up at each City location. This will establish a direct chain of custody for the documents. A copy of each receipt will be left at each location and a second copy of all receipts will be sent to the City’s project manager. • Once the boxes arrive at Scanning America’s facility, they will be immediately offloaded into SAI’s climate-controlled warehouse. The documents will be received into SAI’s project management system, eProject. eProject is an internally developed software tool that SAI utilizes to manage all aspects of scanning projects. • Scanning America, Inc. has been providing nationwide transportation of our clients’ documents for over 30 years. Scan on Demand Record Retrievals Scanning America provides clients with ready access to their files throughout the back-file scanning process. Scanning America has a constantly monitored email address, filerequest@scanningamerica.com, where clients can initiate on-demand requests for files in Scanning America’s possession. Upon receipt of an on-demand file request, the authenticity of the request is verified and then the file is located, prepped, scanned, encrypted and transferred electronically to the requesting party. This is normally accomplished within 2-4 hours of the request. We understand that our clients’ access to their files is critical to their operations. eProject eProject is an internally developed software tool that we use to manage all aspects of scanning projects, from receiving boxes thru shipping deliverables, and everything in between. eProject is our single repository for project specifications. Having a single repository for project specifications allows our staff to always have access to the most up to date information. eProject is also where we monitor the progress of our projects. We can tell which boxes have been prepped, scanned, indexed, post-processed, QC’ed, delivered, etc. We also track which of our employees performed each of these functions and what scanning equipment they used. This gives us the advantage of being able to look at the work of particular individuals and to analyze the performance of particular pieces of equipment. Document Preparation Document preparation is the first step in the scanning process. This step involves many tasks that get the paper ready for high-speed scanning, including staple removal, relocation of post-it notes obscuring information, un-folding oversize sheets, etc. Scanning America also inserts bar coded file separation sheets during this process to delineate between the beginning and end of each individual file. Document Scanning As the documents are prepped, they are placed into queue for scanning. Scanning America uses IBML Open Track scanners. IBML scanners lead the industry in quality and performance. We have chosen to use these scanners because they have several key features which make them excellent scanners for back file scanning. They have very effective paper feeding systems that reliably feed individual pages of various sizes and thicknesses. DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 1440 N 3rd Street Lawrence, Kansas 66044 800.732.7226 www.scanningamerica.com We scan the front and back of every piece of paper. We then view large thumbnails of the images on- screen to look for blank images. Blank images are deleted and clients are not charged for them. Also, during this on-screen review; our staff is looking for images which are not accurate representations of the source documents. If any are found, the corresponding paper is located, and the page is rescanned into an accurate likeness of the paper document. All our scanners have ultrasonic double-feed detection that prevents pages from being missed during the scanning process. This process passes a beam of ultrasound through paper as it feeds into the scanner. The sensors can detect even the slightest amount of airspace that exists between any two sheets of paper. It then stops the scanner, and the operator clears the double feed. All of our scanners are regularly maintained by manufacturer-certified technicians and are cleaned and calibrated multiple times per shift by our own staff. Ensuring that all Documents are Scanned Making sure that all documents are scanned is one of the most important parts of any scanning project. Scanning America has gone to great lengths to ensure that no documents are missed. This process starts by breaking documents into batches then numbering and bar-code labeling the batches. Each sticker contains project-specific information, including: Client Name, Project Name, Project Number and Batch number. This ensures that batches are always identifiable and associated with a specific project. These batch numbers are then entered into Scanning America’s eProject tool. Within eProject, every batch must be logged into and completed by a scanner technician. This ensures that every batch is scanned. Image Quality Image quality is of utmost importance in any scanning project. Scanning America has invested in the equipment we have deemed as the best available. Rather than buying all equipment from a single manufacturer, Scanning America has identified and acquired the best equipment, regardless of the manufacturer. Great equipment alone will not ensure excellent quality images. Well trained employees are required to get the most from the equipment. All Scanning America employees that operate scanners have been required to undergo training on the scanners and demonstrate core competency in operating their equipment. Scanner operators must also be capable of cleaning and calibrating their equipment. As the documents are scanned, the scanned images are placed into queue for Image QC and Indexing. During this process, each scanned image is viewed on-screen by Scanning America employees. Any images which are determined to be illegible are flagged and in a later process compared to the original paper to ensure that the image capture is an accurate representation of the source document. Indexing SAI utilizes a double key method for indexing. Any field that needs to be manually keyed will be done by two different operators keying the same information from two different workstations while viewing the digitized images on their computer screens. Then, a computer check of the indexed fields locates any two corresponding fields that do not match. We then have a third DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 1440 N 3rd Street Lawrence, Kansas 66044 800.732.7226 www.scanningamerica.com operator verify the correct information and re-key the unmatched indices. These extra steps, while costing more to provide, allows us to maintain the highest level of accuracy. SAI will utilize a data extract provided by the City to automatically link the additional metadata fields required. This helps to streamline the indexing process while making it as cost efficient as possible. Utilizing the data extract also provides another validation procedure and further enhances accuracy. Optical Character Recognition If desired by the City, Scanning America will perform Optical Character Recognition on all images containing electronically generated or typed text. OCR will allow the staff to do text searches for specific words, phrases or numbers. OCR will give the staff the ability to find specific information within the files without having to visually go through each page. OCR works on type written or electronically generated text, but not on handwriting. (The Laserfiche ECM system that the Client has implemented has OCR as one of its core software features. The Client may prefer to use that feature to selectively perform OCR on only certain ranges of documents once they have been attached to the repository.) Image and Metadata Delivery Formatted for Attachment to the City’s Laserfiche Content Management System SAI will send rolling deliveries of the City’s digitized files in batches as we finish them. The images and .LST or .XML data files will be formatted so that the deliverables can be attached directly into the City’s Laserfiche content management application. The images, data and import files will be delivered via securely encrypted USB drives or SFTP transfer. Post-Production Storage of Documents Scanning America offers free 90-day storage of all source documents that are converted at our production facility. This gives our clients the time to look at and work with the digitized files before deciding on final disposition of original paper files. If clients would like to continue having their documents stored, we can provide pricing for long term storage. The 90-day storage period begins and Laserfiche deliverables are provided to the Client. AAA NAID Certified Document Destruction SAI can provide AAA NAID certified document destruction after all the conversion services have been completed. An authorization form, outlining the specific documents to be destroyed is sent to the client. Once the client has signed the destruction order, the documents are destroyed and the NAID certification is forwarded to the client. Schedule Scanning America will work with the City to determine the optimum schedule to fit their needs for each department. DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 1440 N 3rd Street Lawrence, Kansas 66044 800.732.7226 www.scanningamerica.com Project Overview for Administration and Planning Files and Fire Department Files • The City has an estimated total 694,650 pages of documents that they would like to have digitized, indexed and attached to their Laserfiche content management system. Approximately 666,400 of these pages are letter/legal and smaller and it is estimated that 28,250 are large format drawings. • There is an estimated total of 15,660 individual files to be indexed. • The documents will be prepped by removing all fasteners, unfolding pages/corners, repairing tears, moving sticky notes so they do not conceal information and any other processes necessary to get the documents ready for high-speed scanning. • All documents will be scanned at settings to produce high quality images and all images will be inspected to assure that they are accurate representations of the original pages. • All documents will be maintained in their original order. • Each department’s documents will be scanned in their choice of either color or bi-tonal images based on their needs and preferences. There is no cost difference to provide either format and determination will be made at the department and document grouping level. • SAI will perform Optical Character Recognition on all images if desired by the City. • SAI will work with each department to determine the specific indexing requirements that are needed for each document grouping. When possible, SAI will manually key 1 unique field per file and utilize City provided data reports to automatically include any other required fields at no additional cost. • The digitized and indexed documents will be formatted as either Laserfiche Attachable Volumes or Laserfiche Briefcases. • Rolling deliveries will be sent as batches are completed so that City staff members can be utilizing portions of the digitized documents during the conversion processes. • SAI will provide the City with scan on demand file retrieval services during conversion. This will allow the City to have constant access to their files. The files that are requested will be delivered via SFTP or other secure transfer method based on the City’s preference. • Documents will be stored for 90 days post-production at no cost. Upon written authorization, SAI will provide AAA NAID certified destruction of the original documents. Certification will be forwarded to the City. DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7 1440 N 3rd Street Lawrence, Kansas 66044 800.732.7226 www.scanningamerica.com type averages per box 3,268" of Files Average Small Images per Box 2,800 190.40$ Average Large Images per Box 125 108.75$ Average Files per Box 70 14.00$ Estimated Number of Boxes 218 313.15$ 68,266.70$ type averages per box 288" of Files Average Small Images per Box 2,800 190.40$ Average Large Images per Box 50 43.50$ Average Files per Box 50 10.00$ Estimated Number of Boxes 20 243.90$ 4,878.00$ Transportation 1,450.00$ Boxes and Packing Services (218)$8.95 per box 1,951.00$ 3,401.00$ 76,545.70$ Total Estimated Project Cost 120-Days Post-Production Storage of Files and AAA NAID Certified Document Destruction of Files Included Admin - Planning Files - Rolling Racks Fire Department Transportation, Boxes and Boxing Services Estimated at 610,400 small format images, 27,250 large format images and 15,260 individual files. Estimated at 56,000 small format images, 1,000 large format images and 400 individual files. DocuSign Envelope ID: 2F2C4E96-BE0D-437B-9412-CE537C74DFB7